The context,form and significance of the MSA engraved ostrich eggshell collection from Diepkloof Rock Shelter,Western Cape,South Africa

Broken ostrich eggshells are commonly found in Middle Stone Age sites of southern Africa, presumably collected for food consumption, and later used as artefacts. At Diepkloof Rock Shelter, Middle Stone Age inhabitants used ostrich eggshells as a medium to convey abstract depictions. Since 1998, excavations at Diepkloof have recovered 408 engraved pieces of ostrich eggshells. The study of these shows that Diepkloof inhabitants applied a restricted set of geometric engraving patterns, with the dominance of 2 main motifs, one using a hatched band and the other sub-parallel to converging lines. These motifs coexisted, but shifted in frequency toward the latter through time. Together with evidence that ostrich eggshells were used as containers, these patterns support the hypothesis that engravings were made with respect to clear but flexible social conventions and were part of a complex system of visual and symbolic communication. Since our last report (Texier et al., 2010), a few engraved pieces have been found in lower stratigraphic units, expanding substantially the time-range of the engraving practice on ostrich eggshells at Diepkloof. The earliest engravings appear at the end of the Early Howiesons Poort phase, but become numerous only during the Intermediate and Late phases of the Howiesons Poort. The collection from Diepkloof is presently unique and likely underlines the existence of regional traditions within the Howiesons Poort. Interestingly, and significantly in our view, the engraving disappears at the same time as the Howiesons Poort technology. We argue that this disappearance may reflect a modification in the way late Middle Stone Age inhabitants interacted with one another.     

First excavation of intact Middle Stone Age layers at Ysterfontein,Western Cape Province,South Africa: implications for Middle Stone Age ecology

Excavations into a coastal cliff at Ysterfontein (YFT) 1, South Africa, have revealed 2.5–3 m of stratified sands containing classic Middle Stone Age (MSA) stone artifacts, abundant mussel and limpet shells, numerous fragments of ostrich eggshell, and somewhat rarer bones from mammals, birds, tortoises, and snakes. The sands apparently filled a crevice-like, calcrete shelter, where the artifacts and animal remains accumulated partly in place and perhaps partly through slippage down the face of a dune that once stood between the site and the sea. Accelerator radiocarbon dating of ostrich eggshell places the sequence before 33,400 years ago. Artifact typology provisionally suggests that it formed after 70,000 years ago. The fauna resembles faunas from the handful of other known coastal MSA sites and contrasts with faunas from regional Later Stone Age (LSA) sites in its low diversity of coastal marine species and in the large size of its limpets and tortoises. The difference suggests that MSA people exploited local resources less intensively, probably because their populations were less dense.     

Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

Thermoluminescence dating of a Stillbay–Howiesons Poort sequence at Diepkloof Rock Shelter (Western Cape,South Africa)

New excavations have been undertaken at Diepkloof Rock Shelter (DRS; South Africa) since 1999. It is one of the very few sites where Howiesons Poort and Stillbay assemblages can be collected from the same archaeological sequence. These Middle Stone Age techno-complexes are particularly interesting for their affinities with the much younger Later Stone Age facies, and their association with evidence for symbolic behaviour. Establishing their chronology is therefore particularly important for the understanding of the apparition and the evolution of the so-called “modern” behaviours. Data already available suggest ages ranging from 55 to 80 ka for the Howiesons Poort and from 70 to 80 ka for the Stillbay techno-complexes in several South African sites. The thermoluminescence dating undertaken at DRS on 22 stone samples originating from the entire stratigraphic record indicates intervals starting 10–50 ka earlier for these techno-complexes in this site. Possible caveats in the dating process are examined but to the best of our current knowledge must be rejected.     

Functional insights into the innovative Early Howiesons Poort technology at Diepkloof Rock Shelter (Western Cape,South Africa)

The Howiesons Poort (‘HP’) is characterized by a set of technological innovations that mark a rupture in the Southern African Middle Stone Age. However perspectives regarding its origin and emergence remain speculative. The recent identification of an Early HP phase at Diepkloof Rock Shelter provides the opportunity to characterize the initial stage of this technology and to discuss various mechanisms behind its innovative characteristics.     

Ochre resources from the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

Although no paintings are associated with archaeological contexts before the end of the Middle Stone Age, hundreds of ochre pieces were discovered on numerous southern African sites suggesting a lasting tradition of ochre use. The variability and the significance of ochre exploitation remain however poorly documented. The MSA site of Diepkloof Rock Shelter (Western Cape Province, South Africa) offers an ideal opportunity to discuss questions of ochre procurement, processing, and use over a long sequence. This study develops an original methodology based on observations on one hand, and SEM-EDS, XRD and Raman spectrometry analyses on the other hand. By comparing raw materials with our geological database, we show that some iron-rich raw materials were collected more than 20 km from the site. Such long-distance procurement combined with other elements of the overall context suggests a planning of procurement. One main chaîne opératoire based on grinding was identified at Diepkloof. In comparison with other South African sites, we observed no evidence for use as loading agent in adhesives. We conclude that ochre use may follow regional cultural patterns.     

Introduction to the project and excavation of Diepkloof Rock Shelter (Western Cape,South Africa): a view on the Middle Stone Age

This introduction presents the background to the present research project at Diepkloof Rock Shelter, initiated in 1998. It is followed by a series of original papers that were presented in November 2010 at the join 13th PAA Congress (Panafrican Association of Prehistory and Associated Disciplines) and 20th conference of SAfA (Society of Africanist Archaeologists) at the University Cheikh Anta Diop in Dakar (Senegal). These papers were presented in a “Symposium on the MSA sequence of Diepkloof Rock Shelter: a view on the cultural evolution of southern African modern humans” organized by Pierre-Jean Texier, Guillaume Porraz, John Parkington and Jean-Philippe Rigaud. This series of papers is a first attempt at a multidisciplinary reconstruction of the way Middle Stone Age people inhabited the site of Diepkloof and the way they interacted with their environment. The resultant narrative outlines artifactual change through the sequence and discusses the factors that might underlie it.     

Middle Stone Age bone tools from the Howiesons Poort layers,Sibudu Cave,South Africa

Recently discovered bone implements from Middle Stone Age (MSA) deposits at Sibudu Cave, South Africa, confirm the existence of a bone tool industry for the Howiesons Poort (HP) technocomplex. Previously, an isolated bone point from Klasies River provided inconclusive evidence. This paper describes three bone tools: two points and the end of a polished spatula-shaped piece, from unequivocal HP layers at Sibudu Cave (with ages greater than ∼61 ka). Comparative microscopic and morphometric analysis of the Sibudu specimens together with bone tools from southern African Middle and Later Stone Age (LSA) deposits, an Iron Age occupation, nineteenth century Bushman hunter-gatherer toolkits, and bone tools used experimentally in a variety of tasks, reveals that the Sibudu polished piece has use-wear reminiscent of that on bones experimentally used to work animal hides. A slender point is consistent with a pin or needle-like implement, while a larger point, reminiscent of the single specimen from Peers Cave, parallels large un-poisoned bone arrow points from LSA, Iron Age and historical Bushman sites. Additional support for the Sibudu point having served as an arrow tip comes from backed lithics in the HP compatible with this use, and the recovery of older, larger bone and lithic points from Blombos Cave, interpreted as spear heads. If the bone point from the HP layers at Sibudu Cave is substantiated by future discoveries, this will push back the origin of bow and bone arrow technology by at least 20,000 years, and corroborate arguments in favour of the hypothesis that crucial technological innovations took place during the MSA in Africa.     

Late Pleistocene Technology at Rose Cottage Cave: A Search for Modern Behavior in an MSA Context

Recent excavations at Rose Cottage Cave, located in the Free State, South Africa, have revealed both a transitional assemblage, dated to ca. 20,000 bp, and a final Middle Stone Age (MSA) assemblage, dated to ca. 28,000 bp. Preliminary analysis of these assemblages was undertaken to determine if the current European model of a cultural revolution for the emergence of the Upper Palaeolithic can be applied to the southern African evidence. Examination of these assemblages revealed that differences occurred between the transition in Europe and that in southern Africa in both the chronology of the transition and the degree to which this complete cultural package is linked to the emergence of Late Stone Age (LSA) technology. The methods of lithic production, the chronology of the MSA/LSA transition, and the associated behavioral characteristics were examined and results indicated that the technological change which occurred during the MSA/LSA transition was not a dramatic innovation in technology but, rather, a shift in the emphasis of production from a level of technology already in place and demonstrate a level of continuity between the MSA and the LSA. As a gradual occurrence, the MSA/LSA transition does not seem to fit the time frame for the European Upper Palaeolithic; it both occurs at a later period and takes longer to transpire. In addition, the origins of symbolic use of lithics appear to lie within the MSA, indicating that a more complex set of behavioral adaptation was occurring in the late Pleistocene in southern Africa, and that the MSA/LSA transition in this region does not adequately conform to the model of a revolutionary shift in behavior and technology that is proposed for the Middle/Upper Palaeolithic transition in Europe     

A Comparison of Middle Stone Age and Later Stone Age Blades from South Africa

Abstract

The Middle Stone Age (MSA, ca. 250,000 to 25,000 B.P.) and the Later Stone Age (LSA, ca. 25,000 to 2000 B.P.) provide the cultural backdrops for the evolution of modern humans in Africa. The LSA has been long regarded as the period during which modern forms of behavior were widely adopted. Over the last decade evidence of modern behavior in the MSA has grown significantly, however, and some cultural distinctions between the MSA and LSA have become blurred. Perceived differences between MSA and LSA blade technologies warranted closer investigation. The South African site of Rose Cottage Cave (RCC) has a long cultural sequence incorporating several MSA and LSA industries. A controlled comparison of blades from the Howiesons Poort (ca. 65,000 to 55,000 B.P.) and Robberg (ca. 20,000 to 10,000 CAL B.P.) industries of RCC is presented. Robberg blade production appears to involve both a different theoretical approach and greater technical precision than Howiesons Poort production but it does not result in a greater level of dimensional standardization. Robberg blade technology could be described as more advanced, but its economic advantages are problematic. The skills involved may have been fostered within a particular social context, though it remains to be established whether these conditions were peculiar to the environmentally-stressed Robberg phase or to the broader LSA.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.     

An empirical test of the relative frequency of bipolar reduction in Beds VI,V, and III at Mumba Rockshelter,Tanzania: implications for the East African Middle to Late Stone Age transition

Mumba Rockshelter, Tanzania, is the only East African site spanning a continuous record of more than 100,000 years, including the Middle Stone Age (MSA) to Late Stone Age (LSA) Transition. Rather than examine the presence or absence of traditional markers of “behavioral modernity”, we have endeavored here to respond to the calls of Shea (2011) and Basell (2008) by examining the proportional similarity of a trait present throughout the MSA–LSA sequence at Mumba Rockshelter: the bipolar technique of lithic reduction. We use a quantified, experimentally derived proxy to track the relative amount of bipolar percussion among Mumba's Beds VI, V, and III, namely, waste shatter. Our examination of Mehlman's previously unanalyzed collections from Mumba demonstrates that in terms of bipolar production Bed V is statistically indistinguishable from the Late Stone Age (LSA) Bed III, but significantly different from the Middle Stone Age (MSA) Bed VI. Given that Bed V dates to 56.9 ± 4.8 − 49.1 ± 4.3 ka cal BP, this result is consistent with other evidence that the origins of the LSA in East Africa began well before 40 kya, and that Mumba Bed V represents one of the earliest manifestations of the LSA in East Africa. We conclude with a discussion of factors that may have influenced the increased dependence of bipolar production at the site.     

Ochre Provenance and Procurement Strategies During The Middle Stone Age at Diepkloof Rock Shelter,South Africa

Usually referred to in archaeological contexts simply as ‘ochre’, ferruginous rocks were commonly used during the Middle Stone Age (MSA) in South Africa. While ochre use by early modern humans has often been interpreted as reflecting complex behaviours, related procurement strategies and selection criteria remain poorly documented. Eight ochre sources from the surroundings of Diepkloof rock shelter in South Africa and 28 ochre pieces from the site's MSA levels were studied by XRD, ICP–OES and ICP–MS. Mineralogical and geochemical data demonstrate that ochre was both locally procured and transported to the site from more distant sources. Here, we investigate the reasons underlying the choice of particular local and non‐local ochre sources exploited at Diepkloof, emphasizing differences in their physico‐chemical properties. Regardless of the motivations behind ochre selection, our data shed new light on the behavioural complexity of MSA societies and suggest that ochre procurement strategies may be independent of subsistence concerns.     

The Middle Stone Age human remains from Diepkloof Rock Shelter (Western Cape,South Africa)

In the course of recent excavations at Diepkloof Rock Shelter (South Africa), three human remains were found in the Middle Stone Age layers. These human remains are two pedal phalanges (intermediate and distal) from a fifth ray, which belong to the same individual, and a deciduous first lower molar. The layers in which they were found represent the end of the Howiesons Poort and the beginning of post-Howiesons Poort occupation, and are radiometrically dated to MIS 3, between 45 and 65 kyr ago. They are thus very close in time to the assumed period of anatomically modern humans (AMH) dispersal out of Africa into Eurasia, a period for which very few remains are available in the African fossil record. Here, we describe these new remains and compare their morphology and dimensions to samples of African and Eurasian Pleistocene and Holocene humans. Our results show that the human remains from Diepkloof Rock Shelter fall well within the range of variation of AMH. The phalanges are of very small size and indistinguishable from those of recent humans. In addition, our analysis of the dm₁ underlines a large size variation at the end of the MIS 4/beginning of the MIS 3 in the Western Cape. The discovery of human remains at Diepkloof Rock Shelter, albeit limited to three small bones, enriches a poorly represented chronological period of the African hominin fossil record.     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

Terminal Pleistocene Later Stone Age Human Remains from the Mlambalasi Rock Shelter,Iringa Region,Southern Tanzania

This paper introduces research at the Mlambalasi rock shelter in the Iringa Region of southern Tanzania. The deposits are composed of a historic and Iron Age occupation, a microlithic Holocene Later Stone Age (LSA), and then a macrolithic Late Pleistocene LSA. Middle Stone Age deposits are also present on the slope in front of the rock shelter. Excavations in A.D. 2002, 2006, and 2010 yielded fragmentary human remains as well as pottery, iron, stone tools, faunal bone, and glass and ostrich eggshell beads. Among the human remains, four individuals are present: two adults and a juvenile were found in the same LSA context, and another adult associated with the Iron Age/historic period. The most complete skeleton is an adult of indeterminate sex that was found in situ in an LSA deposit. Charcoal in proximity to the bone was AMS radiocarbon dated to 12,925 cal BC (OxA‐24620), which is consistent with radiocarbon dates on giant land snail shells from above and below the remains. The skeleton exhibits a series of pathological changes such as extensive dental wear and carious lesions, as well as damage most likely caused by termites, post‐mortem. The most striking aspect of this individual is its small size; stature and body mass estimations place it in the range of historic Khoesan from southern Africa. Consequently, this research adds to the discourse regarding the existence of small‐bodied people in the East African LSA. Findings from this new skeletal sample will contribute to studies of human biology and variation in Africa during the terminal Pleistocene and Holocene. Copyright © 2013 John Wiley & Sons, Ltd.     

Equivalent dose distributions from single grains of quartz at Sibudu,South Africa: context,causes and consequences for optical dating of archaeological deposits

Optical ages for 14 sediment samples collected from the post-Howiesons Poort, late Middle Stone Age (MSA) and final MSA deposits at Sibudu, KwaZulu-Natal, South Africa were reported in a companion paper (Jacobs, Z., Wintle, A.G., Duller, G.A.T., Roberts, R.G., Wadley, L. New ages for the post-Howiesons Poort, late and final Middle Stone Age at Sibudu, South Africa. Journal of Archaeological Science, 2008). These ages were based on equivalent dose (D_e) distributions that were overdispersed. In this paper, we investigate factors both internal and external to the grains that may contribute to such higher than expected overdispersion in single grain D_e values. Intrinsic factors accounted for some, but not all, of the observed scatter, and application of a set of rejection criteria filtered grains for which erroneous D_e values would otherwise be calculated. We investigated sediment mixing and differences in the beta dose received by individual grains in their burial environment as two likely reasons for the observed overdispersion. The scatter in D_e distributions for all the samples is best explained by grains that were deposited at the same time and which were well bleached, but that subsequently received a range of beta doses. A procedure is presented for adjusting the measured beta dose rate, and its associated error. We show that using a combination of single grain OSL measurements of D_e, the finite mixture model and adjustment of the beta dose rate, result in stratigraphically consistent ages. These ages are more consistent than the ages obtained from multiple grain aliquot D_e values and the average dose rates for each sample; the multiple grain ages are about 10% older, partly because of the variable dose rate and partly because these aliquots contained grains with undesirable OSL characteristics.     

New ages for the post-Howiesons Poort,late and final Middle Stone Age at Sibudu,South Africa

Optically stimulated luminescence (OSL) measurements are reported for single grains of quartz from deposits within Sibudu rock shelter. Such measurements enable rejection of unrepresentative grains and application of the finite mixture and central age models to obtain the most reliable age estimates. Three types of single-grain equivalent dose (D_e) distributions were observed: one sample represented a single dose population, three samples indicated mixing between Iron Age (IA) and Middle Stone Age (MSA) deposits, and 10 samples (in addition to the three mixed samples) showed scattered distributions. The latter type resulted from differences in the beta dose received by individual grains. For these samples, the beta doses were modelled and adjusted accordingly. Ages for the 14 samples collected from MSA deposits post-dating the Howiesons Poort (HP) resulted in three age clusters, which are stratigraphically consistent with the three informally named cultural phases at Sibudu: namely, the post-HP, late MSA and final MSA. Weighted mean ages of 58.5 ± 1.4 ka, 47.7 ± 1.4 ka and 38.6 ± 1.9 ka were calculated for these phases, respectively. The three phases were separated by two occupational hiatuses with durations of 10.8 ± 1.3 ka and 9.1 ± 3.6 ka. We hypothesise that the punctuated presence of humans at Sibudu was determined by large-scale fluctuations in climate during oxygen isotope stage (OIS) 3, which resulted in alternating wet and dry periods. Phases of occupation correspond to wet periods when fresh water was available in the Tongati River, whereas intervals of site abandonment correspond to dry periods when people were forced to migrate in search of a reliable source of fresh water. Where people migrated to, remains unresolved.     

Technological change in the Earlier and Middle Stone Age of Kalambo Falls (Zambia)

This paper reviews data on technological change in the manufacture of stone tools from the Earlier Stone Age (ESA) to Middle Stone Age (MSA including Sangoan) deposits at Site A, Kalambo Falls, Zambia. Data on flake and tool morphology, dimensions, and raw material are discussed It is concluded that there is little change, at this site, in the basic techniques of blank production or the attributes of the blanks produced from the ESA to the MSA. The only marked change to occur is the loss of large cutting tools (hand axes, cleavers) and their replacement by heavy-duty forms (core axes, picks). It is hypothesized that this change marks a decline in portability as a factor in the design of large edge tools.

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Résumé Cet article donne un compte rendu des donnés sur la change technologique dans la fabrication des outils lithiques en les dépôts du Earlier Stone Age (ESA) jusqu'a la Middle Stone Age (MSA, qui comprit la Sangoan) au gisement A, Kalambo Falls, Zambia. Des donnés sur la morphologie, les dimensions et les matériaux des éclats et des outils sont examinées. Il est inféré qu'il y a peu de changement, à ce gisement, dans le techniques élémentaires de la fabrication des supports ou dans les attributs des supports taillés du ESA jusqu'a MSA. Le seule change qui se présent ç'est la perte des gros outils pour couper (bifaces, hachereaux) et leur remplacement par des formes plus substantiels (core axes, pics). On fait l'hypothèse que ce changement indique une déclin de portabilité comme facteur dans le dessein des outils avec des grands tranchants.

     

The evolution of human culture during the later Pleistocene: Using fauna to test models on the emergence and nature of “modern” human behavior

It has often been argued that the success and spread of modern humans ∼50,000 years ago was due to a series of key behavioral shifts that conferred particular adaptive advantages. And yet, particularly during the African Middle Stone Age (MSA), some of these “modern” behaviors see only patchy expression across time and space. Recent models have proposed a link between the emergence of modern behaviors and environmental degradation and/or demographic stress. Under these models, modern behaviors represent a form of social/economic intensification in response to stress; if this were the case, signs of subsistence intensification should be more common during periods in which these behaviors are manifested than when they are not. In order to test these models, I analyzed faunal remains from Sibudu Cave (South Africa), focusing on the Howieson’s Poort (HP), a phase in which modern behaviors are evidenced, and the post-HP MSA, when classical signatures of such behavior have disappeared. Significant variability in hunting behavior was identified. While much of this variability appears to correspond with changes in the local environment, evidence for resource stress was more common during the HP. The implications of these results to our understanding of the evolution of human culture are discussed.