Increasing Behavioral Flexibility? An Integrative Macro-Scale Approach to Understanding the Middle Stone Age of Southern Africa

The Middle Stone Age (MSA) of southern Africa represents a period during which anatomically modern humans adopted a series of diverse cultural innovations. Researchers generally attribute these behavioral changes to environmental, neurological, or demographic causes, but none of these alone offers a satisfactory explanation. Even as patterns at site level come into focus, large-scale trends in cultural expansions remain poorly understood. This paper presents different ways to view diachronic datasets from localities in southern Africa and specifically tests hypotheses of environmental and cultural causality. We employ an array of analyses in an attempt to understand large-scale variability observed during the MSA. We evaluated the diversity of stone tool assemblages to model site use, examined transport distances of lithic raw materials to understand patterns of movement, assessed the cultural capacities required to manufacture and use different sets of tools, applied stochastic models to examine the geographic distribution of sites, and reconstructed biome classes and climatic constraints. Our large-scale analysis allowed the research team to integrate different types of information and examine diachronic trends during the MSA. Based on our results, the range of cultural capacity expanded during the MSA. We define cultural capacity as the behavioral potential of a group expressed through the problem-solution distance required to manufacture and use tools. Our dataset also indicates that the actual behavior exhibited by MSA people, their cultural performance as expressed in the archaeological record, is not equivalent to their cultural capacity. Instead we observe that the main signature of the southern African MSA is its overall variability, as demonstrated by changing sets of cultural performances. Finally, at the scale of resolution considered here, our results suggest that climate is not the most significant factor driving human activities during the MSA. Instead, we postulate that behavioral flexibility itself became the key adaptation.     

Blade technology and tool forms in the Middle Stone Age of South Africa: the Howiesons Poort and post-Howiesons Poort at Rose Cottage Cave

It has been suggested that between 80 and 35 ka the Middle Stone Age record of South Africa reveals episodes of inventiveness and innovation, punctuated by apparent returns to more conventional technologies. One such episode is the Howiesons Poort (HP). The appearance of a range of small geometric forms, apparently used as insets in multi-component tools, has been considered as evidence of improved hunting weapons, with possible social and symbolic connotations. On the basis of evidence such as backed tool production, small blade technology, the occurrence of typical end-scrapers and burins similar to those encountered in the European Upper Paleolithic, long-distance transport of fine-grained raw materials, and non-lithic novelties, the HP is associated with increased levels of technological efficiency and with behavioral innovations that could have allowed the expansion of African populations to other regions. Yet our knowledge of HP technology and tool production is limited to the analysis of Klasies River Main site by Singer and Wymer and Sarah Wurz, and a few preliminary reports from other sites. This is why we present here a detailed technological and typological analysis of several HP and post-HP assemblages from the well-excavated, well-dated and well-stratified site of Rose Cottage. Our analysis shows: (a) that the HP blade production was a real technical innovation, but was not based on indirect percussion, as often suggested; (b) that blade production was based on the use of marginal percussion which does not occur in the blade production of the Eurasian Middle Paleolithic; (c) that the tool kit was dominated by backed pieces, but not all can be considered as hunting weapons; (d) that neither end-scrapers nor burins are typical of this industry and are no more an antecedent to the European Upper Paleolithic than the end-scrapers and burins of the Middle Paleolithic; (e) that patterns of raw material procurement do not conform to models based on evidence from Klasies; (f) that diachronic changes within the Rose Cottage sequence indicate slow, gradual abandonment of the technological style of the HP; (g) that the post-HP assemblages are of MSA character and are typologically and technologically quite similar to the European Middle Paleolithic; (h) that the lack of persistence of the HP innovations is in need of an explanation. The HP is not a monolithic entity. Implications for the symbolic interpretations of the HP phenomenon are discussed.     

Assemblage variability and bifacial points in the lowermost Sibudan layers at Sibudu,South Africa

Building on the important work of Lyn Wadley at Sibudu, archeologists from the University of Tübingen have excavated the upper stratigraphic units of the Middle Stone Age (MSA) sequence down to the Howiesons Poort (HP). Here, we present the main results from lithic analyses of the lowest part of the Sibudan sequence to assess its overall variability and taxonomic status. Based on the new findings, we also discuss the implications for archeological systematics and the cultural evolution of modern humans in MIS 3 from a more general perspective. The Sibudan deposits encompass over 20 archeological horizons that span a 1.2-m-thick, well-stratified sequence whose base and top have been dated to ～58 ka (MIS 3). In contrast to the upper stratigraphic units, the lower Sibudan assemblages that we analyzed here show much higher use of local sandstone, quartz, and quartzite. These older units are characterized by frequent use of expedient core reduction methods, bipolar reduction of locally available quartz and quartzite, less retouch of blanks, and lower find densities. Tongati and Ndwedwe tools, which feature abundantly in the upper part of the Sibudan sequence, are entirely absent, as are unifacial points. Instead, notched and denticulated tools are common. Surprisingly, knappers manufactured small bifacial points, mainly made from quartz, by means of alternating shaping in the course of the oldest occupations. The results highlight the great diversity of human technological behavior over even short periods during the MSA, raising important questions about the mechanisms of behavioral change, cultural taxonomy, appropriate scales of lithic analyses, and the relationship between the HP and the Sibudan. Our findings further erode the old idea that bifacial technology in southern Africa is limited to the Still Bay. Research is increasingly showing that bifacial points come and go in different forms and contexts of African Late Pleistocene technology, impeding their use as chrono-cultural markers.     

Identifying regional variability in Middle Stone Age bone technology: The case of Sibudu Cave

A few pieces of worked bone were previously reported from Sibudu, a site from KwaZulu-Natal in South Africa featuring a stratigraphic sequence with pre-Still Bay, Still Bay, Howiesons Poort, post-Howiesons Poort, late and final MSA cultural horizons. Here we describe an expanded collection of worked bones, including twenty-three pieces. Technological and use-wear analysis of these objects, and their comparison with experimental and ethnographic data, reveals that a number of specialised bone tool types (wedges, pièces esquillées, pressure flakers, smoothers, sequentially notched pieces), previously known only from the Upper Palaeolithic and more recent periods, were manufactured and used at least 30,000 years earlier at Sibudu Cave. These tools appear to be part of a local tradition because they are absent at contemporaneous or more recent southern African sites. Variability in Middle Stone Age material culture supports a scenario in which, beyond broad similarities in lithic technology, significant differences between regions, and trends of continuity at a local scale emerge in other aspects of the technical system, and in the symbolic domain. The archaeological record is revealing a complexity that prevents evaluation of the modern character of Middle Stone Age cultures in antinomic terms. We argue here that it is the detailed analysis of cultural variation that will inform us of the non-linear processes at work during this period, and contribute in the long run to explaining how and when crucial cultural innovations became established in human history.     

Middle Stone Age bone tools from the Howiesons Poort layers,Sibudu Cave,South Africa

Recently discovered bone implements from Middle Stone Age (MSA) deposits at Sibudu Cave, South Africa, confirm the existence of a bone tool industry for the Howiesons Poort (HP) technocomplex. Previously, an isolated bone point from Klasies River provided inconclusive evidence. This paper describes three bone tools: two points and the end of a polished spatula-shaped piece, from unequivocal HP layers at Sibudu Cave (with ages greater than ∼61 ka). Comparative microscopic and morphometric analysis of the Sibudu specimens together with bone tools from southern African Middle and Later Stone Age (LSA) deposits, an Iron Age occupation, nineteenth century Bushman hunter-gatherer toolkits, and bone tools used experimentally in a variety of tasks, reveals that the Sibudu polished piece has use-wear reminiscent of that on bones experimentally used to work animal hides. A slender point is consistent with a pin or needle-like implement, while a larger point, reminiscent of the single specimen from Peers Cave, parallels large un-poisoned bone arrow points from LSA, Iron Age and historical Bushman sites. Additional support for the Sibudu point having served as an arrow tip comes from backed lithics in the HP compatible with this use, and the recovery of older, larger bone and lithic points from Blombos Cave, interpreted as spear heads. If the bone point from the HP layers at Sibudu Cave is substantiated by future discoveries, this will push back the origin of bow and bone arrow technology by at least 20,000 years, and corroborate arguments in favour of the hypothesis that crucial technological innovations took place during the MSA in Africa.     

Late Pleistocene Technology at Rose Cottage Cave: A Search for Modern Behavior in an MSA Context

Recent excavations at Rose Cottage Cave, located in the Free State, South Africa, have revealed both a transitional assemblage, dated to ca. 20,000 bp, and a final Middle Stone Age (MSA) assemblage, dated to ca. 28,000 bp. Preliminary analysis of these assemblages was undertaken to determine if the current European model of a cultural revolution for the emergence of the Upper Palaeolithic can be applied to the southern African evidence. Examination of these assemblages revealed that differences occurred between the transition in Europe and that in southern Africa in both the chronology of the transition and the degree to which this complete cultural package is linked to the emergence of Late Stone Age (LSA) technology. The methods of lithic production, the chronology of the MSA/LSA transition, and the associated behavioral characteristics were examined and results indicated that the technological change which occurred during the MSA/LSA transition was not a dramatic innovation in technology but, rather, a shift in the emphasis of production from a level of technology already in place and demonstrate a level of continuity between the MSA and the LSA. As a gradual occurrence, the MSA/LSA transition does not seem to fit the time frame for the European Upper Palaeolithic; it both occurs at a later period and takes longer to transpire. In addition, the origins of symbolic use of lithics appear to lie within the MSA, indicating that a more complex set of behavioral adaptation was occurring in the late Pleistocene in southern Africa, and that the MSA/LSA transition in this region does not adequately conform to the model of a revolutionary shift in behavior and technology that is proposed for the Middle/Upper Palaeolithic transition in Europe     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

Hunting with Howiesons Poort segments: pilot experimental study and the functional interpretation of archaeological tools

For many decades the use of backed pieces from the Howiesons Poort, between about 70 ka and 55 ka ago, in South Africa has been a point of discussion. Recently direct evidence has been provided to associate these tools with Middle Stone Age hunting strategies. Yet, whether they were used to tip hunting weapons or as barbs remained an open question. In this paper we introduce a set of pilot experiments designed to test the effectiveness of Howiesons Poort segments, the type fossils of the industry, hafted in four different configurations as tips for hunting weapons. It is shown that the morphological type can be used successfully in this way. We present the results of a macrofracture analysis conducted on the experimental tools and compare these to results obtained from three Howiesons Poort backed tool samples. By correlating experimental outcomes, macrofracture data and the interpretation of micro-residue distribution patterns, we provide some insight into the functional variables that might be associated with Howiesons Poort segments.     

The 74 ka Toba super-eruption and southern Indian hominins: archaeology,lithic technology and environments at Jwalapuram Locality 3

Hominins living in southern India 74,000 years ago faced a deteriorating environment, as the global climate moved from interglacial into full glacial conditions. At the same time, South Asian populations witnessed the widespread deposition of tephra from the Sumatran Toba super-eruption, the largest explosive volcanic event of the past two million years. Here we report new data on the lithic technology and environmental context for a southern Indian site with hominin occupation in association with Toba tephra deposits: Jwalapuram Locality 3 in the Jurreru Valley. Sedimentological and isotopic studies demonstrate that a cooling trend was in effect in this part of southern India prior to the eruption, and that thick deposits of ash in the Jurreru Valley supported grassland communities before more wooded conditions were re-established. Detailed technological analyses of an expanded lithic sample from Locality 3 suggest cultural continuity after the eruptive event, and comparisons with lithic core technologies elsewhere indicate that Homo sapiens cannot be ruled out as the creator of these Middle Palaeolithic assemblages.     

广富林遗址出土周代青铜器合金成分与金相分析

为了了解上海松江广富林遗址出土周代铜器合金配比和加工工艺特点,对18件该地区出土周代铜器进行检测分析。使用X射线荧光光谱仪(XRF)和金相显微镜分析青铜样品的成分组成及金相显微组织并发现:样品中铅锡青铜器占绝大多数,器物含铅量普遍较高,且大多含少量砷;器物基本都是铸造成形,仅有少量实用工具、农具刃口进行过热锻等加工处理,以提高使用性能。结果反映了当时工匠对铸造合金配比和加工工艺的认知和技术水平,也体现了吴越地区独特的青铜技术体系与文化,能够为南方史前及先秦文化的发展脉络提供更多可供探讨的资料。     

European Neanderthal stone hunting weapons reveal complex behaviour long before the appearance of modern humans

Stone weapon points constitute a major innovation appearing at the end of the Middle Pleistocene in Europe, Africa and the Near East; that is, among both sapiens and Neanderthal populations. The microscopic analysis of the stone weapons used by Neanderthal groups in Atlantic southern Europe suggests that this technology was widespread and became a recurrent behaviour within organised strategies developed by these societies. In this southern region of Europe, stone weapon hunting technology appears at an early time (about 150 ka, OIS 6) and is associated with the hunting of large mammals. This behaviour can be recognised in a geomorphologically complex region and at a time of great environmental change (OIS 6–5–4). The fact that these innovations were used by European Neanderthals long before the spread of anatomically modern humans in the area is of great evolutionary significance.     

The MSA sequence of Diepkloof and the history of southern African Late Pleistocene populations

This paper presents the first multidisciplinary synthesis of the Middle Stone Age sequence of Diepkloof Rock Shelter (South Africa). We explore the main cultural changes that characterized southern African hunter–gatherer societies from OIS 5 to the beginning of OIS 3. We discuss the tempo of these changes, test the current interpretative hypotheses and explore an empirical model to explain the early appearance of symbolic marking within the Pleistocene hunter–gather societies of southern Africa.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.     

Late Pleistocene Techno-traditions in Southern Africa: A Review of the Still Bay and Howiesons Poort, c. 75–59?ka

The focus of this paper is on two remarkable techno-traditions in the prehistory of southern Africa, the c. 75?C71?ka Still Bay and the c. 65?C59?ka Howiesons Poort. These were periods when the technological and behavioural repertoire of early Homo sapiens expanded rapidly to include novel technologies such as heat treatment of lithic materials, pressure flaking of stone points, manufacture of complex armatures including the bow and arrow, and the production of symbolic artefacts including shell beads and engraved ochre, bone and ostrich eggshell. In this paper I first review briefly the historical background relating to the recognition of these techno-traditions; second, concentrate on the archaeological sites known to contain these assemblages within southern Africa; and third, discuss aspects of the precocious material culture that appears during these phases.     

Archaeological Evidence for the Emergence of Language,Symbolism, and Music–An Alternative Multidisciplinary Perspective

In recent years, there has been a tendency to correlate the origin of modern culture and language with that of anatomically modern humans. Here we discuss this correlation in the light of results provided by our first hand analysis of ancient and recently discovered relevant archaeological and paleontological material from Africa and Europe. We focus in particular on the evolutionary significance of lithic and bone technology, the emergence of symbolism, Neandertal behavioral patterns, the identification of early mortuary practices, the anatomical evidence for the acquisition of language, the development of conscious symbolic storage, the emergence of musical traditions, and the archaeological evidence for the diversification of languages during the Upper Paleolithic. This critical reappraisal contradicts the hypothesis of a symbolic revolution coinciding with the arrival of anatomically modern humans in Europe some 40,000 years ago, but also highlights inconsistencies in the anatomically–culturally modern equation and the potential contribution of anatomically pre-modern human populations to the emergence of these abilities. No firm evidence of conscious symbolic storage and musical traditions are found before the Upper Paleolithic. However, the oldest known European objects that testify to these practices already show a high degree of complexity and geographic variability suggestive of possible earlier, and still unrecorded, phases of development.     

Experimentation in the Formation of Edge Damage: A New Approach to Lithic Analysis

Abstract

The paper describes a series of experiments recently carried out to test the formation of edge-damage on flaked stone tools which results from their being used in various tasks. Variables that were systematically tested include action, worked material, angle of the edge, and grip. The main criterion in distinguishing different patterns of damage was microflaking rather than abrasion in the form of striations and polish.

The results of these experiments may be applied to the identification of patterns of damage to the edges of prehistoric stone tools. The information gained from such microwear analysis may be used not only to provide details on the activities and settlement organization of prehistoric societies, but also to provide an important new dimension to lithic analysis in general. In lithic analysis, the main criteria of change have been the macromorphological features of the tools. It is our contention, however, that the additional information on the function of the tools, which is provided by microwear analysis, can contribute to the greater understanding of the processes of change in lithic assemblages and culture change as a whole.

The experimental program was designed to test the formation of edge-damage on implements manufactured in European chalk flint. It was to aid in the identification of wear patterns on lithic assemblages from the neolithic period in Central and Eastern Europe, a project in which the authors were involved. Its relevance, however, includes directly those assemblages of the post-Pleistocene period in temperate and Mediterranean Europe. The results of the experiments may also be useful, it is hoped, for lithic analysis in general, both in the Old and New World.     

Use-wear analysis of obsidian artifacts from Later Stone Age shell midden sites on the Red Sea Coast of Eritrea,with experimental results

This paper presents results of use-wear study on lithic artifacts from two Later Stone Age sites (Gelalo and Misse) on the Red Sea Coast of Eritrea. The sites produced large quantities of lithic artifacts in association with mollusk shells and ostrich eggshell beads, but it is unclear if all the stone tools were required for bead and mollusk shell processing. The study involved recording of microfracture damage traces in order to infer the use-material and the manner in which the artifacts were used. A large percentage of the analyzed samples from Gelalo and Misse preserve wear patterns suggestive of human use. The diagnostic wear types include: (1) dense step, snap (crushing) and hinge fractures typically confined on the working edges, and (2) feather scars organized in a scalar manner visible on the ventral and dorsal surfaces of the active parts. The observed damage patterns suggest cutting and engraving medium to hard materials. The evidence is incomplete for more generalization about the specific activities carried out at the sites. A brief experimental study involving ostrich eggshell drilling, oak twig sawing and bark scraping, meat slicing, and mollusk shell sawing and drilling was carried out to aid interpretation of wear features observed on the archaeological specimens. Wear traces produced by sawing mollusk shell and oak wood showed close affinity to those observed on the archaeological specimens. The study contributes important information about early Holocene site use on the Red Sea Coast of Eritrea. The close association of used lithic artifacts, symbolic objects (beads) and broken shell remains indicates that the sites were habitation areas.     

巴蜀符号的变迁及其性质分析

巴蜀符号主要发现在东周时期巴蜀青铜兵器、青铜工具和青铜印章上面。依据不同载体,分析了巴蜀符号的特征与演变。不同功能的器物上的巴蜀符号类型差异明显,当时的人们在使用这些符号的时候是有明确的区分,说明它们的性质、功能应该有所区别。青铜兵器上巴蜀符号可能与古蜀的古老传说和信仰密切相关,当时的人们相信其具有神奇的力量,能够增强兵器的神奇威力。印章上的符号可能象征吉祥的喻意,活人佩戴有护身符的性质,随葬于墓中有护佑死者的作用。青铜工具上的符号最大可能是代表所有者或生产者标识性徽记。     

A late Middle Stone Age artifact assemblage from Sibudu (KwaZulu-Natal): comparisons with the European Middle Paleolithic

It has been suggested that many behavioral innovations, said to appear during the late Middle Stone Age in sub-Saharan Africa, facilitated the expansion of anatomically modern humans from Africa and the Near East into Europe at about 50 kyr; the process eventually led to the replacement of Neanderthals by modern humans and the emergence of the Upper Paleolithic. However, assemblages in this time range are little known in South Africa. In fact, the transition from Middle to the Later Stone Age in Southern Africa is controversial. The early appearance in South Africa of many innovations, such as sophisticated knapping techniques (e.g. the use of soft hammer or indirect percussion in blade production, of composite tools, of microlithic and bladelet technologies) remains to be established through technological analysis.We present here the first results of a project designed to carry out detailed technological studies of several lithic assemblages in South Africa and France dated to the transition period. At this time we have completed the study of a post-Howiesons Poort assemblage from the rock shelter site of Sibudu.The >2 m deep stratigraphic sequence of Sibudu extends from Howiesons Poort at its base to final Middle Stone Age, directly under Iron Age layers. We have analyzed in detail layer RSP (ca. 53 kyr, 1 m above the Howiesons Poort levels) which has provided a large assemblage of several thousand stone artifacts. Compared to published MSA assemblages this industry is unusual for the very high proportions of retouched pieces (15%). The technology is not very elaborate and there is no strong standardization of the end-products. There are no flakes of predetermined shapes; retouch is used to modify irregular flakes to obtain desired edges. Knapping of flakes and blades is done by hard hammer; soft hammer is used only for retouching tools. Interestingly the older Howiesons Poort blades were produced on the same raw materials by soft hammer. Raw material (hornfels and dolerite) was procured from distances of less than 20 km. Unifacial points are the dominant type and there is strong evidence of hafting and use as spear armatures. Detailed comparisons with Middle Paleolithic assemblages of Western Europe show that the late Middle Stone Age technology in South Africa is very similar to that of the Middle Paleolithic; in fact we see no fundamental differences between the two entities, as far as lithic technology is concerned. Implications for the Out of Africa hypothesis are discussed.     

New radiometric ages for the Fauresmith industry from Kathu Pan,southern Africa: Implications for the Earlier to Middle Stone Age transition

The Fauresmith lithic industry of South Africa has been described as transitional between the Earlier and Middle Stone Age. However, radiometric ages for this industry are inadequate. Here we present a minimum OSL age of 464 ± 47 kyr and a combined U-series–ESR age of 542₋₁₀₇⁺¹⁴⁰ kyr for an in situ Fauresmith assemblage, and three OSL ages for overlying Middle and Later Stone Age strata, from the site of Kathu Pan 1 (Northern Cape Province, South Africa). These ages are discussed in relation to the available lithostratigraphy, faunal and lithic assemblages from this site. The results indicate that the Kathu Pan 1 Fauresmith assemblage predates transitional industries from other parts of Africa e.g. Sangoan, as well as the end of the Acheulean in southern Africa. The presence of blades, in the dated Fauresmith assemblages from Kathu Pan 1 generally considered a feature of modern human behaviour ( McBrearty and Brooks, 2000, The revolution that wasn't: a new interpretation of the origin of modern human behavior, J. Human Evolution 39, 453–563),-provides evidence supporting the position that blade production in southern Africa predated the Middle Stone Age and the advent of modern Homo sapiens.