Possible shell beads from the Middle Stone Age layers of Sibudu Cave,South Africa

Recent excavations at Sibudu Cave, KwaZulu-Natal, South Africa, uncovered an Iron Age horizon below which is a complex 3 m thick Middle Stone Age sequence with post-Howiesons Poort, Howiesons Poort, Still Bay and pre-Still Bay layers. Available OSL ages indicate that the Howiesons Poort occupation is older than 60 ky and the Still Bay older than 70 ky. Here we present the archaeological context and the taphonomic analysis of six Afrolittorina africana, three of which bear perforations, from the Still Bay and Howiesons Poort layers of this site. The single specimen from the latter cultural horizon comes from the lowermost layer attributed to this technocomplex. This and the depositional context of this layer suggest that this shell derives, as do the other five, from the Still Bay occupation layers. Taphonomic analysis of the archaeological specimens based on present day Afrolittorina africana biocoenoses, microscopic examination, morphometry, experimental perforation of modern shells, and a review of the natural agents that may accumulate marine shells at inland sites, indicate probable human involvement in the collection, transport, modification, and abandonment of Afrolittorina africana in Sibudu. If confirmed by future discoveries these shells would corroborate the use of personal ornaments, already attested at Blombos Cave, Western Cape Province, by Still Bay populations. The apparent absence of ornaments at Howiesons Poort sites raises the question of the mechanisms that have led to cultural modernity since it seems to contradict the scenario according to which cultural innovations recorded at Middle Stone Age sites reflect a process of continuous accretion and elaboration interpreted as the behavioural corollary of the emergence of anatomically modern humans.     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

Identifying regional variability in Middle Stone Age bone technology: The case of Sibudu Cave

A few pieces of worked bone were previously reported from Sibudu, a site from KwaZulu-Natal in South Africa featuring a stratigraphic sequence with pre-Still Bay, Still Bay, Howiesons Poort, post-Howiesons Poort, late and final MSA cultural horizons. Here we describe an expanded collection of worked bones, including twenty-three pieces. Technological and use-wear analysis of these objects, and their comparison with experimental and ethnographic data, reveals that a number of specialised bone tool types (wedges, pièces esquillées, pressure flakers, smoothers, sequentially notched pieces), previously known only from the Upper Palaeolithic and more recent periods, were manufactured and used at least 30,000 years earlier at Sibudu Cave. These tools appear to be part of a local tradition because they are absent at contemporaneous or more recent southern African sites. Variability in Middle Stone Age material culture supports a scenario in which, beyond broad similarities in lithic technology, significant differences between regions, and trends of continuity at a local scale emerge in other aspects of the technical system, and in the symbolic domain. The archaeological record is revealing a complexity that prevents evaluation of the modern character of Middle Stone Age cultures in antinomic terms. We argue here that it is the detailed analysis of cultural variation that will inform us of the non-linear processes at work during this period, and contribute in the long run to explaining how and when crucial cultural innovations became established in human history.     

Still Bay and serrated points from Umhlatuzana Rock Shelter,Kwazulu-Natal,South Africa

Umhlatuzana Rock Shelter is a long-sequence Middle and Later Stone Age site in KwaZulu-Natal, South Africa. Jonathan Kaplan excavated the site and analysed the material in the 1980s as a rescue project. For many years thereafter the collection remained untouched, partly because of doubts raised about the stratigraphic integrity of the site. Using single-grain OSL dating we show that post-depositional mixing of sediment was restricted to time-specific, small-scale events. The OSL ages obtained for the Howiesons Poort and pre-Howiesons Poort are comparable to those of other southern African sites with unambiguous Howiesons Poort and Still Bay Industries. Based on morphological and other characteristics, we reason that the Still Bay is represented at Umhlatuzana, and announce the presence of a serrated point assemblage closely associated in time with the Still Bay points.     

Still Bay and Howiesons Poort Foraging Strategies: Recent Research and Models of Culture Change

The Still Bay (SB) and Howiesons Poort (HP) industries, endemic to southern Africa and dating to approximately 72–59 ka, have received a great deal of archaeological attention by virtue of their striking patterns of technology and their close association with some of the earliest unambiguously symbolic objects found in southern Africa. This paper reviews recent literature concerning SB and HP lithic assemblages, faunal remains, paleoenvironmental contexts, and chronological information. It argues that SB biface-dominated technology was designed to be multifunctional and to economize lithic raw material, a strategy well-suited to foragers moving frequently across a wide range of ecological zones in which access to resources and prey encounters were unpredictable. In contrast, HP blade-based tools, using backed blades as modular components in compound weapons, were efficient and reliable hunting weapons designed for specific tasks. More costly and difficult to maintain, HP technology resulted from the targeting of known, localized, and seasonal resources through planned logistical forays. We argue that these complicated patterns of innovation represent separate cultural responses to environmental instability during Marine Isotope Stage 4 and demographic pressures in southern Africa at this time. Against the backdrop of environmental and demographic shifts, the emergence of these innovative tools and associated symbolic objects reflects distinct but quintessentially modern cultural behaviors ethnographically associated with risk reduction, reciprocity, and information sharing.     

Late Pleistocene Techno-traditions in Southern Africa: A Review of the Still Bay and Howiesons Poort, c. 75–59?ka

The focus of this paper is on two remarkable techno-traditions in the prehistory of southern Africa, the c. 75?C71?ka Still Bay and the c. 65?C59?ka Howiesons Poort. These were periods when the technological and behavioural repertoire of early Homo sapiens expanded rapidly to include novel technologies such as heat treatment of lithic materials, pressure flaking of stone points, manufacture of complex armatures including the bow and arrow, and the production of symbolic artefacts including shell beads and engraved ochre, bone and ostrich eggshell. In this paper I first review briefly the historical background relating to the recognition of these techno-traditions; second, concentrate on the archaeological sites known to contain these assemblages within southern Africa; and third, discuss aspects of the precocious material culture that appears during these phases.     

The context,form and significance of the MSA engraved ostrich eggshell collection from Diepkloof Rock Shelter,Western Cape,South Africa

Broken ostrich eggshells are commonly found in Middle Stone Age sites of southern Africa, presumably collected for food consumption, and later used as artefacts. At Diepkloof Rock Shelter, Middle Stone Age inhabitants used ostrich eggshells as a medium to convey abstract depictions. Since 1998, excavations at Diepkloof have recovered 408 engraved pieces of ostrich eggshells. The study of these shows that Diepkloof inhabitants applied a restricted set of geometric engraving patterns, with the dominance of 2 main motifs, one using a hatched band and the other sub-parallel to converging lines. These motifs coexisted, but shifted in frequency toward the latter through time. Together with evidence that ostrich eggshells were used as containers, these patterns support the hypothesis that engravings were made with respect to clear but flexible social conventions and were part of a complex system of visual and symbolic communication. Since our last report (Texier et al., 2010), a few engraved pieces have been found in lower stratigraphic units, expanding substantially the time-range of the engraving practice on ostrich eggshells at Diepkloof. The earliest engravings appear at the end of the Early Howiesons Poort phase, but become numerous only during the Intermediate and Late phases of the Howiesons Poort. The collection from Diepkloof is presently unique and likely underlines the existence of regional traditions within the Howiesons Poort. Interestingly, and significantly in our view, the engraving disappears at the same time as the Howiesons Poort technology. We argue that this disappearance may reflect a modification in the way late Middle Stone Age inhabitants interacted with one another.     

Assemblage variability and bifacial points in the lowermost Sibudan layers at Sibudu,South Africa

Building on the important work of Lyn Wadley at Sibudu, archeologists from the University of Tübingen have excavated the upper stratigraphic units of the Middle Stone Age (MSA) sequence down to the Howiesons Poort (HP). Here, we present the main results from lithic analyses of the lowest part of the Sibudan sequence to assess its overall variability and taxonomic status. Based on the new findings, we also discuss the implications for archeological systematics and the cultural evolution of modern humans in MIS 3 from a more general perspective. The Sibudan deposits encompass over 20 archeological horizons that span a 1.2-m-thick, well-stratified sequence whose base and top have been dated to ～58 ka (MIS 3). In contrast to the upper stratigraphic units, the lower Sibudan assemblages that we analyzed here show much higher use of local sandstone, quartz, and quartzite. These older units are characterized by frequent use of expedient core reduction methods, bipolar reduction of locally available quartz and quartzite, less retouch of blanks, and lower find densities. Tongati and Ndwedwe tools, which feature abundantly in the upper part of the Sibudan sequence, are entirely absent, as are unifacial points. Instead, notched and denticulated tools are common. Surprisingly, knappers manufactured small bifacial points, mainly made from quartz, by means of alternating shaping in the course of the oldest occupations. The results highlight the great diversity of human technological behavior over even short periods during the MSA, raising important questions about the mechanisms of behavioral change, cultural taxonomy, appropriate scales of lithic analyses, and the relationship between the HP and the Sibudan. Our findings further erode the old idea that bifacial technology in southern Africa is limited to the Still Bay. Research is increasingly showing that bifacial points come and go in different forms and contexts of African Late Pleistocene technology, impeding their use as chrono-cultural markers.     

A late Middle Stone Age artifact assemblage from Sibudu (KwaZulu-Natal): comparisons with the European Middle Paleolithic

It has been suggested that many behavioral innovations, said to appear during the late Middle Stone Age in sub-Saharan Africa, facilitated the expansion of anatomically modern humans from Africa and the Near East into Europe at about 50 kyr; the process eventually led to the replacement of Neanderthals by modern humans and the emergence of the Upper Paleolithic. However, assemblages in this time range are little known in South Africa. In fact, the transition from Middle to the Later Stone Age in Southern Africa is controversial. The early appearance in South Africa of many innovations, such as sophisticated knapping techniques (e.g. the use of soft hammer or indirect percussion in blade production, of composite tools, of microlithic and bladelet technologies) remains to be established through technological analysis.We present here the first results of a project designed to carry out detailed technological studies of several lithic assemblages in South Africa and France dated to the transition period. At this time we have completed the study of a post-Howiesons Poort assemblage from the rock shelter site of Sibudu.The >2 m deep stratigraphic sequence of Sibudu extends from Howiesons Poort at its base to final Middle Stone Age, directly under Iron Age layers. We have analyzed in detail layer RSP (ca. 53 kyr, 1 m above the Howiesons Poort levels) which has provided a large assemblage of several thousand stone artifacts. Compared to published MSA assemblages this industry is unusual for the very high proportions of retouched pieces (15%). The technology is not very elaborate and there is no strong standardization of the end-products. There are no flakes of predetermined shapes; retouch is used to modify irregular flakes to obtain desired edges. Knapping of flakes and blades is done by hard hammer; soft hammer is used only for retouching tools. Interestingly the older Howiesons Poort blades were produced on the same raw materials by soft hammer. Raw material (hornfels and dolerite) was procured from distances of less than 20 km. Unifacial points are the dominant type and there is strong evidence of hafting and use as spear armatures. Detailed comparisons with Middle Paleolithic assemblages of Western Europe show that the late Middle Stone Age technology in South Africa is very similar to that of the Middle Paleolithic; in fact we see no fundamental differences between the two entities, as far as lithic technology is concerned. Implications for the Out of Africa hypothesis are discussed.     

Hunting with Howiesons Poort segments: pilot experimental study and the functional interpretation of archaeological tools

For many decades the use of backed pieces from the Howiesons Poort, between about 70 ka and 55 ka ago, in South Africa has been a point of discussion. Recently direct evidence has been provided to associate these tools with Middle Stone Age hunting strategies. Yet, whether they were used to tip hunting weapons or as barbs remained an open question. In this paper we introduce a set of pilot experiments designed to test the effectiveness of Howiesons Poort segments, the type fossils of the industry, hafted in four different configurations as tips for hunting weapons. It is shown that the morphological type can be used successfully in this way. We present the results of a macrofracture analysis conducted on the experimental tools and compare these to results obtained from three Howiesons Poort backed tool samples. By correlating experimental outcomes, macrofracture data and the interpretation of micro-residue distribution patterns, we provide some insight into the functional variables that might be associated with Howiesons Poort segments.     

Nature and significance of the Howiesons Poort to post-Howiesons Poort transition at Klein Kliphuis rockshelter,South Africa

This paper considers the transition from Howiesons Poort to post-Howiesons Poort technologies at the rock shelter site of Klein Kliphuis, South Africa. The transition at this site is shown to be gradual, with incremental changes in material selection and in the size and shapes of flakes and cores. Implements which appear to blend characteristics of those distinctive of the earlier and later industries appear briefly at the mid-point of the transition. The results suggest that there is unlikely to have been an occupational hiatus between the Howiesons Poort and post-Howiesons Poort. Explanations for the Howiesons Poort phrased in terms of population expansion and contraction are also difficult to support. Technological changes at this time may relate to environmental variation, though the limited nature of terrestrial archives documenting changes in resource productivity necessitate that any such suggestion be made with caution.     

Blombos Cave,Southern Cape,South Africa: Preliminary Report on the 1992–1999 Excavations of the Middle Stone Age Levels

The Later- and Middle Stone Age levels at Blombos Cave (BBC) were excavated over four field seasons between 1992 and 1999. Here we report on the results from the Middle Stone Age (MSA) levels. The taphonomy and depositional history of the MSA levels is complex due to faulting, folding and spalling. Careful observations during excavation have assisted in understanding some of these taphonomic and site formation processes; microstratigraphic analysis, currently in progress, will add to this information. The uppermost MSA level, the Still Bay phase, contains high densities of bifacial points, the fossile directeur of the Still Bay Industry. Placing the Still Bay within the MSA culture sequence has been problematic in the past because Still Bay assemblages are rarely found in situ and previous excavations were inadequately recorded. However with the regional data discussed in the text, the Still Bay can be securely placed before the Howiesons Poort dated at 65–70 ka.Flaked stone makes up the greatest proportion of all artefacts with the highest incidence of retouch and use of fine grained, non-local materials found in the Still Bay levels. The ochre assemblage is remarkable for the mass of material compared to other MSA sites. Finds uncommon in an MSA context are two pieces of ochre from the Still Bay phase engraved with a geometric design; a fragment of deliberately engraved bone; also, 28 shaped and polished bone tools recovered mainly from a phase just below the Still Bay. Blombos Cave is the first site where well preserved faunal remains have been recovered in association with the Still Bay allowing for unique insights into human subsistence behaviour and palaeoenvironmental reconstruction. Large fish bones, marine shells, seals and dolphins attest to extensive exploitation of aquatic resources and a wide range of terrestrial animals were hunted and gathered. The few human teeth recovered are heavily worn and damaged thus the issue of morphological modernity cannot be addressed.The BBC findings are a useful adjunct to findings from other MSA coastal sites in the southern Cape, especially Klasies River (KR) and Die Kelders Cave 1 (DK1); uniquely, BBC provides insights into human behaviour during a phase of the MSA never before studied in detail.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.     

OSL and TL dating of the Middle Stone Age sequence at Diepkloof Rock Shelter (South Africa): a clarification

Diepkloof Rock Shelter offers an exceptional opportunity to study the onset and evolution of both Still Bay (SB) and Howiesons Poort (HP) techno-complexes. However, previous age estimates based on luminescence dating of burnt quartzites (Tribolo et al., 2009) and of sediments (Jacobs et al., 2008) were not in agreement. Here, we present new luminescence ages for 17 rock samples (equivalent dose estimated with a SAR-ITL protocol instead of classical MAAD-TL) as well as for 5 sediment samples (equivalent dose estimated with SAR-single grain OSL protocol) and an update of the 22 previous age estimates for burnt lithics (modified calibration and beta dose estimates). While a good agreement between the rock and sediment ages is obtained, these estimates are still significantly older than those reported by Jacobs et al. (2008). After our own analyses of the sediment from Diepkloof, it is suspected that these authors did not correctly chose the parameters for the equivalent dose determination, leading to an underestimate of the equivalent doses, and thus of the ages.     

Variability in the Middle Stone Age Lithic Sequence, 115,000–60,000 Years Ago at Klasies River,South Africa

Stratified samples of artefacts from the Late Pleistocene deposit at the Klasies River main site, covering some 60,000 years, have been studied. Variability in the artefact sequence has been documented in the technologies of artefact production in addition to conventional typological analysis. Particular emphasis has been given to the recognition of the reduction sequences used in producing the pre-formed blanks that are a feature of the Middle Stone Age. The results show that the variability is due to changes between the dominant blade and or point technological conventions (traditions) through time. Technological study supports and gives meaning to the recognition of distinct sub-stages, MSA I (Klasies River), MSA II (Mossel Bay), Howiesons Poort and a post-Howiesons Poort at main site. These sub-stages are more than convenient, site-specific, organizational entities—they delineate separate technological conventions that may have relevance on a sub-continental scale.     

Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

Functional insights into the innovative Early Howiesons Poort technology at Diepkloof Rock Shelter (Western Cape,South Africa)

The Howiesons Poort (‘HP’) is characterized by a set of technological innovations that mark a rupture in the Southern African Middle Stone Age. However perspectives regarding its origin and emergence remain speculative. The recent identification of an Early HP phase at Diepkloof Rock Shelter provides the opportunity to characterize the initial stage of this technology and to discuss various mechanisms behind its innovative characteristics.     

Potentially stylistic differences between backed artefacts from two nearby sites occupied 60,000 years before present in South Africa

Archaeologists are commonly interested in material signatures that can be used to identify past population groups. In the Palaeolithic such population groups are often identified at large spatial scales, yet the material expressions of smaller groups comparable to those documented ethnographically have proved more difficult to isolate. The present paper considers differences in silcrete backed artefacts recovered from two nearby sites. These sites, both of which were occupied during the Howiesons Poort period, are situated in different ecological contexts with variable access to stone resources. Site context does not, however, explain observed differences in technology, nor do potential differences in tool function. Variation is instead inferred to be stylistic, or at least to be adaptively neutral. The results imply occupation of the study area by two different groups maintaining different technological traditions some time around 60,000 years before present.     

A Segment is not a Monolith: evidence from the Howiesons Poort of Sibudu,South Africa

Segments from the Howiesons Poort of Sibudu, South Africa, can be separated into at least three populations based on quartz, hornfels and dolerite rocks used for their production. Length, breadth, thickness and tip cross-sectional areas are significantly different between segments made on the three rock types. Segments are not monoliths, and they were not intended as a single tool type, they were flexible enough to be mounted to shafts in a variety of ways. Several hafting strategies are evident, including the use of different adhesive recipes. Most segments were probably parts of hunting weapons, based on use trace analysis, but weapon types varied. Quartz segments have standardized shapes (short and deep), perhaps because they were hafted as transverse arrowheads. While hornfels and dolerite segments may on occasion also have been parts of projectiles, the large dolerite segments could sometimes have served as parts of spearheads, with two segments hafted back-to-back. Howiesons Poort segment technology is sophisticated; its makers appreciated distinct properties of rocks, their flaking, wear and impact possibilities. Further, they recognized the best sizes and shapes for use with each kind of weapon, they understood the qualities and applications of various adhesive recipes, and they knew how to make a variety of hafts from materials that included bone and wood.     

South African palaeoenvironments during marine oxygen isotope stage 4: a context for the Howiesons Poort and Still Bay industries

Spanning the period from ∼74–58 ka, and being broadly coeval with marine oxygen isotope stage 4 (MIS 4), the Still Bay and Howiesons Poort industries represent important phases in the development of the material culture of early modern humans. How and why these industries occurred when they did, however, remain matters for speculation. A key element of this debate has been the question of what role environmental change during the early stages of the last glacial period may have had on influencing human activity. Unfortunately, well-dated palaeoenvironmental evidence from this period is limited, and the debate has, out of necessity, been driven by the application of conceptual models of environmental change, many of which associate colder and warmer global climates with increased aridity and humidity respectively. In this paper, the regional marine and terrestrial evidence is synthesised to create an evidence-based palaeoenvironmental context. Based on the information available to date, it appears that rather than being characterised by dry conditions, MIS 4 was a period of relatively cool, moist climates, the ubiquity of which transcends the modern regional climate boundaries. It is suggested that orbital parameters at this time created greater interaction between tropical and temperate circulation systems, bringing more moisture to the subcontinent. These findings highlight the distinct nature of southern African climate systems, and caution against the application extra-regional conceptual models or inferring linear relationships with polar records.