Ochre resources from the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

Although no paintings are associated with archaeological contexts before the end of the Middle Stone Age, hundreds of ochre pieces were discovered on numerous southern African sites suggesting a lasting tradition of ochre use. The variability and the significance of ochre exploitation remain however poorly documented. The MSA site of Diepkloof Rock Shelter (Western Cape Province, South Africa) offers an ideal opportunity to discuss questions of ochre procurement, processing, and use over a long sequence. This study develops an original methodology based on observations on one hand, and SEM-EDS, XRD and Raman spectrometry analyses on the other hand. By comparing raw materials with our geological database, we show that some iron-rich raw materials were collected more than 20 km from the site. Such long-distance procurement combined with other elements of the overall context suggests a planning of procurement. One main chaîne opératoire based on grinding was identified at Diepkloof. In comparison with other South African sites, we observed no evidence for use as loading agent in adhesives. We conclude that ochre use may follow regional cultural patterns.     

The Middle Stone Age human remains from Diepkloof Rock Shelter (Western Cape,South Africa)

In the course of recent excavations at Diepkloof Rock Shelter (South Africa), three human remains were found in the Middle Stone Age layers. These human remains are two pedal phalanges (intermediate and distal) from a fifth ray, which belong to the same individual, and a deciduous first lower molar. The layers in which they were found represent the end of the Howiesons Poort and the beginning of post-Howiesons Poort occupation, and are radiometrically dated to MIS 3, between 45 and 65 kyr ago. They are thus very close in time to the assumed period of anatomically modern humans (AMH) dispersal out of Africa into Eurasia, a period for which very few remains are available in the African fossil record. Here, we describe these new remains and compare their morphology and dimensions to samples of African and Eurasian Pleistocene and Holocene humans. Our results show that the human remains from Diepkloof Rock Shelter fall well within the range of variation of AMH. The phalanges are of very small size and indistinguishable from those of recent humans. In addition, our analysis of the dm₁ underlines a large size variation at the end of the MIS 4/beginning of the MIS 3 in the Western Cape. The discovery of human remains at Diepkloof Rock Shelter, albeit limited to three small bones, enriches a poorly represented chronological period of the African hominin fossil record.     

Introduction to the project and excavation of Diepkloof Rock Shelter (Western Cape,South Africa): a view on the Middle Stone Age

This introduction presents the background to the present research project at Diepkloof Rock Shelter, initiated in 1998. It is followed by a series of original papers that were presented in November 2010 at the join 13th PAA Congress (Panafrican Association of Prehistory and Associated Disciplines) and 20th conference of SAfA (Society of Africanist Archaeologists) at the University Cheikh Anta Diop in Dakar (Senegal). These papers were presented in a “Symposium on the MSA sequence of Diepkloof Rock Shelter: a view on the cultural evolution of southern African modern humans” organized by Pierre-Jean Texier, Guillaume Porraz, John Parkington and Jean-Philippe Rigaud. This series of papers is a first attempt at a multidisciplinary reconstruction of the way Middle Stone Age people inhabited the site of Diepkloof and the way they interacted with their environment. The resultant narrative outlines artifactual change through the sequence and discusses the factors that might underlie it.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.     

Later Stone Age ostrich eggshell bead manufacture in the Northern Cape,South Africa

Two different prehistoric manufacturing pathways are identified in the manufacture of ostrich eggshell beads in the South African Later Stone Age. In Pathway 1, blanks are drilled prior to being trimmed to rough discs. This is the dominant production strategy and is consistent with most ethnographic accounts. That in which the trimming occurs first, Pathway 2, was rarely practiced. The data from five bead factory sites in Namaqualand show that most breakage occurs during the drilling stage and that the production process has not changed through the last 4000 years. The use of grooved stones for smoothing beads is contentious and the identity of drilling tools remains unknown. Contrary to the suggestions of others, beads seem to have been readily produced at both short and long term occupation camps and scarcity of ostrich egg is unlikely to have been a determining factor. The lack of production debris reflecting large beads suggests these beads were brought into Namaqualand from elsewhere.     

Geoarchaeological investigations at Diepkloof Rock Shelter,Western Cape,South Africa

The sedimentary sequence at Diepkloof Rock Shelter formed through a complex interaction of depositional and post-depositional processes and was variously influenced by biogenic, geogenic, and anthropogenic agents. Here, we present the results of a micromorphological study of the sediments at Diepkloof, focusing in particular on the numerous anthropogenic inputs and modifications recorded within the sequence. By applying the microfacies concept, we were able to identify hearth burning and maintenance, bedding construction and burning, and surface modification by trampling as major processes that contributed to the formation of the site. The human activities recorded within the sediments show a marked change throughout the sequence, implying a shift in the use of the site over time. The present study also provides a context for evaluating other classes of artifacts and data collected from the site.     

Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

OSL and TL dating of the Middle Stone Age sequence at Diepkloof Rock Shelter (South Africa): a clarification

Diepkloof Rock Shelter offers an exceptional opportunity to study the onset and evolution of both Still Bay (SB) and Howiesons Poort (HP) techno-complexes. However, previous age estimates based on luminescence dating of burnt quartzites (Tribolo et al., 2009) and of sediments (Jacobs et al., 2008) were not in agreement. Here, we present new luminescence ages for 17 rock samples (equivalent dose estimated with a SAR-ITL protocol instead of classical MAAD-TL) as well as for 5 sediment samples (equivalent dose estimated with SAR-single grain OSL protocol) and an update of the 22 previous age estimates for burnt lithics (modified calibration and beta dose estimates). While a good agreement between the rock and sediment ages is obtained, these estimates are still significantly older than those reported by Jacobs et al. (2008). After our own analyses of the sediment from Diepkloof, it is suspected that these authors did not correctly chose the parameters for the equivalent dose determination, leading to an underestimate of the equivalent doses, and thus of the ages.     

The context,form and significance of the MSA engraved ostrich eggshell collection from Diepkloof Rock Shelter,Western Cape,South Africa

Broken ostrich eggshells are commonly found in Middle Stone Age sites of southern Africa, presumably collected for food consumption, and later used as artefacts. At Diepkloof Rock Shelter, Middle Stone Age inhabitants used ostrich eggshells as a medium to convey abstract depictions. Since 1998, excavations at Diepkloof have recovered 408 engraved pieces of ostrich eggshells. The study of these shows that Diepkloof inhabitants applied a restricted set of geometric engraving patterns, with the dominance of 2 main motifs, one using a hatched band and the other sub-parallel to converging lines. These motifs coexisted, but shifted in frequency toward the latter through time. Together with evidence that ostrich eggshells were used as containers, these patterns support the hypothesis that engravings were made with respect to clear but flexible social conventions and were part of a complex system of visual and symbolic communication. Since our last report (Texier et al., 2010), a few engraved pieces have been found in lower stratigraphic units, expanding substantially the time-range of the engraving practice on ostrich eggshells at Diepkloof. The earliest engravings appear at the end of the Early Howiesons Poort phase, but become numerous only during the Intermediate and Late phases of the Howiesons Poort. The collection from Diepkloof is presently unique and likely underlines the existence of regional traditions within the Howiesons Poort. Interestingly, and significantly in our view, the engraving disappears at the same time as the Howiesons Poort technology. We argue that this disappearance may reflect a modification in the way late Middle Stone Age inhabitants interacted with one another.     

Functional insights into the innovative Early Howiesons Poort technology at Diepkloof Rock Shelter (Western Cape,South Africa)

The Howiesons Poort (‘HP’) is characterized by a set of technological innovations that mark a rupture in the Southern African Middle Stone Age. However perspectives regarding its origin and emergence remain speculative. The recent identification of an Early HP phase at Diepkloof Rock Shelter provides the opportunity to characterize the initial stage of this technology and to discuss various mechanisms behind its innovative characteristics.     

The Pleistocene Later Stone Age south of the Limpopo River

The earliest Later Stone Age (LSA) industries from southern Africa are microlithic and unstandardized and include the bipolar technique. The dating of these industries is controversial and the earliest microlithic industry is said to occur at Border Cave at about 39,000 B.P. By 18,000 B.P. a bladelet tradition was established and this was replaced in many parts of southern Africa, at about 12,000 B.P., by a widespread and prolific nonmicrolithic industry, characterized by side-struck flakes. The late Pleistocene environment was colder than present, with particularly harsh conditions during the Last Glacial Maximum (LGM), between about 20,000 and 18,000 B.P. Populations may have been isolated because archaeological visibility is low during the LGM and decreases further after the LGM. After 13,000 B.P. there is a dramatic increase in sites and this implies that there may have been widespread colonization of territory previously unoccupied for tens of thousands of years. By the end of the late Pleistocene there was a change in hunting patterns, in parts of southern Africa, from an emphasis on the capture of large, gregarious grazers to an emphasis on small, solitary browsers. Social complexity increased during the late Pleistocene, and by 12,000 B.P. it seems possible that Stone Age people were observing some social practices recorded historically among Bushmen (San).     

Prepared core reduction at the site of Kudu Koppie in northern South Africa: temporal patterns across the Earlier and Middle Stone Age boundary

Kudu Koppie is a stratified late Earlier Stone Age and Middle Stone Age archaeological site located in the northern Limpopo Province of South Africa. The prepared core reduction strategies are described and temporal trends across the ESA–MSA boundary are presented. The prepared cores and endproducts of Kudu Koppie suggest that both the late ESA and MSA toolmakers employed the Levallois Volumetric Concept, but they often exploited a nodule's natural convexities and form. The MSA toolmakers used a greater variety of prepared core methods and more intensively exploited cryptocrystalline and microcrystalline nodules, the scarcity of which may have resulted in a more “formalized” application of the Levallois Volumetric Concept. These observations are considered within the context of human behavioural evolution.     

Stone Age Prehistory of the Songwe River Valley, Lake Rukwa Basin, Southwestern Tanzania

This paper reports on results from survey and preliminary test excavations at MSA and LSA sites along the Songwe River in the Lake Rukwa Rift Valley of southwestern Tanzania. At IdIu22, a continuous, extensive archaeological deposit was revealed which may have both Pleistocene and Holocene components. The lithic material here shows a gradual transformation from a flake based LSA assemblage to one employing microburin techniques.Cet article discute la recherche préhistorique aux environs de la rivière Songwe, dans le vallée rift de Lac Rukwa en la sud-ouest de Tanzanie. Au gisement IdIu22, un sequence de l'âge de la pierre finale (LSA) a été découverte avec possible niveaux du Pleistocene et Holocène. Les assemblages lithiques changent graduellement dès un LSA avec outils sur les éclats, vers un LSA employant la téchnique microburin.     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

First molecular identification of a hafting adhesive in the Late Howiesons Poort at Diepkloof Rock Shelter (Western Cape,South Africa)

The hafting of tools using adhesive is one of the innovative features that characterizes the southern African Middle Stone Age. This technology has mainstream implications but remains insufficiently documented, largely due to unequal organic preservation and non-adapted analytical procedures. A notable exception is provided by the recent results from the site of Sibudu (Lombard, 2006; Wadley et al., 2009).     

The Early Later Stone Age in East Africa: Excavations and Lithic Assemblages from Lukenya Hill

The site of Lukenya Hill, Kenya, is one of the richest Later Stone Age (LSA) sites in East Africa. Its sequence documents the increasing manufacture of microlithic tools, one of the hallmarks of hunter–gatherer behavioral modernity (Bar-Yosef and Kuhn, 1999). This paper presents results of excavations at the LSA site of GvJm62, Lukenya Hill, and analysis of site formation processes on this inselberg rock shelter. It examines lithic assemblages from GvJm62 and four other Pleistocene-dated LSA sites at Lukenya Hill. Differences in raw material use, typology, and chronology indicate that there are three different kinds of LSA industries in the sampled sites at Lukenya Hill. Changes in technology, activities, and land use patterns can explain the differences among these three industries. The Lukenya Hill sequence is compared with other East African LSA industries.Le gisement de Lukenya Hill en Kenya est un des gisements les plus riches du type Paleolithique Superieure en Afrique de l'Est. La sequence demonstre l'éxistence et ensuite le fréquence des outils microlithiques. Cet article présent les résultats des fouilles du gisement de GvJm62 à Lukenya Hill et présent un étude des methodes de formation du gisement. On examine les outils lithiques de GvJm62 et quatre autres gisements à Lukenya Hill. Les differences des types des matières premiers, de la chronologie, et des types d'outils suggèrent qu'il y a trois types d'industrie à Lukenya Hill. On peut expliquer ces differences par changements en la technologie, les activités et les modèles de l'utilisation de la terre. La séquence à Lukenya Hill est comparée avec les autres industries Est Africain.     

New ages for the post-Howiesons Poort,late and final Middle Stone Age at Sibudu,South Africa

Optically stimulated luminescence (OSL) measurements are reported for single grains of quartz from deposits within Sibudu rock shelter. Such measurements enable rejection of unrepresentative grains and application of the finite mixture and central age models to obtain the most reliable age estimates. Three types of single-grain equivalent dose (D_e) distributions were observed: one sample represented a single dose population, three samples indicated mixing between Iron Age (IA) and Middle Stone Age (MSA) deposits, and 10 samples (in addition to the three mixed samples) showed scattered distributions. The latter type resulted from differences in the beta dose received by individual grains. For these samples, the beta doses were modelled and adjusted accordingly. Ages for the 14 samples collected from MSA deposits post-dating the Howiesons Poort (HP) resulted in three age clusters, which are stratigraphically consistent with the three informally named cultural phases at Sibudu: namely, the post-HP, late MSA and final MSA. Weighted mean ages of 58.5 ± 1.4 ka, 47.7 ± 1.4 ka and 38.6 ± 1.9 ka were calculated for these phases, respectively. The three phases were separated by two occupational hiatuses with durations of 10.8 ± 1.3 ka and 9.1 ± 3.6 ka. We hypothesise that the punctuated presence of humans at Sibudu was determined by large-scale fluctuations in climate during oxygen isotope stage (OIS) 3, which resulted in alternating wet and dry periods. Phases of occupation correspond to wet periods when fresh water was available in the Tongati River, whereas intervals of site abandonment correspond to dry periods when people were forced to migrate in search of a reliable source of fresh water. Where people migrated to, remains unresolved.     

New radiometric ages for the Fauresmith industry from Kathu Pan,southern Africa: Implications for the Earlier to Middle Stone Age transition

The Fauresmith lithic industry of South Africa has been described as transitional between the Earlier and Middle Stone Age. However, radiometric ages for this industry are inadequate. Here we present a minimum OSL age of 464 ± 47 kyr and a combined U-series–ESR age of 542₋₁₀₇⁺¹⁴⁰ kyr for an in situ Fauresmith assemblage, and three OSL ages for overlying Middle and Later Stone Age strata, from the site of Kathu Pan 1 (Northern Cape Province, South Africa). These ages are discussed in relation to the available lithostratigraphy, faunal and lithic assemblages from this site. The results indicate that the Kathu Pan 1 Fauresmith assemblage predates transitional industries from other parts of Africa e.g. Sangoan, as well as the end of the Acheulean in southern Africa. The presence of blades, in the dated Fauresmith assemblages from Kathu Pan 1 generally considered a feature of modern human behaviour ( McBrearty and Brooks, 2000, The revolution that wasn't: a new interpretation of the origin of modern human behavior, J. Human Evolution 39, 453–563),-provides evidence supporting the position that blade production in southern Africa predated the Middle Stone Age and the advent of modern Homo sapiens.     

An experimental micromorphological investigation of bedding construction in the Middle Stone Age of Sibudu,South Africa

We conducted experiments to compare the micromorphological signatures of modern burnt sedge and grass bedding to laminated layers of carbonized material and phytoliths in Middle Stone Age deposits at the shelter, Sibudu. The experiments were designed to clarify the formation processes associated with the laminated layers and to investigate whether these previously identified layers of bedding were deliberately burned or not. The results indicate that the laminated layers were most likely produced by human activity related to the construction, maintenance and burning of bedding. Furthermore, our experiments demonstrate that large volumes of vegetal material could have produced the relatively thin, archaeological deposits of burnt bedding.     

Processing ochre in the Middle Stone Age: Testing the inference of prehistoric behaviours from actualistically derived experimental data

The increase in the presence of ‘ochre’ in African Middle Stone Age contexts has been employed, together with changes in human biology and behaviour, to support the hypothesis that ‘modern’ cognitive abilities arose in Africa. The consistent exploitation of ochre is interpreted as evidence for colour symbolism, a proxy for the origin of language and a defining aspect of ‘modern’ human behaviour. That humans attached considerable symbolic value to red ochres in particular is illustrated by ethnographic examples. Research has shown that wear patterns indicative of abrasive processing methods prevail, but many archaeological specimens also exhibit wear traces not derived from grinding or scraping alone. Building on former research, I present here the results of an experimental study devised to infer the methods employed to extract powder from ochre during the African Middle Stone Age. The prospect of ascertaining at least some of the likely uses to which ochre may have been put, is also explored. I conclude that functional data derived from actualistic experiments can be used to enhance our understanding of some aspects of prehistoric behaviour.