Metamorphoses of the early medieval signum of a ruler in the Carolingian world

This article uses the approach of diplomatic semiotics to explore early medieval signs of authority in charters and on coins, especially the monogram and the sign of the cross used as an individual ‘signature’. Coins and charters used these signs communicating royal or imperial authority differently, addressing diverse regional and social audiences. From the fifth through the ninth centuries, the early medieval signum of a ruler gradually transformed from the individualizing sign of a particular monarch, designed to differentiate him symbolically from other rulers, to the generalizing sign of the king by the grace of God, which as a visual attribute of authority could be shared by several rulers. This transformation signified the inauguration of a new ‘medieval’ tradition in the communication of authority in late Carolingian times.     

Landholding in the Loire valley and the late Carolingian economy (c.840–c.1000)

This article builds on recent work on the Carolingian economy by giving an overview of landholding patterns and associated economic activity in the Loire valley in the ninth and tenth centuries. It demonstrates that only individuals and institutions with access to patronage from the royal fisc possessed large, unified estates; the majority of land was held as small, fragmented farmsteads. Moreover, these small parcels of land changed hands on a regular basis through grants and leases, allowing investment, agricultural development, and social and material returns for their owners. The article suggests that these small-scale property transactions were the basis for growth and dynamism in the late Carolingian economy.     

Folcwin of Rankweil: the world of a Carolingian local official

This article examines charters from the St Gall archive which are valuable for the light they throw on the secular society of the settlement of Rankweil in Rhaetia and the surrounding area. The centrepiece is the rare collection of early ninth-century grants and sales made to the centenarius Folcwin and the article uses these and other related documents to examine the workings of Carolingian local society, the activities of local officials, and the patterns of landholding and transfer amongst secular individuals of relatively modest standing.     

The Carolingian response to the revolt of Boso, 879–887

The decade leading up to the disintegration of the Carolingian Empire in 887–8 is traditionally characterised by historians as a period when royal authority was in terminal decline, crippled by the deaths of three great rulers in the mid-870s and by the attempt of the non-Carolingian rebel Boso of Vienne to seize a throne in 879. This article challenges the conventional view, and argues that Boso's revolt actually inspired the four surviving Carolingian kings to enter into a period of successful and effective cooperation. They came to a sworn agreement which sealed a new mutually guaranteed succession plan and resolved several outstanding territorial disputes. The end of the empire was brought about neither by internal conflict nor by loss of faith in the royal house, but rather by the premature deaths of a series of heirless rulers and the failure of the last emperor Charles the Fat to organize his succession in 887.     

‘Bound from Either Side’: The Limits of Power in Carolingian Marriage Disputes, 840–870

The article discusses four marriage disputes in ninth‐century Francia which involved noblemen: Count Stephen of the Auvergne, Count Boso of Italy, Baldwin of Flanders and the royal vassal Falcric. All these men were affected by Carolingian reforming measures on consanguineous marriage, divorce and raptus (abduction). The article examines how gender and social status affected the forms of power and the strategies used by different parties in the cases: archbishops and popes, kings, the women involved and the noblemen themselves. A paradoxical situation is revealed: despite the patriarchal basis of Carolingian society, the power even of elite men over women and marriage was often highly contingent. Yet such restrictions on power did not imperil the gender order: the masculinity of the men involved in these marriage disputes was not questioned.     

Doctrinal debate and social control in the Carolingian age: the predestination controversy (840s–60s)

This paper reconsiders the impact of public opinion on religious controversies in the Carolingian age. Doctrinal debate was by no means limited to the elite circles connected with royal and episcopal power. A wider constituency was involved, as is shown by the well‐known controversy on double predestination (840s–60s). During this debate, monks, rural priests and lower clerics read, disputed and circulated treatises and booklets, and questioned the authority of their superiors. The reaction of the clerical elite to the extension of the sphere of debate was ambivalent. A wider discussion was discouraged by a discourse of self‐restraint that emphasized the virtue of simplicitas, but also by disciplinary means. Yet dissent was not entirely stifled, so leading churchmen had to convince their subordinates while not officially acknowledging the latter as their equal discussion partners. This required complex strategies of communication, which only become visible by investigating all aspects of such doctrinal debates.     

The long‐haired kings of the Franks: ‘like so many Samsons?’1

As the paradigm of Germanic sacral kingship has lost its appeal, historians have begun to rethink the concept of Merovingian kingship. Most of the arguments once used in support of its alleged Germanic and pagan character have now been refuted. However, the meaning of their long hair has thus far proven difficult to explain. This article will argue that the Merovingian hairstyle took up Christian meaning shortly after their conversion, presenting them in the image of the biblical Samson. Consequently, their use of biblical analogies to legitimize royal power further challenges the once‐held dichotomy between Merovingian and Carolingian kingship.     

Law and the peasant: rural society and justice in Carolingian Italy

Comparative analysis of the most important Carolingian‐period Italian placiti dealing with the defence of freedom allows us to reconstruct the approach taken by various large monasteries as they attempted to transform their landholding into coercive power over people, by converting dependent freemen into slaves. Similarly, it reveals the strenuous defence mounted by the freemen who were thus threatened, who were clearly perfectly aware that a downgrading of their legal status would be far more serious for them than an economic downgrading. It also permits an analysis of placiti as sites for the representation of public power, in which the ideological model of the king as ‘protector of the weak’ was often scuppered by the ability of many potentes to use for their own advantage either the presence of royal officials, or those very legal processes which were supposed to guarantee protection of the pauperes.     

Ermentrude's consecration (866): queen‐making rites and biblical templates for Carolingian fertility

Ermentrude's consecration in 866 has long been interpreted as the quintessential example of queen‐making as fertility rite. More recent scholarship has illuminated how Carolingian queen‐making articulated richer definitions of queenship and reflected wider political roles of queens. This article re‐examines the significance of fertility at Ermentrude's consecration. Close analysis of the introductory address that survives alongside the liturgy for anointing and coronation shows that fertility was an unusually important theme at Ermentrude's consecration – but not simply the queen's fertility. By modelling royal fertility on biblical templates, the consecration communicated not only hopes of future children but also political messages about divine sanction of dynastic continuity and good kingship.     

Economic incentives for the Frankish conquest of Saxony

Contrary to received scholarly wisdom, this article argues that the Frankish conquest of Saxony under Charlemagne in the late eighth and early ninth centuries was driven in no small part by the pursuit of material wealth. Specifically, most scholars have viewed pre‐conquest Saxony as too materially impoverished for economic incentives to have played a significant role in Frankish expansion into the lands between the Rhine and the Elbe. However, a thorough review of the written and archaeological evidence suggests that Saxony had much to offer its Carolingian conquerors in the form of plunder and tribute, land and mineral resources, revenue from royal and ecclesiastical renders and taxation, and access to and control of trade routes.     

Pro tutela regni: revisiting a royal diploma from 918 on the birth of Normandy and the first ‘ducal’ laws

The Treaty of Saint‐Clair‐sur‐Epte (911) and the cession of Normandy to Rollo have long been considered as evidence of a decline in Carolingian power during the reign of Charles III the Simple. If, during the twentieth century, this view has undergone gradual revision, the role that the king could have played in the process of the Normans’ installation on the Seine remains obscure. A review of the relevant royal diplomas, in particular that of 14 March 918, suggests, however, active participation by the king in the emergence of a Norman march in Neustria: that is to say, a political and legal programme intended to reaffirm royal authority over this part of the regnum Francorum. This rereading, based on Frankish texts, on Christian ideology and on the Roman heritage, suggests a new interpretation of the settlement of Scandinavians in Normandy, the emergence of a Norman principality, and the genesis of the famous ‘laws of Rollo’.     

From County College to Civic University,Leeds, 1904

Abstract

This article considers the development of the Yorkshire College, the setting up of the federal Victoria University as an examining institution, its subsequent dissolution with the granting of separate charters to its member colleges (Liverpool, Manchester, Leeds) and to Sheffield which had been seeking to move to membership. The resources available to Manchester and Liverpool supported their ambition for independent charters while the Yorkshire College with fewer local resources was opposed to the dissolution. In the later years of the nineteenth century the Privy Council had not agreed to the principle of individual teaching institutions examining and granting degrees to their own students, fearing that this would undermine standards. The change implicit in the granting of separate charters to these Northern universities was to set the pattern for university development nationally for much of the twentieth century. Moreover, earlier fears notwithstanding, experience at Leeds after 1904 also showed the subsequent benefit of this change in terms of resources. One institution which owed its creation to the new charters of 1903 and 1904 was the Joint Matriculation Board.     

The Saxons within Carolingian Christendom: post-conquest identity in the translationes of Vitus,Pusinna and Liborius

The Franks incorporated Saxony into the Carolingian empire through a long, brutal struggle coupled with forced conversion. When Saxons themselves began to write a few decades afterwards, they had to make sense of this history and of their role and identity in their contemporary Carolingian world. In contrast to the portrayal of Saxons in writers such as Einhard and Rudolf, three ninth-century Saxon accounts of relic translations — those of Vitus, Pusinna and Liborius — reinterpreted history to claim a place for the Saxons as a distinct group equal to the Franks within the populus Christianus under the Carolingian monarchs. As a key part of their literary strategies, these authors attempted to salvage from the story of their defeat and forced Christianisation an account of God's sovereignty, native agency and virtue (especially fidelity) as a foundational element of Saxon identity. These texts prefigure the debates about post-conquest Saxon identity which would underlay the later and better-known Ottonian triumphal self-conceptions. Moreover, the concerns of these authors led them to remarkable hagiographical innovations in grappling with paganism, conversion, miracles, social class and faith.     

Cultural heritage management: a possible role for charters and principles in Asia

A number of countries now have charters or principles to underpin approaches to conserving and managing cultural heritage resources. Notably, there is growing interest in their adoption in the Asia‐Pacific region. Paralleling this is the development of university courses in heritage management and tourism in the region. Charters help to define the critical notion of significance which must try to embrace both the tangible and the intangible. Critical to the existence of charters and conventions is the process of establishing and assessing values. In Asia, integrity of heritage places and their continuing authenticity are fundamental concerns, particularly as the notion of heritage embraces traditions, and everyday places. This paper sets out to review current interest in cultural heritage and the various charters we use to assess significance and to offer comment on them with particular reference to heritage management in Asia.     

A testimony of Carolingian rule? The Codex epistolaris carolinus,its historical context,and the meaning of imperium

In the preface to the Carolingian collection of papal letters, known as the Codex epistolaris carolinus, the word imperium is used in the context of describing what is in the collection. In this article, I shall argue that a reinterpretation of the preface's statement about what imperium refers to will shed a different light on the CC as a collection in its entirety. What imperium refers to exactly can be debated, yet studying the Codex carolinus as a Carolingian product of its time, in combination with a reappraisal of its preface, may help to understand the source's historical context and its value to the Carolingian court. As I hope to demonstrate, the CC was an essentially purposeful collection, which underlined the shared history of the Carolingian family and the papacy in Rome.     

Overlooked Husbands: The Paradox of Unfree Marriage in the Carolingian World

Unfree people in the Roman world could not legally marry, while they could in the Middle Ages. This paper explores the marriage of the unfree in the Carolingian empire (750–900 CE), a society with an intense moral concern about marriage. Carolingian churchmen wrote extensively about marriage, using a strongly gendered discourse focusing on how men should approach marriage and behave as husbands. However, these moral and legal texts rarely discussed unfree marriage, even though the practice was common. It is argued that this silence reflects the persistence of late antique class-based gender models, in which masculinity was reserved for married property holders. Although legal prohibitions on unfree marriages had ended, Carolingian moralists continued to be influenced by patristic assumptions that these were not valid relationships. These assumptions, combined with Frankish social practices that largely excluded unfree men from other key male roles, such as arms-bearing, meant that unfree husbands were not conceptualised as sufficiently ‘manly’ to have their marriages discussed. It is only from the tenth century onwards, when images of masculinity began to fragment more along lines of social status, that authors began explicitly to state that the Christian ideas of marriage applied to all, free and unfree.