Late Pleistocene Technology at Rose Cottage Cave: A Search for Modern Behavior in an MSA Context

Recent excavations at Rose Cottage Cave, located in the Free State, South Africa, have revealed both a transitional assemblage, dated to ca. 20,000 bp, and a final Middle Stone Age (MSA) assemblage, dated to ca. 28,000 bp. Preliminary analysis of these assemblages was undertaken to determine if the current European model of a cultural revolution for the emergence of the Upper Palaeolithic can be applied to the southern African evidence. Examination of these assemblages revealed that differences occurred between the transition in Europe and that in southern Africa in both the chronology of the transition and the degree to which this complete cultural package is linked to the emergence of Late Stone Age (LSA) technology. The methods of lithic production, the chronology of the MSA/LSA transition, and the associated behavioral characteristics were examined and results indicated that the technological change which occurred during the MSA/LSA transition was not a dramatic innovation in technology but, rather, a shift in the emphasis of production from a level of technology already in place and demonstrate a level of continuity between the MSA and the LSA. As a gradual occurrence, the MSA/LSA transition does not seem to fit the time frame for the European Upper Palaeolithic; it both occurs at a later period and takes longer to transpire. In addition, the origins of symbolic use of lithics appear to lie within the MSA, indicating that a more complex set of behavioral adaptation was occurring in the late Pleistocene in southern Africa, and that the MSA/LSA transition in this region does not adequately conform to the model of a revolutionary shift in behavior and technology that is proposed for the Middle/Upper Palaeolithic transition in Europe     

A late Middle Stone Age artifact assemblage from Sibudu (KwaZulu-Natal): comparisons with the European Middle Paleolithic

It has been suggested that many behavioral innovations, said to appear during the late Middle Stone Age in sub-Saharan Africa, facilitated the expansion of anatomically modern humans from Africa and the Near East into Europe at about 50 kyr; the process eventually led to the replacement of Neanderthals by modern humans and the emergence of the Upper Paleolithic. However, assemblages in this time range are little known in South Africa. In fact, the transition from Middle to the Later Stone Age in Southern Africa is controversial. The early appearance in South Africa of many innovations, such as sophisticated knapping techniques (e.g. the use of soft hammer or indirect percussion in blade production, of composite tools, of microlithic and bladelet technologies) remains to be established through technological analysis.We present here the first results of a project designed to carry out detailed technological studies of several lithic assemblages in South Africa and France dated to the transition period. At this time we have completed the study of a post-Howiesons Poort assemblage from the rock shelter site of Sibudu.The >2 m deep stratigraphic sequence of Sibudu extends from Howiesons Poort at its base to final Middle Stone Age, directly under Iron Age layers. We have analyzed in detail layer RSP (ca. 53 kyr, 1 m above the Howiesons Poort levels) which has provided a large assemblage of several thousand stone artifacts. Compared to published MSA assemblages this industry is unusual for the very high proportions of retouched pieces (15%). The technology is not very elaborate and there is no strong standardization of the end-products. There are no flakes of predetermined shapes; retouch is used to modify irregular flakes to obtain desired edges. Knapping of flakes and blades is done by hard hammer; soft hammer is used only for retouching tools. Interestingly the older Howiesons Poort blades were produced on the same raw materials by soft hammer. Raw material (hornfels and dolerite) was procured from distances of less than 20 km. Unifacial points are the dominant type and there is strong evidence of hafting and use as spear armatures. Detailed comparisons with Middle Paleolithic assemblages of Western Europe show that the late Middle Stone Age technology in South Africa is very similar to that of the Middle Paleolithic; in fact we see no fundamental differences between the two entities, as far as lithic technology is concerned. Implications for the Out of Africa hypothesis are discussed.     

Thermoluminescence dating of a Stillbay–Howiesons Poort sequence at Diepkloof Rock Shelter (Western Cape,South Africa)

New excavations have been undertaken at Diepkloof Rock Shelter (DRS; South Africa) since 1999. It is one of the very few sites where Howiesons Poort and Stillbay assemblages can be collected from the same archaeological sequence. These Middle Stone Age techno-complexes are particularly interesting for their affinities with the much younger Later Stone Age facies, and their association with evidence for symbolic behaviour. Establishing their chronology is therefore particularly important for the understanding of the apparition and the evolution of the so-called “modern” behaviours. Data already available suggest ages ranging from 55 to 80 ka for the Howiesons Poort and from 70 to 80 ka for the Stillbay techno-complexes in several South African sites. The thermoluminescence dating undertaken at DRS on 22 stone samples originating from the entire stratigraphic record indicates intervals starting 10–50 ka earlier for these techno-complexes in this site. Possible caveats in the dating process are examined but to the best of our current knowledge must be rejected.     

The Taphonomy of the Final Middle Stone Age Fauna from Sibudu Cave,South Africa

This study applies a taphonomic analysis to the final Middle Stone Age faunal assemblage from Sibudu Cave, South Africa, by assessing bone surface modifications, breakage patterns and skeletal element abundances. Cut marks, percussion marks, severe fragmentation and the high frequency of burned bone combine to demonstrate that human behaviour was the principal agent in the assemblage's formation. These results are consistent with previous research on earlier occupations of Sibudu during the Middle Stone Age. Moreover, this assemblage is proposed to reflect regular site maintenance and cleaning. This conclusion is consistent with previous research that demonstrates systematic site maintenance during the Middle Stone Age at Sibudu and emphasises this behaviour as being a consistent activity for Middle Stone Age foragers. Copyright © 2013 John Wiley & Sons, Ltd.     

The Middle Stone Age south of the Limpopo River

Current interest in the origins of anatomically modernHomo sapiens has focused attention on early modern human remains and related archaeological materials associated with the southern African Middle Stone Age. While the anatomically modern status and a Last Interglacial or later age for the human fossils enjoy general support, issues related to the definition of the Middle Stone Age, its dating, and the interpretation of human behavior lack consensus. Available evidence suggests that the anatomically modern human skeleton appeared well before many aspects of the subsistence and symbolic behavior that characterize recent foragers and that Middle Stone Age technology persisted longer in southern Africa than its northern hemisphere counterpart.     

Equivalent dose distributions from single grains of quartz at Sibudu,South Africa: context,causes and consequences for optical dating of archaeological deposits

Optical ages for 14 sediment samples collected from the post-Howiesons Poort, late Middle Stone Age (MSA) and final MSA deposits at Sibudu, KwaZulu-Natal, South Africa were reported in a companion paper (Jacobs, Z., Wintle, A.G., Duller, G.A.T., Roberts, R.G., Wadley, L. New ages for the post-Howiesons Poort, late and final Middle Stone Age at Sibudu, South Africa. Journal of Archaeological Science, 2008). These ages were based on equivalent dose (D_e) distributions that were overdispersed. In this paper, we investigate factors both internal and external to the grains that may contribute to such higher than expected overdispersion in single grain D_e values. Intrinsic factors accounted for some, but not all, of the observed scatter, and application of a set of rejection criteria filtered grains for which erroneous D_e values would otherwise be calculated. We investigated sediment mixing and differences in the beta dose received by individual grains in their burial environment as two likely reasons for the observed overdispersion. The scatter in D_e distributions for all the samples is best explained by grains that were deposited at the same time and which were well bleached, but that subsequently received a range of beta doses. A procedure is presented for adjusting the measured beta dose rate, and its associated error. We show that using a combination of single grain OSL measurements of D_e, the finite mixture model and adjustment of the beta dose rate, result in stratigraphically consistent ages. These ages are more consistent than the ages obtained from multiple grain aliquot D_e values and the average dose rates for each sample; the multiple grain ages are about 10% older, partly because of the variable dose rate and partly because these aliquots contained grains with undesirable OSL characteristics.     

Edge damage distribution at the assemblage level on Middle Stone Age lithics: an image-based GIS approach

Lithic artifacts represent the most abundant cultural remains from Middle Stone Age sites in southern Africa. Of these, pointed forms (under a variety of names), blades, and flakes have long been recognized as the three most abundant general types, and retouch on all three is rare relative to similar forms of equivalent age elsewhere. Here we offer a new technique for documenting concentrations of edge damage on an assemblage level to infer taphonomic processes and to record usewear and retouch. This approach is specifically aimed at patterning on the assemblage scale, rather than on individual artifacts. We use points from a Middle Stone Age assemblage from Pinnacle Point Cave 13B, near Mossel Bay, South Africa, to illustrate the technique. Combining GIS, rose diagrams, and polar statistics, we were able to visually and statistically summarize lithic artifacts for patterns of edge damage. For the points made on quartzite in this assemblage, edge damage was found to be significantly patterned and taphonomic causes of the damage were rejected. The technique also opens avenues for many other quantitative analyses that are either impossible or difficult with current non-visual systems of recording, such as measurements of distance, angle, and area of edge damage.     

An empirical test of the relative frequency of bipolar reduction in Beds VI,V, and III at Mumba Rockshelter,Tanzania: implications for the East African Middle to Late Stone Age transition

Mumba Rockshelter, Tanzania, is the only East African site spanning a continuous record of more than 100,000 years, including the Middle Stone Age (MSA) to Late Stone Age (LSA) Transition. Rather than examine the presence or absence of traditional markers of “behavioral modernity”, we have endeavored here to respond to the calls of Shea (2011) and Basell (2008) by examining the proportional similarity of a trait present throughout the MSA–LSA sequence at Mumba Rockshelter: the bipolar technique of lithic reduction. We use a quantified, experimentally derived proxy to track the relative amount of bipolar percussion among Mumba's Beds VI, V, and III, namely, waste shatter. Our examination of Mehlman's previously unanalyzed collections from Mumba demonstrates that in terms of bipolar production Bed V is statistically indistinguishable from the Late Stone Age (LSA) Bed III, but significantly different from the Middle Stone Age (MSA) Bed VI. Given that Bed V dates to 56.9 ± 4.8 − 49.1 ± 4.3 ka cal BP, this result is consistent with other evidence that the origins of the LSA in East Africa began well before 40 kya, and that Mumba Bed V represents one of the earliest manifestations of the LSA in East Africa. We conclude with a discussion of factors that may have influenced the increased dependence of bipolar production at the site.     

The use of OSL dating in unstructured sands: the archaeology and chronology of the Hutton Sands at Canteen Kopje (Northern Cape Province, South Africa)

Archaeological research at the site of Canteen Kopje, Northern Cape Province, South Africa, has focused on the rich Earlier Stone Age assemblages recovered from the Younger Vaal Gravels. This paper presents the results of excavation and optically stimulated luminescence (OSL) dating of the overlying Hutton Sands. We discuss the evidence for colonial period interaction between diamond miners and indigenous groups at the site, as well as the presence of an earlier phase of terminal Middle Stone Age/early Later Stone Age occupation. The OSL analyses demonstrate the potential distortion of OSL ages due to substantial bioturbation and its effect on the dating of archaeological sites situated in unconsolidated sands.     

An improved OSL chronology for the Still Bay layers at Blombos Cave,South Africa: further tests of single-grain dating procedures and a re-evaluation of the timing of the Still Bay industry across southern Africa

This paper presents a series of new single-grain optically stimulated luminescence (OSL) ages for the Still Bay at Blombos Cave, South Africa, and compares them to previously published OSL, thermoluminescence (TL) and electron-spin resonance (ESR) ages for this site. Details are provided about the measurement and analytical procedures, including a discussion of the characteristics of the OSL signals of individual quartz grains. This forms the basis for further investigations into the sensitivity of the equivalent dose (D_e) estimates to a range of different analytical approaches, including changes in the size of the test dose, the choice of signal integration interval, the subtraction of an appropriate background, and isolation of the most light-sensitive (‘fast’) component of quartz OSL. We also report the results of an inter-operator test of D_e determination using seven new samples from Blombos Cave, and demonstrate the reproducibility of results obtained for two samples that had been dated previously at another laboratory and were measured and analysed again in this study. Together, these tests validate the robustness of the Blombos Cave single-grain OSL age estimates to a variety of alternative OSL dating procedures. We have incorporated, for the first time, these ages for Blombos Cave into a data set of all single-grain OSL ages for Still Bay and Howieson's Poort sites across southern Africa, and have used a statistical model to re-evaluate the timing and duration of the Still Bay industry. We calculate the most plausible start and end dates of the Still Bay as 72.2 ka and 71.3 ka, respectively – amounting to a duration of 0.9 ka – and estimate (with conventional 95% confidence) that this industry began no earlier than 75.5 ka, ended no later than 67.8 ka and lasted no longer than 6.6 ka.     

On the spatial and technological organisation of hafting modifications in the North African Middle Stone Age

Aterian stone tools represent one of the clearest indications of technological regionalisation in the North African Middle Stone Age. Found in association with Homo sapiens skeletal remains and more recently with symbolic material culture, the Aterian is widely thought to reflect modern human identity and cognition. As a lithic industry, the Aterian has been primarily defined by the presence of stemmed or tanged tools, but there has been little quantitative study of the relationship between tangs and other forms of hafting modifications, such as shouldering and basal thinning. Understanding the diversity of these features and their relationships with one another will clarify the organisation and adaptations of North African populations during Marine Isotope Stage 5 (MIS 5, ∼130–70,000 years ago), a critical timespan for modern human dispersal. This paper presents the results of a stepped analysis of fifteen Aterian and other non-Aterian assemblages from the same spatial and temporal bracket in North Africa. Using Correspondence Analyses together with a suite of other statistics, the results indicate that tanging represents a widely applied strategy of hafting a variety of different tools. On the other hand, basal thinning is specifically correlated with lightweight, highly retouched points. The distribution of these features appears to reflect geographical proximity and shared environments, rather than articulating with traditional named industries. This in turn suggests that a continued focus on tangs to differentiate an ‘Aterian’ from other, contemporary North African MSA industries may be obfuscating regional-scale patterns of technological diversity.     

The origins of lithic projectile point technology: evidence from Africa,the Levant,and Europe

Projectile weaponry is a human cultural universal, but its origins and antiquity remain poorly understood. Stone- and bone-tipped projectile weapons have long been treated as emergent features of the "Upper Paleolithic" behavioral revolution. Recently it has been proposed that projectile technology was in widespread use among Homo sapiens populations in Africa during Middle Stone Age (MSA) times. One obstacle to researching the origins of projectile point technology is that the criteria archaeologists employ for recognizing plausible and implausible stone projectile points are largely subjective (overall tool shape, microwear traces). Tip cross-sectional area (TCSA) is a ballistically significant dimension that works well at discriminating North American stone projectile points (spearthrower dart tips and arrowheads) from spear points. This paper compares the TCSA values of ethnographic North American stone projectile points to hypothetical Middle and Upper Paleolithic stone projectile points from Africa, the Levant, and Europe. The results of this comparison do not support the hypothesis of widespread use of stone-tipped projectiles in Africa, the Levant, or Europe prior to 40 Ka. In the New World and in Australia, where we have the richest ethnographic record of stone projectile point use, these implements are largely employed in big-game hunting and in warfare. One or both of these factors may have played a role in the widespread adoption of stone projectile point technology after 40 Ka.     

Possible shell beads from the Middle Stone Age layers of Sibudu Cave,South Africa

Recent excavations at Sibudu Cave, KwaZulu-Natal, South Africa, uncovered an Iron Age horizon below which is a complex 3 m thick Middle Stone Age sequence with post-Howiesons Poort, Howiesons Poort, Still Bay and pre-Still Bay layers. Available OSL ages indicate that the Howiesons Poort occupation is older than 60 ky and the Still Bay older than 70 ky. Here we present the archaeological context and the taphonomic analysis of six Afrolittorina africana, three of which bear perforations, from the Still Bay and Howiesons Poort layers of this site. The single specimen from the latter cultural horizon comes from the lowermost layer attributed to this technocomplex. This and the depositional context of this layer suggest that this shell derives, as do the other five, from the Still Bay occupation layers. Taphonomic analysis of the archaeological specimens based on present day Afrolittorina africana biocoenoses, microscopic examination, morphometry, experimental perforation of modern shells, and a review of the natural agents that may accumulate marine shells at inland sites, indicate probable human involvement in the collection, transport, modification, and abandonment of Afrolittorina africana in Sibudu. If confirmed by future discoveries these shells would corroborate the use of personal ornaments, already attested at Blombos Cave, Western Cape Province, by Still Bay populations. The apparent absence of ornaments at Howiesons Poort sites raises the question of the mechanisms that have led to cultural modernity since it seems to contradict the scenario according to which cultural innovations recorded at Middle Stone Age sites reflect a process of continuous accretion and elaboration interpreted as the behavioural corollary of the emergence of anatomically modern humans.     

Late Holocene Artifact Patterns and the Introduction of Herding to Semi-Arid Coastal Namaqualand,South Africa

ABSTRACT

Considerable change occurred in the Late Holocene Later Stone Age of Namaqualand, northwestern South Africa. Focusing on stone artifacts, pottery, and ostrich eggshell beads, the cultural sequence for the area is described. Two additions are identified, complicating the traditional model for the introduction of herding into the country. From the mid-Holocene onward, lithic assemblages are based on milky and/or clear quartz and cryptocrystalline silica and initially contain many backed tools with scrapers more common during the first millennium BC. These are hunter-gatherer assemblages. During the final centuries BC, backed bladelet-rich assemblages based on clear quartz appear, with the earliest examples demonstrating typological continuity with the existing assemblages. About 1,500 years ago, expedient assemblages lacking retouch and based on poorer quality quartz appear. The three types co-occur during the last 1,500 years, occasionally in combination with one another. This contrasts strongly with other parts of South Africa where just two distinct assemblage types are identified, suggesting that the hunter-gatherer-herder dichotomy is not universally valid. The artifact patterns between about 200 cal BC and cal AD 500 and the introduction of livestock suggest considerable cultural and social change, heralding the onset of a local Neolithic, but the exact mechanisms remain unclear.     

Prepared core reduction at the site of Kudu Koppie in northern South Africa: temporal patterns across the Earlier and Middle Stone Age boundary

Kudu Koppie is a stratified late Earlier Stone Age and Middle Stone Age archaeological site located in the northern Limpopo Province of South Africa. The prepared core reduction strategies are described and temporal trends across the ESA–MSA boundary are presented. The prepared cores and endproducts of Kudu Koppie suggest that both the late ESA and MSA toolmakers employed the Levallois Volumetric Concept, but they often exploited a nodule's natural convexities and form. The MSA toolmakers used a greater variety of prepared core methods and more intensively exploited cryptocrystalline and microcrystalline nodules, the scarcity of which may have resulted in a more “formalized” application of the Levallois Volumetric Concept. These observations are considered within the context of human behavioural evolution.     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

Still Bay and serrated points from Umhlatuzana Rock Shelter,Kwazulu-Natal,South Africa

Umhlatuzana Rock Shelter is a long-sequence Middle and Later Stone Age site in KwaZulu-Natal, South Africa. Jonathan Kaplan excavated the site and analysed the material in the 1980s as a rescue project. For many years thereafter the collection remained untouched, partly because of doubts raised about the stratigraphic integrity of the site. Using single-grain OSL dating we show that post-depositional mixing of sediment was restricted to time-specific, small-scale events. The OSL ages obtained for the Howiesons Poort and pre-Howiesons Poort are comparable to those of other southern African sites with unambiguous Howiesons Poort and Still Bay Industries. Based on morphological and other characteristics, we reason that the Still Bay is represented at Umhlatuzana, and announce the presence of a serrated point assemblage closely associated in time with the Still Bay points.     

New ages for the post-Howiesons Poort,late and final Middle Stone Age at Sibudu,South Africa

Optically stimulated luminescence (OSL) measurements are reported for single grains of quartz from deposits within Sibudu rock shelter. Such measurements enable rejection of unrepresentative grains and application of the finite mixture and central age models to obtain the most reliable age estimates. Three types of single-grain equivalent dose (D_e) distributions were observed: one sample represented a single dose population, three samples indicated mixing between Iron Age (IA) and Middle Stone Age (MSA) deposits, and 10 samples (in addition to the three mixed samples) showed scattered distributions. The latter type resulted from differences in the beta dose received by individual grains. For these samples, the beta doses were modelled and adjusted accordingly. Ages for the 14 samples collected from MSA deposits post-dating the Howiesons Poort (HP) resulted in three age clusters, which are stratigraphically consistent with the three informally named cultural phases at Sibudu: namely, the post-HP, late MSA and final MSA. Weighted mean ages of 58.5 ± 1.4 ka, 47.7 ± 1.4 ka and 38.6 ± 1.9 ka were calculated for these phases, respectively. The three phases were separated by two occupational hiatuses with durations of 10.8 ± 1.3 ka and 9.1 ± 3.6 ka. We hypothesise that the punctuated presence of humans at Sibudu was determined by large-scale fluctuations in climate during oxygen isotope stage (OIS) 3, which resulted in alternating wet and dry periods. Phases of occupation correspond to wet periods when fresh water was available in the Tongati River, whereas intervals of site abandonment correspond to dry periods when people were forced to migrate in search of a reliable source of fresh water. Where people migrated to, remains unresolved.