Review of Out-of-Plane Seismic Assessment Techniques Applied To Existing Masonry Buildings

ABSTRACT

Observations after strong earthquakes show that out-of-plane failure of unreinforced masonry elements probably constitutes the most serious life-safety hazard for this type of construction. Existing unreinforced masonry buildings tend to be more vulnerable than new buildings, not only because they have been designed to little or no seismic loading requirements, but also because connections among load-bearing walls and with horizontal structures are not always adequate. Consequently, several types of mechanisms can be activated due to separation from the rest of the construction. Even when connections are effective, out-of-plane failure can be induced by excessive vertical and/or horizontal slenderness of walls (length/thickness ratio). The awareness of such vulnerability has encouraged research in the field, which is summarized in this article. An outline of past research on force-based and displacement-based assessment is given and their translation into international codes is summarized. Strong and weak points of codified assessment procedures are presented through a comparison with parametric nonlinear dynamic analyses of three recurring out-of-plane mechanisms. The assessment strategies are marked by substantial scatter, which can be reduced through an energy-based assessment.     

OUT-OF-PLANE SEISMIC RESISTANCE OF MASONRY WALLS

Seismic vulnerability of unreinforced masonry buildings is studied by means of simplified out-of-plane collapse mechanisms that take into account connections with transversal walls. According to experimental evidence, the analysis assumes that failure is reached with a rigid body motion of a part of the facade that falls down. Two classes of mechanism are examined: the overturning of the facade due either to a vertical crack at the connection or a diagonal crack on the transversal wall, both defined resorting to a simple model of masonry fabric, viewed as a regular assembly of rigid blocks and elastic plastic joints with friction but no cohesion. The use of simplified mechanisms give rise to an explicit evaluation of the seismic resistance to changes in the geometry and in the masonry fabrics, that could be used by practising engineers. This formulation is developed for both static horizontal actions and ground velocity peak, in the belief that the latter probably gives a better approximation of seismic action, while also providing, by comparison with the results of static forces, an estimate of the behaviour factor for unreinforced masonry. Eventually, the analytical forecasts are compared with numerical results obtained by means of the distinct element method.     

Definition of Seismic Input for Out-of-Plane Response of Masonry Walls: I. Parametric Study

Response of masonry walls to out-of-plane excitation is a complex, yet inadequately addressed theme in seismic analysis. The seismic input expected on an out-of-plane wall (or a generic “secondary system”) in a masonry building is the ground excitation filtered by the in-plane response of the walls and the floor diaphragm response. More generally, the dynamic response of the primary structure, which can be nonlinear, contributes to the filtering phenomenon. The current article delves into the details and results of several nonlinear dynamic time-history analyses executed within a parametric framework. The study addresses masonry structures with rigid diaphragm response to lateral loads. The scope of the parametric study is to demonstrate the influence of inelastic structural response on the seismic response of secondary systems and eventually develop an expression to estimate the seismic input on secondary systems that explicitly accounts for the level of inelasticity in the primary structure in terms of the displacement ductility demand. The proposed formulation is discussed in the companion article.     

Estimation of Vertical Floor Displacement Using a Wavelet De-Noising Method

The horizontal response of structural and nonstructural systems during seismic events has been studied for a long time. However, the effect of the vertical response of floors on building contents and nonstructural systems has still remained a topic of concern. A wavelet de-noising method along with the experimental data obtained from a full-scale test at E-Defense is used to estimate the vertical floor displacement of a five-story steel moment frame building in base-isolated and fixed-base configurations. Vertical displacements of slabs and beams are calculated from the experimental data and formulated based on their out-of-plane dominant frequencies. A curve fitting approach is then carried out to estimate vertical displacements at floors and stories. In these tests, partition wall damage such as buckling of studs occurred at slab displacements of about 1 in.     

Simulation of Shake Table Tests on Out-of-Plane Masonry Buildings. Part (VI): Discrete Element Approach

ABSTRACT

Although many experimental tests and numerical models are available in the literature, the numerical simulation of the seismic response of existing masonry buildings is still a challenging problem. While the nonlinear behavior of masonry structures is reasonably predictable when the out-of-plane behavior can be considered inhibited, when the in-plane and out-of-plane responses coexist and interact, simplified models seem unable to provide reliable numerical predictions. In this article, taking advantage of the experimental tests carried out in a shaking table on two masonry prototypes at LNEC, a macro-element approach is applied for the numerical simulations of their nonlinear response. The adopted approach allows simulating the nonlinear behavior of masonry structures considering the in-plane and out-of-plane responses. Since it is based on a simple mechanical scheme, explicitly oriented to representing the main failure mechanisms of masonry, its computational cost is greatly reduced with respect to rigorous solutions, namely nonlinear FEM approaches. Two modeling strategies are adopted, namely a regular mesh independent from the real texture of the prototypes and a detailed one coherent with the units disposal. The numerical results are discussed and the correlation between the nonlinear static analyses and the dynamic response is provided.     

Seismic performance of historical vaulted adobe constructions: a numerical case study from Yazd,Iran

Past earthquakes have demonstrated that historical vaulted adobe buildings are highly vulnerable to seismic actions. Hence, it is crucial for such building typologies to be evaluated in terms of seismic capacity. To this end, this article deals with the seismic performance of historical vaulted adobe houses from the city of Yazd, Iran as one of the seismically active areas of the world and possessing a very rich adobe heritage. Thus, and based on a detailed geometrical survey, a representative sample of adobe houses from Yazd was studied using a simplified in-plane analysis based on three geometric indexes. Concerning the out-of-plane behavior, a deeper assessment was conducted by performing a numerical study, where the main influential parameters on the seismic behavior of vaulted adobe buildings were considered. The numerical analyses were carried out by adopting the limit analysis theory implemented in the Block2D software. The results obtained indicate the safe in-plane behavior of most of the houses and the safe out-of-plane response of the sample under gravitational loads. However, the sample out-of-plane safety under earthquake-induced loads seems to be a matter of concern.     

Seismic Load Capacity of Historical Masonry Mosques by Rigid Body Kinetics

ABSTRACT

Kinetic analysis methods based on linear and nonlinear rigid body dynamics are used to evaluate earthquake safety of masonry structures. In this study, the formulas used to calculate the in-plane and out-of-plane load capacities of masonry load-bearing walls were evaluated and a procedure based on rigid body mechanism was proposed to calculate the out-of-plane load capacities of the walls of Ottoman period masonry mosques. New aspects of the method with respect to existing formulations is the inclusion of dynamic axial load and definition of the collapse limit spectral acceleration on the overturning wall. The calculated capacities of the mosque and individual walls were compared with the results of nonlinear pushover analysis and time history analyses performed under 1.0 and 0.5 scaled forms of nine different 3-component ground motion records. It was displayed that the seismic load capacity estimated by the proposed method is very close to the values calculated by pushover and time history analyses. The method was developed on Lala Pasha Mosque, and the reliability and applicability of the proposed methodology is verified on a different historical masonry mosque in comparison to finite element analyses results.     

Assessment of out-of-plane behavior of rammed earth walls by pull-down tests

This article reports pull-down tests performed on rammed earth construction in Bhutan. The pull–down specimens involved an old rammed earth building component as well as a newly prepared rammed earth wall. Both the wall specimens were tested in out-of-plane direction. Theoretical rigid body formulation and finite element (FE) models were developed to predict the response of the rammed earth structures under out-of-plane loading. The validated FE model was further extended to parametric study of material and physical characteristics of rammed earth construction and their effect on critical response quantities. The change in elastic modulus showed effect in the pre-cracking phase of the wall. Density of rammed earth on the other hand affected the post-peak response of the rammed earth wall. Furthermore, an increase in the physical characteristics, namely, the thickness of wall and the vertical superimposed load on top of the wall, enhanced the rocking resistance capacity of the out-of-plane loaded rammed earth walls.     

Reinforcement of the 18th Century Buttresses of Maniace Castle: Design and Execution

ABSTRACT

Maniace Castle, built on Ortygia island in Siracusa (Italy) in the first half of the 13th century and hosting a magnificent hypostyle hall (the Salone), a square area covered by 25 cross vaults supported by columns, was severely damaged by the 1693 earthquake and the explosion of the ammunition dump in 1704. The buttresses, built immediately afterward to counteract the thrust of the 10 surviving vaults, did not guarantee adequate seismic safety so that a metal scaffolding was installed in 2001 to prevent an overturning mechanism. This article discusses the design and execution of an external pre-stressing steel system to increase existing buttress strength and the seismic capacity of the Salone, starting with historical and constructional analyses and dealing with both analytical and technical aspects. The monitoring system installed to detect structural response during and after the working execution is shown, along with some of the data acquired so far.     

Nonlinear Structural Performance of a Historical Brick Masonry Inverted Dome

ABSTRACT

Traditional domes are obtained by double curvature shells, which can be rotationally formed by any curved geometrical plane figure rotating about a central vertical axis. They are self-supported and stabilized by the force of gravity acting on their weight to hold them in compression. However, the behavior of inverted domes is different since the dome is downward and masonry inverted domes and their structural behaviors in the literature received limited attention. This article presents a nonlinear finite element analysis of historical brick masonry inverted domes under static and seismic loads. The brick masonry inverted dome in the tomb of scholar Ahmed-El Cezeri, town of Cizre, Turkey, constructed in 1508 is selected as an application. First, a detailed literature review on the masonry domes is given and the selected inverted dome is described briefly. 3D solid and continuum finite element models of the inverted masonry dome are obtained from the surveys. An isotropic Concrete Damage Plasticity (CDP) material model adjusted to masonry structures with the same tensile strength assumed along the parallel and meridian directions of the inverted dome is considered. The nonlinear static analyses and a parametric study by changing the mechanical properties of the brick unit of the inverted masonry dome are performed under gravity loads. The acceleration records of vertical and horizontal components of May 1, 2003 Bingöl earthquake (Mw = 6.4), Turkey, occurred near the region, are chosen for the nonlinear seismic analyses. Nonlinear step by step seismic analyses of the inverted dome are implemented under the vertical and horizontal components of the earthquake, separately. Static modal and seismic responses of the inverted masonry dome are evaluated using mode shapes, minimum and maximum principal strains and stresses, and damage propagations.     

Methods and Approaches for Blind Test Predictions of Out-of-Plane Behavior of Masonry Walls: A Numerical Comparative Study

ABSTRACT

Earthquakes cause severe damage to masonry structures due to inertial forces acting in the normal direction to the plane of the walls. The out-of-plane behavior of masonry walls is complex and depends on several parameters, such as material and geometric properties of walls, connections between structural elements, the characteristics of the input motions, among others. Different analytical methods and advanced numerical modeling are usually used for evaluating the out-of-plane behavior of masonry structures. Furthermore, different types of structural analysis can be adopted for this complex behavior, such as limit analysis, pushover, or nonlinear dynamic analysis.

Aiming to evaluate the capabilities of different approaches to similar problems, blind predictions were made using different approaches. For this purpose, two idealized structures were tested on a shaking table and several experts on masonry structures were invited to present blind predictions on the response of the structures, aiming at evaluating the available tools for the out-of-plane assessment of masonry structures. This article presents the results of the blind test predictions and the comparison with the experimental results, namely in terms of formed collapsed mechanisms and control outputs (PGA or maximum displacements), taking into account the selected tools to perform the analysis.     

Simulation of Shake Table Tests on Out-of-Plane Masonry Buildings. Part (IV): Macro and Micro FEM Based Approaches

ABSTRACT

This article presents a study on the out-of-plane response of two masonry structures without box behavior tested in a shaking table. Two numerical approaches were defined for the evaluation, namely macro-modeling and simplified micro-modeling. As a first step of this study, static nonlinear analyses were performed for the macro models in order to assess the out-of-plane response of masonry structures due to incremental loading. For these analyses, mesh size and material model dependency was discussed. Subsequently, dynamic nonlinear analyses with time integration were carried out, aiming at evaluating the collapse mechanism and at comparing it to the experimental response. Finally, nonlinear static and dynamic analyses were also performed for the simplified micro models. It was observed that these numerical techniques correctly simulate the in-plane response. The collapse mechanism of the stone masonry model is in good agreement with the experimental response. However, there are some inconsistencies regarding the out-of-plane behavior of the brick masonry model, which required further validation.     

Dynamic One-Sided Out-Of-Plane Behavior of Unreinforced-Masonry Wall Restrained by Elasto-Plastic Tie-Rods

Past earthquakes have shown the high vulnerability of existing masonry buildings, particularly to out-of-plane local collapse mechanisms. Such mechanisms can be prevented if façades are restrained by tie rods improving the connections to perpendiculars walls. Whereas in the past only static models have been proposed, herein the nonlinear equation of motion of a monolithic wall restrained by a tie rod is presented. The façade, resting on a foundation and adjacent to transverse walls, rotates only around one base pivot and has one degree of freedom. Its thickness is explicitly accounted for and the tie rod is modeled as a linear elastic—perfectly plastic spring, with limited displacement capacity. The model is used to investigate the response to variations of wall geometry (height/thickness ratio, thickness), tie rod features (vertical position, length, prestress level), and material characteristics (elastic modulus, ultimate elongation, yield strength) typical of historical iron. The most relevant parameter is the steel strength, whereas other characteristics play minor roles allowing to recommend reduced values for pre-tensioning forces. The force-based procedure customary in Italy for tie design is reasonably safe and involves protection also against collapse, although probably not enough as desirable.     

Effectiveness of FRCM Reinforcement Applied to Masonry Walls Subject to Axial Force and Out-Of-Plane Loads Evaluated by Experimental and Numerical Studies

ABSTRACT

An experimental campaign and a numerical analysis devoted to the investigation of the out-of-plane behavior of masonry walls reinforced with Fiber Reinforced Cementitious Matrix (FRCM) are presented here. The main goal of this study is to analyze and evaluate the effectiveness of the strengthening system, by discussing failure modes and capacity of strengthened masonry walls, in order to assess their behavior under out-of-plane horizontal actions, such as, for example, seismic actions. A purposely designed experimental set-up, able to separately and independently apply an axial force and out-of-plane horizontal actions on masonry walls, was used. Experimental results are discussed and compared with the outcomes of nonlinear analyses performed on simplified finite element models of the walls. A proper evaluation of the flexural capacity of FRCM strengthened walls is the first step of the ongoing process of drawing reliable code guidelines leading to a safe design of strengthened masonry structures.     

Experimental Out-Of-Plane Behavior of Brick Masonry Infilled Frames

ABSTRACT

The vulnerability of masonry infills within reinforced concrete (rc) frames under out-of-plane loading induced by earthquakes has been observed in several past earthquakes through severe damage and often total collapse. Although the infill panels are assumed as non-structural elements, their damage or collapse is not desirable, given the possible consequences in terms of human life losses and repair or reconstruction costs.

Therefore, it is important to gather better insight on the out-of-plane behavior of existing infills so that strengthening guidelines can be derived. In this scope, the main objective of this study is to analyze the out-of-plane experimental behavior of masonry infilled frames that are characteristic of Portuguese buildings and can be seen in other south European countries. In the experimental study carried out, different parameters affecting the out-of-plane response of infilled frames were considered, namely, workmanship, existence of openings and prior in-plane damage. The experimental program was designed to test six half-scale specimens. The out-of-plane loading was applied uniformly to the brick infills by means of an airbag to simulate the effect of earthquakes.     

A PROCEDURE FOR COMBINING VERTICAL AND HORIZONTAL SEISMIC ACTION EFFECTS

The vertical component of earthquake ground motion has generally been neglected in the earthquake-resistant design of structures. This is gradually changing due to the increase in near-source records obtained recently, coupled with field observations confirming the possible destructive effect of high vertical vibrations.

In this paper, simple procedures are suggested for assessing the significance of vertical ground motion, indicating when it should be included in the determination of seismic actions on buildings. Proposals are made for the calculation of elastic and inelastic vertical periods of vibration incorporating the effects of vertical and horizontal motion amplitude and the cross-coupling between the two vibration periods. Simplified analysis may then be used to evaluate realistic vertical forces by employing the vertical period of vibration with pertinent spectra without resorting to inelastic dynamic analysis.

Finally, a procedure is suggested for combining vertical and horizontal seismic action effects which accounts for the likelihood of coincidence, or otherwise, of peak response in the two directions.     

SEISMIC DESIGN AND RESPONSE OF BARE AND MASONRY-INFILLED REINFORCED CONCRETE BUILDINGS. PART I: BARE STRUCTURES

Abstract

Eurocode 8 is applied for the complete design of 26 multi-storey reinforced concrete buildings to study its operationally and compare the implications of trading strength for ductility through designing the same structure for a different Ductility Class. The difference between the conventional full Capacity Design of columns in bending and the relaxed one allowed by Eurocode 8 is quantified, and the implications on the column capacities are examined. About half of the designed buildings, representative of the class of regular frames, are subjected to nonlinear dynamic response analyses to spectrum-compatible motions with intensities up to twice that of the design motion. Nonlinear modeling is very simple, but gives satisfactory agreement with available quasistatic or pseudodynamic test results on full scale structures. Results show that the three Ductility Classes of Eurocode 8 are essentially equivalent in terms of material quantities and seismic performance. Within the limitations of the nonlinear modelling, the response results suggest very satisfactory performance of structures designed to Eurocode 8, even under twice the design motion intensity. Softening of the structure due to concrete cracking and steel yielding significantly reduces the seismic force demands and contributes to the satisfactory performance, despite the increased P — 6 effects. Another important contributor to the good performance is the significant overstrength of the members considered in the analyses with their average as-built properties. Beam overstrength due to the contribution of the slab to flexural capacity is large enough to overcome the effects of the application of the relaxed Capacity Design rule to columns in bending. However, the resulting column plastic hinging does not lead to drift concentrations suggesting formation of storey-sway mechanisms.     

Temporal change in groundwater level following the 1999 (Mw = 7.5) Chi-Chi earthquake, Taiwan

We examine the post‐seismic change in the groundwater level following the 1999 (M_w = 7.5) Chi‐Chi earthquake in central Taiwan, as recorded by a network of 70 evenly distributed hydrological stations over a large alluvial fan near the epicenter. Four types of post‐seismic responses may be distinguished. In type 1, the groundwater level declined exponentially with time following a coseismic rise. This was the most common response in the study area and occurred in unconsolidated sediments on the Choshui River fan. In type 2, the groundwater level rose exponentially with time following a coseismic fall. This occurred in the deformed and fractured sedimentary rocks in the foothills near the Chelungpu fault that ruptured in the Chi‐Chi earthquake. In type 3, the groundwater level continued to decline with time following a coseismic fall. This also occurred in the deformed and fractured sedimentary rocks near the ruptured fault. Finally, in type 4, the groundwater level, following a coseismic rise, stayed at the same level or even rose with time before it eventually declined. This occurred mostly in unconsolidated sediments along the coast of central Taiwan and along the Peikang Stream. We analyze these post‐seismic responses by using a one‐dimensional model. Together with the results from well test, the analysis show that the type 1 response may be explained by an aquifer model with coseismic recharge and post‐seismic subhorizontal discharge across a length of 500–5000 m; the type 2 response may be explained by a model of coseismic discharge and post‐seismic recharge from surface water; the type 3 response may be explained by a model of coseismic discharge and post‐seismic subhorizontal discharge across a length of 500–5000 m; and the type 4 response may be explained by a model of coseismic recharge and sustained post‐seismic recharge from surface water. The characteristic time for the post‐seismic changes is similar to that for the groundwater‐level decline during dry seasons before the earthquake, suggesting that there was no earthquake‐induced changes in the aquifer properties (i.e. hydraulic conductivity), confirming the earlier results from recession analyses of the post‐seismic streamflow elsewhere after several earthquakes.     

SEISMIC SOIL-STRUCTURE INTERACTION: BENEFICIAL OR DETRIMENTAL?

The role of soil-structure interaction (SSI) in the seismic response of structures is reex-plored using recorded motions and theoretical considerations. Firstly, the way current seismic provisions treat SSI effects is briefly discussed. The idealised design spectra of the codes along with the increased fundamental period and effective damping due to SSI lead invariably to reduced forces in the structure. Reality, however, often differs from this view. It is shown that, in certain seismic and soil environments, an increase in the fundamental natural period of a moderately flexible structure due to SSI may have a detrimental effect on the imposed seismic demand. Secondly, a widely used structural model for assessing SSI effects on inelastic bridge piers is examined. Using theoretical arguments and rigorous numerical analyses it is shown that indiscriminate use of ductility concepts and geometric relations may lead to erroneous conclusions in the assessment of seismic performance. Numerical examples are presented which highlight critical issues of the problem.