Policy Narratives and Policy Processes

The Advocacy Coalition Framework (ACF) has influenced a generation of policy scholars with its emphasis on causal drivers, testable hypotheses, and falsification. Until recently, the role of policy narratives has been largely neglected in ACF literature partially because much of that work has operated outside of traditional social science principles, such as falsification. Yet emerging literature under the rubric of Narrative Policy Framework (NPF) demonstrates how the role of policy narratives in policy processes is studied using the same rigorous social science standards initially set forth by Paul A. Sabatier. The NPF identifies theories specifying narrative elements and strategies that are likely useful to ACF researchers as classes of variables that have yet to be integrated. Examining this proposition, we provide seven hypotheses related to critical ACF concepts including advocacy coalitions and policy beliefs, policy learning, public opinion, and strategy. Our goal is to stay within the scientific, theoretical, and methodological tradition of the ACF and show how NPF's empirical, hypotheses, and causal driven work on policy narratives identifies theories applicable to ACF research while also offering an independent framework capable of explaining the policy process through the power of policy narratives. In doing so, we believe both ACF and NPF scholarship can contribute to the advancement of our understanding of the policy process.     

Shifting Resources and Venues Producing Policy Change in Contested Subsystems: A Case Study of Swedish Signals Intelligence Policy

In the last decade and across countries, changes in national intelligence policies have spurred widespread political opposition and public protest. Instances of intelligence policy change warrant close academic attention to cast light on the dynamics of policymaking in contested policy areas. In an effort to contribute to further development of a theory of policy change within the Advocacy Coalition Framework (ACF), this article analyzes the adoption of legislation in Sweden to expand the mandate for signals intelligence gathering. Three explanatory variables are derived from the ACF to explain policy change in this case: shifts in advocacy coalition membership, distribution of coalition resources, and access to policy venues. Whereas shifts in coalition membership were unrelated to policy change in this case, the case‐study lends partial support to the role of resource distribution and policy venues. To promote the progress of an ACF theory of policy change, the study concludes by drawing two theoretical implications: (i) introducing hierarchical classification of coalition resources and (ii) identification of revised policy narratives and exploitative policy entrepreneurship as causal mechanisms linking external shocks to venue shifts and policy change.     

Belief System Continuity and Change in Policy Advocacy Coalitions: Using Cultural Theory to Specify Belief Systems,Coalitions, and Sources of Change

This paper evaluates the prospects for application of the “grid/group” cultural theory (CT), as advanced by Mary Douglas and Aaron Wildavsky, to the Advocacy Coalition Theory (ACF). CT would seem to be relevant to several key aspects of the ACF: the content of the core beliefs that provide the “glue” that binds coalitions; the resilience of core beliefs and associated implications for belief change and learning; and the structure of coalitions and the mechanisms for coordination and control within them. The paper considers the compatibility of the ACF's account of deep core beliefs and coalition structure with that of CT; surveys an array of empirical studies based on variations of CT; and extends accounts of change in cultural identities from CT to the ACF. In addition, we highlight some of the ways in which the ACF may offer important theoretical insights for scholars of CT, potentially clarifying hypotheses concerning the relationships among basic worldviews, more specific beliefs, and behaviors.     

Policy Knowledge, Policy Formulation, and Change: Revisiting a Foundational Question

Understanding the influence of policy knowledge (analysis, evaluation) on policy change represents a long-standing quest in the policy sciences. Despite attempts of Advocacy Coalition Framework (ACF) scholars, the first to embark systematically on this quest, utilization and policy process literatures still run parallel. Through a critique of ACF and utilization studies, we argue that the inability of policy theory to include how and which information decision makers use is the foundational issue hindering efforts to link process and substance in policy theory. Situating utilization studies in the policy design approach offers an improvement in conceptualizing relationships between policy knowledge, process, and change.     

Scientific Credibility,Disagreement, and Error Costs in 17 Biotechnology Policy Subsystems

One of the original objectives of the advocacy coalition framework (ACF) was to shed light on the role of science in policymaking. The ACF depicts subsystem scientists as political actors just like any other. Unfortunately, science has never become a major theme of research within the framework and, as a consequence, its role in policymaking remains under‐theorized, leaving ample room for interpretation. This article seeks to explore the validity of three propositions about the role of science in policy. The first two are derived from the ACF: (i) the capacity of scientists to provide credible advice is affected by the harshness of the political debates dividing the policy subsystem; and (ii) agreement among scientists is just as common as among other groupings of policy actors. The third is derived from an “error costs” argument: (iii) Disagreements among scientists are even more pronounced than disagreements among other policy actors. Using the results of a survey of policy actors in 17 biotechnology subsystems, this article finds support for the first and third propositions. Indeed, scientists' participation in political divisions might even be underestimated by the ACF. The article concludes with attempts to clarify the role of scientists within the ACF, including discussions of ambiguity regarding the role of professional forums and of scientists in between‐coalition learning within policy subsystems.     

The Advocacy Coalition Framework and Nascent Subsystems: Trade Union Disclosure Policy in Canada

This article examines the Advocacy Coalition Framework (ACF) in the context of a nascent policy subsystem with a longevity of less than 10 years. It evaluates key aspects of the model in a recent area of Canadian national policymaking, namely the attempt to impose greater reporting and disclosure requirements on trade unions through Bill C‐377. Following the ACF's prediction of a correspondence between policy belief systems and coordinated advocacy, the article identifies ideological groupings of advocates in this policy area—defined here as advocacy communities—and examines the level of coordination within and between them. The results show that advocacy coalitions emerged rapidly in this subsystem and corroborate the link between coordination and policy core beliefs. The article provides two qualifications. First, when there are multiple advocacy communities, rather than a simple dichotomy, the relationship between beliefs and coordination is weakened. Second, linkages across different advocacy communities were more prevalent with lower level forms of coordination, such as exchanges of information, than they were with higher level activities. The study is based on a content analysis of briefs and testimonies to two parliamentary committees and a mailed questionnaire to organizational representatives advocating on this issue.     

Network Structures within Policy Processes: Coalitions,Power, and Brokerage in Swiss Climate Policy

The Advocacy Coalition Framework (ACF) is a prominent approach to investigate the formation of coalition and their impact on policy outputs. Although the ACF combines both the network structures of a political process with actors' values and belief systems, most empirical tests focus mainly on beliefs rather than network structures. Considering a relational approach makes particular sense when one wants to investigate the structural patterns of a subsystem and to assess coalition formation and maintenance. The author therefore proceeds by taking two steps to study the existence of coalitions, power relations, and policy preferences: first, social network analysis frames the empirical study of network structures, based on the assumption that common beliefs are reflected in relations among actors involved in policy processes. Second, using a sophisticated mathematical algorithm, the multicriteria analysis furnishes a systematic evaluation of the elite's belief system. This methodological combination constitutes the added value of this research and allows for testing to establish if common beliefs are reflected in network structures.     

Policy Change and Policy Stasis: Comparing Swiss Foreign Policy toward South Africa (1968–94) and Iraq (1990–91)

This article investigates how concepts from the field of public policy, in particular the Advocacy Coalition Framework (ACF) initially introduced by Sabatier and Jenkins‐Smith, can be applied to the study of foreign policy analysis. Using a most similar comparative case studies design, we examine Switzerland's foreign policy toward South Africa under apartheid for the period from 1968 to 1994 and compare it with the Swiss position toward Iraq after the Iraqi invasion of Kuwait in 1990, when the Swiss government imposed—for the first time—comprehensive economic sanctions against another state. The application of the ACF shows that a dominant advocacy coalition in Swiss foreign policy toward South Africa prevented a major policy change in Swiss–South African relations despite external pressure from the international and national political levels. Actually, quite the opposite could be observed: Swiss foreign policy increased its persistence in not taking economic sanctions against the racist regime in South Africa during the 1980s and early 1990s. The ACF, with its analytical focus on policy subsystems and the role of external shocks as potential triggers for change, provided a useful framework for analyzing the factors for policy change and stasis in Swiss foreign relations toward the selected two countries.     

Paying Attention to Politics: Public Responsiveness and Welfare Policy Change

In order for the democratic process to work properly, it is vital that the public pays attention to politics and signals its opinions and preferences back to its representatives; if this is not the case, representatives have less incentive to represent. This article deals with the question of whether and how the public responds to welfare policy change. The thermostatic model departs from the assumption that the public responds to policy change with negative feedback, in relation to its preferred level of policy. The empirical analysis tests this model on public responses following the implementation of a consumer's choice model in Swedish primary health care. Did the reform trigger a thermostatic response from the public, and how should this be interpreted? A contribution in relation to previous research is the inclusion of ideological orientation and proximity, variables which, I argue, condition the nature and direction of public responsiveness. The study was designed as a natural experiment in which preferences of privatization of health care were measured before and after the health care reform of 2009/2010. The results provide partial support for the thermostatic model: preferences for further privatization decrease after the reform, but primarily within one subgroup. Additionally, public responses are demonstrated to vary according to ideological orientation, where the right‐oriented react thermostatically and the left‐oriented do not. The article contributes to a further understanding of the relation between policymaking and public opinion and to the expansion of thermostatic theory.     

Trans-Subsystem Dynamics: Policy Topography, Mass Opinion, and Policy Change

We argue that the treatment of trans-subsystem change, and particularly the role of public opinion in fostering such change, within the Advocacy Coalition Framework (ACF) has been underspecified. We propose a model of "policy topography" that combines the concepts of public opinion, clusters of linked subsystems, and policy issue venues. While the ACF has characterized subsystems as relatively self-contained, we argue that they are more usefully understood as operating in a relatively permeable fashion among evolving clusters of subsystems linked together by networked relations, strategically overlapping policy considerations, and public opinion disruptions. The "policy topography" model offers opportunities to assess the relationships across policy subsystems, and to better specify the critical relationship between public policy and mass opinions. We offer examples, and suggest hypotheses along with avenues for appropriate empirical analysis.     

Themes and Variations: Taking Stock of the Advocacy Coalition Framework

A policy process framework that has been developed to simplify the complexity of public policy is the advocacy coalition framework (ACF). This essay reports on an analysis of 80 applications of the ACF spanning nearly 20 years. The review shows that the ACF is applicable to various substantive topics, across various geographical areas, and with other policy process theories and frameworks, including the stages heuristic. The most commonly tested hypotheses involve policy change, learning, and coalition stability. Although the hypotheses tend to be confirmed, questions remain about the membership, stability, and defection of coalition members; about the causal mechanisms linking external events and policy change; and about the conditions that facilitate cross-coalition learning. Emerging areas of research include policy subsystem interdependencies and coordination within, and between, coalitions.     

Advocacy Coalitions,Policy Stability,and Policy Change in China: The Case of Birth Control Policy, 1980–2015

This study used the advocacy coalition framework (ACF) to explain stability and change in China's national birth control policy from 1980 to 2015. We found that policy remained stable, despite internal and external changes to the relevant subsystem, from 1980 to 2013. The stability was explained by the dominant advocacy coalition's mobilization of considerable resources to defend its policy core beliefs. Policy changes in 2013 and 2015 were caused by a combination of external and internal perturbations, in addition to policy-oriented learning and advocacy by two expert-led minority advocacy coalitions. The case showed that the openness and plurality of China's policy processes had increased over time but were still limited in comparison with those in Western democracies. The case analysis confirmed two policy change hypotheses and suggested a mechanism for policy change: a hierarchically superior jurisdiction is more likely to impose a major policy change when it learns that the change is an adaptation to internal and external perturbations and that adopting the change will serve the jurisdiction's political interests.     

Policy Diffusion and Strategies for Promoting Policy Change: Evidence From California Local Gun Control Ordinances

Recent research efforts on policy innovation and diffusion largely have focused upon policymaking at the state government level. In this article we seek to develop an understanding of the ways momentum for policy change can be generated among receptive local governments. We use gun control policymaking within California to illustrate how local government characteristics, the presence of regional associations, and the establishment of interest groups may lead to policy development and diffusion. We also identify linkages between interest groups, focusing events, and the successful use of a new image of gun violence as a public health problem, yielding insights into strategies that may be used successfully to promote policy change.     

Italian foreign and security policy in a state of reliability crisis?

This article focuses on Italian foreign and security policy (IFSP). It looks at three examples of the country's policy-making which reveal its poor results as a security provider, namely: Italy's tardy reaction to the violence in Libya in 2011, its prompt reaction to the Lebanon crisis in 2006, and its efforts to be included in the diplomatic directorate, the P5+1, approaching relations with Iran in 2009. The article considers whether government action has bolstered the reliability of IFSP and also discusses the country's FSP in terms of its basic differences from that of its partners in the European Union, France, Britain and Germany, envisaging how Italy could react to build more credibility. Italy's policy is observed through a three-pronged analytical framework enriched by concepts of the logic of expected consequences. The article concludes that IFSP is predictable, but it must still reveal that it is reliable, and explains why this is the case.     

Human need in rural developing areas: perceptions of wildlife conservation experts

‘Sustainable use’ and ‘community‐based conservation’ are two contemporary concepts in wildlife conservation policy. Their rise represents a shift away from traditional conservation techniques, and a merging of narratives about conservation and development. While policy statements by major conservation organisations emphasise the necessity of the shift, evidence to date suggests that, in practice, implementation of these concepts has been limited. This paper considers the extent to which sustainable use and community‐based conservation have been accepted (or not) by a specific group of conservation experts, and what this level of acceptance implies for conservation in practice. Based on in‐depth interviews with experts in marine turtle biology and/or conservation policy, the paper considers the willingness and ability of such experts to incorporate human development needs and issues into conservation activities. The suitability of conservation organisations as promoters of rural development, and implications of their further involvement as such, are discussed. Les principes de ‘l'utilisation durable’ et de ‘la protection de l'environnement par la communauté’ sont deux concepts courants dans la politique de la defense de la flore et de la faune. La montée de ces concepts représente un écart par rapport aux techniques traditionnelles de la défense de l'environnement, ainsi qu'un lieu de convergence ou les récits sur la protection des ressources naturelles, et sur développement se fusionnent. Bien que les déclarations de principe faites par d'importants organismes de protection soulignent la nécessité de poursuivre cette nouvelle orientation, il y a de bonnes raisons de penser que la mise en pratique de ces concepts a été, jusqu'a présent, trés limitée. Cet article traitera de la mesure d'acceptation accordée à ces deux concepts, au sein d'un groupe spécifique de spécialistes en défense des ressources naturelles, ainsi que les répercussions de ce niveau d'acceptation pour la pratique de la protection. A partir d'entrevues en profondeur menées avec des experts en la biologie des tortues marines et/ou en la politique de leur protection, l'article examinera la volonté, ainsi que la capacité, de tels experts d'intégrer les exigences humaines aux activités de protection. Seront également considérées la question de l'aptitude de ces organismes de protection à promouvoir le développement rurale, et les consequences possibles de leur implication continue dans celui‐ci.     

Ideology,Power, and the Structure of Policy Networks

This article investigates the role of power and ideology in the endogenous formation of policy networks. According to the Advocacy Coalition Framework (ACF), shared ideology (conceptualized as a system of policy‐relevant beliefs and values) is the primary driver of collaboration within policy subsystems. On the other hand, Resource Dependency Theory suggests that power‐seeking is an important rationale behind network structure, and that collaborative ties are formed primarily on the basis of perceived influence. Hypotheses are tested using a new method of egocentric network correlation, based on survey data of policy networks in five regional planning subsystems in California (N = 506). Results suggest that ideology is an important force behind network cohesion: Not only do policy elites systematically avoid networking with ideologically dissimilar actors but collaborative ties are also systematically formed among actors with shared beliefs. Power‐seeking does not operate on a network‐wide scale but may drive network formation among coalitions of ideologically similar agents.     

Australian Public Opinion on the Israel–Palestine Conflict: Implications in the Context of Arab Revolutions

This article examines the relationship between public opinion and foreign policy making in Australia by turning to the findings of a national survey of Australian public opinion on the Israel–Palestine conflict. The survey findings suggest that the Australian government's policy on the Israel–Palestine conflict is inconsistent with public opinion, and such disparity is explained here in terms of the lack of public attachment to the conflict, the limited media and the absence of any notable public advocacy for policy change. This explanation is informed by in-depth interviews conducted with current and former members of parliament and senior public servants. The article also explores the implications of the survey's findings in relation to the significant political changes taking place across the Middle East region. It suggests that these events may be creating an impetus for policy change that endorses Palestinian self-determination, for which there is significant support among the Australian public.     

When Does Government Listen to the Public? Voluntary Associations and Dynamic Agenda Representation in the United States

The aim of the article is to examine how the population size of voluntary associations affects the process through which the public's issue priorities are translated into policy priorities. We conduct a time series analysis of political attention in executive and legislative agendas at the U.S. federal level in the period 1971–2001, covering all issues addressed by the U.S. government. We show that the number of voluntary associations in a policy area has a positive conditioning effect on the link between public priorities and attention for the president's State of the Union Address. However, our results do not find a positive effect for voluntary associations at later stages of the policy cycle, which experience a higher degree of institutional friction. The findings underline the importance of distinguishing between different stages of policymaking when considering the impact of voluntary associations on dynamic agenda responsiveness.     

British Diplomatic Attitudes towards Europe, 1801–4Ignorant and Indifferent?

Recent decades have seen a rehabilitation of the reputation of Henry Addington's and Lord Hawkesbury's foreign policy during the course of the former's government, 1801–4. Nevertheless, the existing historiography has done little to place their actions in the wider context of British foreign policy in the early nineteenth century, nor to assess them in light of the debate around the arguments of Paul W. Schroeder's systemic theories and his attacks on eighteenth-century balance-of-power politics. This article argues that Schroeder's theories need qualifying in relation to this period and shall demonstrate that Addington and Hawkesbury conducted a logical, consistent, and Euro-centric balance-of-power policy, and one rooted in rules and assumptions governing their conduct, rather than a pell-mell free-for-all diplomatic system. It furthermore raises questions as to the continuity in British foreign policy and the need for additional research in this area.