New radiometric ages for the Fauresmith industry from Kathu Pan,southern Africa: Implications for the Earlier to Middle Stone Age transition

The Fauresmith lithic industry of South Africa has been described as transitional between the Earlier and Middle Stone Age. However, radiometric ages for this industry are inadequate. Here we present a minimum OSL age of 464 ± 47 kyr and a combined U-series–ESR age of 542₋₁₀₇⁺¹⁴⁰ kyr for an in situ Fauresmith assemblage, and three OSL ages for overlying Middle and Later Stone Age strata, from the site of Kathu Pan 1 (Northern Cape Province, South Africa). These ages are discussed in relation to the available lithostratigraphy, faunal and lithic assemblages from this site. The results indicate that the Kathu Pan 1 Fauresmith assemblage predates transitional industries from other parts of Africa e.g. Sangoan, as well as the end of the Acheulean in southern Africa. The presence of blades, in the dated Fauresmith assemblages from Kathu Pan 1 generally considered a feature of modern human behaviour ( McBrearty and Brooks, 2000, The revolution that wasn't: a new interpretation of the origin of modern human behavior, J. Human Evolution 39, 453–563),-provides evidence supporting the position that blade production in southern Africa predated the Middle Stone Age and the advent of modern Homo sapiens.     

The Middle and Later Stone Age faunal remains from Diepkloof Rock Shelter,Western Cape,South Africa

The faunal sample from the Middle Stone Age (MSA) and overlying Later Stone Age (LSA) deposits of Diepkloof Rock Shelter (Western Cape Province, South Africa) includes at least 40 taxa, mostly mammals, but also tortoises, snakes, birds (especially ostrich represented by eggshell), and intertidal mollusks. The LSA sample contains only species that occurred nearby historically, including domestic sheep, which LSA people introduced to the region by 1800 years ago. In contrast, like other Western Cape MSA faunas, the Diepkloof MSA sample has more species and it is especially notable for five large extralimital grazing species. These imply a greater-than-historic role for grasses in the local vegetation, particularly in the post-Howiesons Poort (latest MSA) interval where the grazers appear most abundant. Extreme fragmentation and dark-staining impedes analysis of the MSA bones, but cut-marks, abundant burning, and numerous associated artifacts suggest that people were the main accumulators. Rare coprolites imply that carnivores could have contributed some bones, and concentrations of small mammal bones, particularly near the bottom of the MSA sequence, suggest a role for raptors. Tortoise bones are common throughout the sequence, and the MSA specimens tend to be especially large, as in other MSA assemblages. The LSA specimens are smaller, probably because LSA human populations were denser and preyed on tortoises more intensively. The most surprising aspect of the Diepkloof assemblage is its marine component. The coast is currently 14 km away and it would have been even more distant during much of the MSA when sea levels were often lower. Intertidal mollusks, particularly black mussels and granite limpets, are concentrated in the LSA and in the Late and Post-Howiesons Poort layers. Only LSA shells are complete enough for measurement, and the limpets are small as at other LSA sites. The implication is again for more intense LSA collection by relatively dense human populations. Both the LSA and MSA deposits also contain bones of shorebirds and Cape fur seals. Whale barnacles and occasional dolphin bones indicate that MSA people scavenged beached cetaceans.     

Technological change in the Earlier and Middle Stone Age of Kalambo Falls (Zambia)

This paper reviews data on technological change in the manufacture of stone tools from the Earlier Stone Age (ESA) to Middle Stone Age (MSA including Sangoan) deposits at Site A, Kalambo Falls, Zambia. Data on flake and tool morphology, dimensions, and raw material are discussed It is concluded that there is little change, at this site, in the basic techniques of blank production or the attributes of the blanks produced from the ESA to the MSA. The only marked change to occur is the loss of large cutting tools (hand axes, cleavers) and their replacement by heavy-duty forms (core axes, picks). It is hypothesized that this change marks a decline in portability as a factor in the design of large edge tools.

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Résumé Cet article donne un compte rendu des donnés sur la change technologique dans la fabrication des outils lithiques en les dépôts du Earlier Stone Age (ESA) jusqu'a la Middle Stone Age (MSA, qui comprit la Sangoan) au gisement A, Kalambo Falls, Zambia. Des donnés sur la morphologie, les dimensions et les matériaux des éclats et des outils sont examinées. Il est inféré qu'il y a peu de changement, à ce gisement, dans le techniques élémentaires de la fabrication des supports ou dans les attributs des supports taillés du ESA jusqu'a MSA. Le seule change qui se présent ç'est la perte des gros outils pour couper (bifaces, hachereaux) et leur remplacement par des formes plus substantiels (core axes, pics). On fait l'hypothèse que ce changement indique une déclin de portabilité comme facteur dans le dessein des outils avec des grands tranchants.

     

Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

Processing ochre in the Middle Stone Age: Testing the inference of prehistoric behaviours from actualistically derived experimental data

The increase in the presence of ‘ochre’ in African Middle Stone Age contexts has been employed, together with changes in human biology and behaviour, to support the hypothesis that ‘modern’ cognitive abilities arose in Africa. The consistent exploitation of ochre is interpreted as evidence for colour symbolism, a proxy for the origin of language and a defining aspect of ‘modern’ human behaviour. That humans attached considerable symbolic value to red ochres in particular is illustrated by ethnographic examples. Research has shown that wear patterns indicative of abrasive processing methods prevail, but many archaeological specimens also exhibit wear traces not derived from grinding or scraping alone. Building on former research, I present here the results of an experimental study devised to infer the methods employed to extract powder from ochre during the African Middle Stone Age. The prospect of ascertaining at least some of the likely uses to which ochre may have been put, is also explored. I conclude that functional data derived from actualistic experiments can be used to enhance our understanding of some aspects of prehistoric behaviour.     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.     

Ochre resources from the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

Although no paintings are associated with archaeological contexts before the end of the Middle Stone Age, hundreds of ochre pieces were discovered on numerous southern African sites suggesting a lasting tradition of ochre use. The variability and the significance of ochre exploitation remain however poorly documented. The MSA site of Diepkloof Rock Shelter (Western Cape Province, South Africa) offers an ideal opportunity to discuss questions of ochre procurement, processing, and use over a long sequence. This study develops an original methodology based on observations on one hand, and SEM-EDS, XRD and Raman spectrometry analyses on the other hand. By comparing raw materials with our geological database, we show that some iron-rich raw materials were collected more than 20 km from the site. Such long-distance procurement combined with other elements of the overall context suggests a planning of procurement. One main chaîne opératoire based on grinding was identified at Diepkloof. In comparison with other South African sites, we observed no evidence for use as loading agent in adhesives. We conclude that ochre use may follow regional cultural patterns.     

Levallois Lithic Technology from the Kapthurin Formation,Kenya: Acheulian Origin and Middle Stone Age Diversity

The earliest fossils of Homo sapiens are reported from in Africa in association with both late Acheulian and Middle Stone Age (MSA) artifacts. The relation between the origin of our species during the later Middle Pleistocene in Africa and the major archaeological shift marked by the Acheulian-MSA transition is therefore a key issue in human evolution, but it has thus far suffered from a lack of detailed comparison. Here we initiate an exploration of differences and similarities among Middle Pleistocene lithic traditions through examination of Levallois flake production from a sequence of Acheulian and MSA sites from the Kapthurin Formation of Kenya dated to ∼200–500 ka. Results suggest that MSA Levallois technology developed from local Acheulian antecedents, and support a mosaic pattern of lithic technological change across the Acheulian-MSA transition.Les premiers restes fossiles d’Homo sapiens sont rapportés d’Afrique aussi bien à des avec des outillages de l’Acheuléen final que du Middle Stone Age (MSA). La relation entre l’origine de notre espèce au Pléistocène moyen final d’Afrique et le changement majeur marquée par la transition Acheuléen-MSA est par conséquent un moment clé de l’évolution humaine qui a manqué jusqu’ici d’analyses comparatives détaillées. Nous nous proposons ici de commencer à explorer les différences et les similarités qui peuvent se faire jour au Pléistocène moyen dans les traditions techniques à l’examen des productions à éclats Levallois, dans une séquence de sites acheuléens et MSA de la formation de Kapthurin (Kenya), datée de 200–500 ka. Les resultants obtenus suggèrent que la technologie Levallois MSA s’est développée sur ce substrat acheuléen et renforce cette perception que l’on peut avoir d’une mosa?que de changements technologiques jalonnant la transition Acheuléen-MSA.     

Introduction to the project and excavation of Diepkloof Rock Shelter (Western Cape,South Africa): a view on the Middle Stone Age

This introduction presents the background to the present research project at Diepkloof Rock Shelter, initiated in 1998. It is followed by a series of original papers that were presented in November 2010 at the join 13th PAA Congress (Panafrican Association of Prehistory and Associated Disciplines) and 20th conference of SAfA (Society of Africanist Archaeologists) at the University Cheikh Anta Diop in Dakar (Senegal). These papers were presented in a “Symposium on the MSA sequence of Diepkloof Rock Shelter: a view on the cultural evolution of southern African modern humans” organized by Pierre-Jean Texier, Guillaume Porraz, John Parkington and Jean-Philippe Rigaud. This series of papers is a first attempt at a multidisciplinary reconstruction of the way Middle Stone Age people inhabited the site of Diepkloof and the way they interacted with their environment. The resultant narrative outlines artifactual change through the sequence and discusses the factors that might underlie it.     

Blade technology and tool forms in the Middle Stone Age of South Africa: the Howiesons Poort and post-Howiesons Poort at Rose Cottage Cave

It has been suggested that between 80 and 35 ka the Middle Stone Age record of South Africa reveals episodes of inventiveness and innovation, punctuated by apparent returns to more conventional technologies. One such episode is the Howiesons Poort (HP). The appearance of a range of small geometric forms, apparently used as insets in multi-component tools, has been considered as evidence of improved hunting weapons, with possible social and symbolic connotations. On the basis of evidence such as backed tool production, small blade technology, the occurrence of typical end-scrapers and burins similar to those encountered in the European Upper Paleolithic, long-distance transport of fine-grained raw materials, and non-lithic novelties, the HP is associated with increased levels of technological efficiency and with behavioral innovations that could have allowed the expansion of African populations to other regions. Yet our knowledge of HP technology and tool production is limited to the analysis of Klasies River Main site by Singer and Wymer and Sarah Wurz, and a few preliminary reports from other sites. This is why we present here a detailed technological and typological analysis of several HP and post-HP assemblages from the well-excavated, well-dated and well-stratified site of Rose Cottage. Our analysis shows: (a) that the HP blade production was a real technical innovation, but was not based on indirect percussion, as often suggested; (b) that blade production was based on the use of marginal percussion which does not occur in the blade production of the Eurasian Middle Paleolithic; (c) that the tool kit was dominated by backed pieces, but not all can be considered as hunting weapons; (d) that neither end-scrapers nor burins are typical of this industry and are no more an antecedent to the European Upper Paleolithic than the end-scrapers and burins of the Middle Paleolithic; (e) that patterns of raw material procurement do not conform to models based on evidence from Klasies; (f) that diachronic changes within the Rose Cottage sequence indicate slow, gradual abandonment of the technological style of the HP; (g) that the post-HP assemblages are of MSA character and are typologically and technologically quite similar to the European Middle Paleolithic; (h) that the lack of persistence of the HP innovations is in need of an explanation. The HP is not a monolithic entity. Implications for the symbolic interpretations of the HP phenomenon are discussed.     

An experimental micromorphological investigation of bedding construction in the Middle Stone Age of Sibudu,South Africa

We conducted experiments to compare the micromorphological signatures of modern burnt sedge and grass bedding to laminated layers of carbonized material and phytoliths in Middle Stone Age deposits at the shelter, Sibudu. The experiments were designed to clarify the formation processes associated with the laminated layers and to investigate whether these previously identified layers of bedding were deliberately burned or not. The results indicate that the laminated layers were most likely produced by human activity related to the construction, maintenance and burning of bedding. Furthermore, our experiments demonstrate that large volumes of vegetal material could have produced the relatively thin, archaeological deposits of burnt bedding.     

New ages for the post-Howiesons Poort,late and final Middle Stone Age at Sibudu,South Africa

Optically stimulated luminescence (OSL) measurements are reported for single grains of quartz from deposits within Sibudu rock shelter. Such measurements enable rejection of unrepresentative grains and application of the finite mixture and central age models to obtain the most reliable age estimates. Three types of single-grain equivalent dose (D_e) distributions were observed: one sample represented a single dose population, three samples indicated mixing between Iron Age (IA) and Middle Stone Age (MSA) deposits, and 10 samples (in addition to the three mixed samples) showed scattered distributions. The latter type resulted from differences in the beta dose received by individual grains. For these samples, the beta doses were modelled and adjusted accordingly. Ages for the 14 samples collected from MSA deposits post-dating the Howiesons Poort (HP) resulted in three age clusters, which are stratigraphically consistent with the three informally named cultural phases at Sibudu: namely, the post-HP, late MSA and final MSA. Weighted mean ages of 58.5 ± 1.4 ka, 47.7 ± 1.4 ka and 38.6 ± 1.9 ka were calculated for these phases, respectively. The three phases were separated by two occupational hiatuses with durations of 10.8 ± 1.3 ka and 9.1 ± 3.6 ka. We hypothesise that the punctuated presence of humans at Sibudu was determined by large-scale fluctuations in climate during oxygen isotope stage (OIS) 3, which resulted in alternating wet and dry periods. Phases of occupation correspond to wet periods when fresh water was available in the Tongati River, whereas intervals of site abandonment correspond to dry periods when people were forced to migrate in search of a reliable source of fresh water. Where people migrated to, remains unresolved.     

OSL and TL dating of the Middle Stone Age sequence at Diepkloof Rock Shelter (South Africa): a clarification

Diepkloof Rock Shelter offers an exceptional opportunity to study the onset and evolution of both Still Bay (SB) and Howiesons Poort (HP) techno-complexes. However, previous age estimates based on luminescence dating of burnt quartzites (Tribolo et al., 2009) and of sediments (Jacobs et al., 2008) were not in agreement. Here, we present new luminescence ages for 17 rock samples (equivalent dose estimated with a SAR-ITL protocol instead of classical MAAD-TL) as well as for 5 sediment samples (equivalent dose estimated with SAR-single grain OSL protocol) and an update of the 22 previous age estimates for burnt lithics (modified calibration and beta dose estimates). While a good agreement between the rock and sediment ages is obtained, these estimates are still significantly older than those reported by Jacobs et al. (2008). After our own analyses of the sediment from Diepkloof, it is suspected that these authors did not correctly chose the parameters for the equivalent dose determination, leading to an underestimate of the equivalent doses, and thus of the ages.     

Bedding, hearths, and site maintenance in the Middle Stone Age of Sibudu Cave, KwaZulu-Natal, South Africa

Micromorphological analysis of sediments from the Middle Stone Age site of Sibudu Cave, KwaZulu-Natal, South Africa, provides a high-resolution sequence and evidence of site formation processes of predominantly anthropogenic deposits. This methodology allows for a detailed interpretation of individual anthropogenic activities, including the construction of hearths and bedding and the maintenance of occupational surfaces through the sweep out of hearths and the repeated burning of bedding. This analysis also provides a context for evaluating other studies at the site relating to magnetic susceptibility, paleobotany, paleozoology, anthracology, and studies of ochre.     

Early evidence of complexity in lithic economy: core-axe production,hafting and use at Late Middle Pleistocene site 8-B-11, Sai Island (Sudan)

Wear analysis indicates that Sangoan core-axes from site 8-B-11 at Sai Island, Sudan, were used while hafted. The middle Sangoan occupation level at 8-B-11 served as a locale where specialized activities were performed, including core-axe manufacture and hafting. Newly manufactured quartz core-axes served as replacements for exhausted items that were mostly fabricated out of raw materials other than quartz, which were carried back to the site in their hafts for re-tooling. The hafted core-axes appear as highly mobile, curated tools, being transported across a large territory. The evidence indicates that the Sangoan is the archaeological reflection of a complex behavioural system involving economic specialization, which appeared in this part of Africa for the first time around 200 ka ago.     

Measuring core reduction using 3D flake scar density: a test case of changing core reduction at Klasies River Mouth,South Africa

A new core reduction index is presented, calculated as the ratio of flake scar number to 3D surface area (SDI). The index is tested experimentally on five types of core (blade, discoid, Levallois, biface and multiplatform cores) and then applied to the core assemblages from five sub-stages of the Middle Stone Age at Klasies River Mouth, South Africa. Preliminary results indicate that the SDI possesses the desirable attributes of a successful reduction index and is a significant improvement on traditional proxy measures of core reduction. The results of the archaeological case study confirm previous untested observations that cores from the Howiesons Poort and MSAIII sub-stages are more heavily reduced than preceding and following stages, and that local and exotic raw materials as well as different types of cores are all more heavily reduced during these periods. The SDI fills a significant lacuna in available core reduction measures.     

An improved OSL chronology for the Still Bay layers at Blombos Cave,South Africa: further tests of single-grain dating procedures and a re-evaluation of the timing of the Still Bay industry across southern Africa

This paper presents a series of new single-grain optically stimulated luminescence (OSL) ages for the Still Bay at Blombos Cave, South Africa, and compares them to previously published OSL, thermoluminescence (TL) and electron-spin resonance (ESR) ages for this site. Details are provided about the measurement and analytical procedures, including a discussion of the characteristics of the OSL signals of individual quartz grains. This forms the basis for further investigations into the sensitivity of the equivalent dose (D_e) estimates to a range of different analytical approaches, including changes in the size of the test dose, the choice of signal integration interval, the subtraction of an appropriate background, and isolation of the most light-sensitive (‘fast’) component of quartz OSL. We also report the results of an inter-operator test of D_e determination using seven new samples from Blombos Cave, and demonstrate the reproducibility of results obtained for two samples that had been dated previously at another laboratory and were measured and analysed again in this study. Together, these tests validate the robustness of the Blombos Cave single-grain OSL age estimates to a variety of alternative OSL dating procedures. We have incorporated, for the first time, these ages for Blombos Cave into a data set of all single-grain OSL ages for Still Bay and Howieson's Poort sites across southern Africa, and have used a statistical model to re-evaluate the timing and duration of the Still Bay industry. We calculate the most plausible start and end dates of the Still Bay as 72.2 ka and 71.3 ka, respectively – amounting to a duration of 0.9 ka – and estimate (with conventional 95% confidence) that this industry began no earlier than 75.5 ka, ended no later than 67.8 ka and lasted no longer than 6.6 ka.     

Middle Stone Age pièces esquillées from Sibudu Cave,South Africa: an initial micro-residue study

In this paper I present the results of a micro-residue study conducted on ten pièces esquillées (scaled pieces) from Sibudu Cave, South Africa. These artefacts are associated with the Howiesons Poort Industry (∼61.7 and ∼64.7 ka years ago at Sibudu), representing part of the later phase of the Middle Stone Age. Until now, it was unclear on what these pieces were used, and whether they were functional. Previous experimental use-wear work tentatively pointed towards bone processing. However, replication work on stone tool production technology suggests that pièces esquillées are merely the by/end-product of bipolar knapping. I used residue analysis on the Sibudu artefacts because this alternative method has the potential to identify if they were used, and if so, illuminate the specific materials the pieces were used on. Although the sample is small, all the pièces esquillées reveal a clear animal processing signal. There are some bone deposits on the utilised edges that may substantiate bone processing, or perhaps a bone hammer was used with them, but additional study, including Later Stone Age artefacts, is needed to assess the feasibility of these observations. It remains possible that the artefacts are core reduced pieces that were subsequently used as tools or simply knapped with a bone hammer.