Functional insights into the innovative Early Howiesons Poort technology at Diepkloof Rock Shelter (Western Cape,South Africa)

The Howiesons Poort (‘HP’) is characterized by a set of technological innovations that mark a rupture in the Southern African Middle Stone Age. However perspectives regarding its origin and emergence remain speculative. The recent identification of an Early HP phase at Diepkloof Rock Shelter provides the opportunity to characterize the initial stage of this technology and to discuss various mechanisms behind its innovative characteristics.     

Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

Thermoluminescence dating of a Stillbay–Howiesons Poort sequence at Diepkloof Rock Shelter (Western Cape,South Africa)

New excavations have been undertaken at Diepkloof Rock Shelter (DRS; South Africa) since 1999. It is one of the very few sites where Howiesons Poort and Stillbay assemblages can be collected from the same archaeological sequence. These Middle Stone Age techno-complexes are particularly interesting for their affinities with the much younger Later Stone Age facies, and their association with evidence for symbolic behaviour. Establishing their chronology is therefore particularly important for the understanding of the apparition and the evolution of the so-called “modern” behaviours. Data already available suggest ages ranging from 55 to 80 ka for the Howiesons Poort and from 70 to 80 ka for the Stillbay techno-complexes in several South African sites. The thermoluminescence dating undertaken at DRS on 22 stone samples originating from the entire stratigraphic record indicates intervals starting 10–50 ka earlier for these techno-complexes in this site. Possible caveats in the dating process are examined but to the best of our current knowledge must be rejected.     

Hunting with Howiesons Poort segments: pilot experimental study and the functional interpretation of archaeological tools

For many decades the use of backed pieces from the Howiesons Poort, between about 70 ka and 55 ka ago, in South Africa has been a point of discussion. Recently direct evidence has been provided to associate these tools with Middle Stone Age hunting strategies. Yet, whether they were used to tip hunting weapons or as barbs remained an open question. In this paper we introduce a set of pilot experiments designed to test the effectiveness of Howiesons Poort segments, the type fossils of the industry, hafted in four different configurations as tips for hunting weapons. It is shown that the morphological type can be used successfully in this way. We present the results of a macrofracture analysis conducted on the experimental tools and compare these to results obtained from three Howiesons Poort backed tool samples. By correlating experimental outcomes, macrofracture data and the interpretation of micro-residue distribution patterns, we provide some insight into the functional variables that might be associated with Howiesons Poort segments.     

Possible shell beads from the Middle Stone Age layers of Sibudu Cave,South Africa

Recent excavations at Sibudu Cave, KwaZulu-Natal, South Africa, uncovered an Iron Age horizon below which is a complex 3 m thick Middle Stone Age sequence with post-Howiesons Poort, Howiesons Poort, Still Bay and pre-Still Bay layers. Available OSL ages indicate that the Howiesons Poort occupation is older than 60 ky and the Still Bay older than 70 ky. Here we present the archaeological context and the taphonomic analysis of six Afrolittorina africana, three of which bear perforations, from the Still Bay and Howiesons Poort layers of this site. The single specimen from the latter cultural horizon comes from the lowermost layer attributed to this technocomplex. This and the depositional context of this layer suggest that this shell derives, as do the other five, from the Still Bay occupation layers. Taphonomic analysis of the archaeological specimens based on present day Afrolittorina africana biocoenoses, microscopic examination, morphometry, experimental perforation of modern shells, and a review of the natural agents that may accumulate marine shells at inland sites, indicate probable human involvement in the collection, transport, modification, and abandonment of Afrolittorina africana in Sibudu. If confirmed by future discoveries these shells would corroborate the use of personal ornaments, already attested at Blombos Cave, Western Cape Province, by Still Bay populations. The apparent absence of ornaments at Howiesons Poort sites raises the question of the mechanisms that have led to cultural modernity since it seems to contradict the scenario according to which cultural innovations recorded at Middle Stone Age sites reflect a process of continuous accretion and elaboration interpreted as the behavioural corollary of the emergence of anatomically modern humans.     

A late Middle Stone Age artifact assemblage from Sibudu (KwaZulu-Natal): comparisons with the European Middle Paleolithic

It has been suggested that many behavioral innovations, said to appear during the late Middle Stone Age in sub-Saharan Africa, facilitated the expansion of anatomically modern humans from Africa and the Near East into Europe at about 50 kyr; the process eventually led to the replacement of Neanderthals by modern humans and the emergence of the Upper Paleolithic. However, assemblages in this time range are little known in South Africa. In fact, the transition from Middle to the Later Stone Age in Southern Africa is controversial. The early appearance in South Africa of many innovations, such as sophisticated knapping techniques (e.g. the use of soft hammer or indirect percussion in blade production, of composite tools, of microlithic and bladelet technologies) remains to be established through technological analysis.We present here the first results of a project designed to carry out detailed technological studies of several lithic assemblages in South Africa and France dated to the transition period. At this time we have completed the study of a post-Howiesons Poort assemblage from the rock shelter site of Sibudu.The >2 m deep stratigraphic sequence of Sibudu extends from Howiesons Poort at its base to final Middle Stone Age, directly under Iron Age layers. We have analyzed in detail layer RSP (ca. 53 kyr, 1 m above the Howiesons Poort levels) which has provided a large assemblage of several thousand stone artifacts. Compared to published MSA assemblages this industry is unusual for the very high proportions of retouched pieces (15%). The technology is not very elaborate and there is no strong standardization of the end-products. There are no flakes of predetermined shapes; retouch is used to modify irregular flakes to obtain desired edges. Knapping of flakes and blades is done by hard hammer; soft hammer is used only for retouching tools. Interestingly the older Howiesons Poort blades were produced on the same raw materials by soft hammer. Raw material (hornfels and dolerite) was procured from distances of less than 20 km. Unifacial points are the dominant type and there is strong evidence of hafting and use as spear armatures. Detailed comparisons with Middle Paleolithic assemblages of Western Europe show that the late Middle Stone Age technology in South Africa is very similar to that of the Middle Paleolithic; in fact we see no fundamental differences between the two entities, as far as lithic technology is concerned. Implications for the Out of Africa hypothesis are discussed.     

The Middle Stone Age human remains from Diepkloof Rock Shelter (Western Cape,South Africa)

In the course of recent excavations at Diepkloof Rock Shelter (South Africa), three human remains were found in the Middle Stone Age layers. These human remains are two pedal phalanges (intermediate and distal) from a fifth ray, which belong to the same individual, and a deciduous first lower molar. The layers in which they were found represent the end of the Howiesons Poort and the beginning of post-Howiesons Poort occupation, and are radiometrically dated to MIS 3, between 45 and 65 kyr ago. They are thus very close in time to the assumed period of anatomically modern humans (AMH) dispersal out of Africa into Eurasia, a period for which very few remains are available in the African fossil record. Here, we describe these new remains and compare their morphology and dimensions to samples of African and Eurasian Pleistocene and Holocene humans. Our results show that the human remains from Diepkloof Rock Shelter fall well within the range of variation of AMH. The phalanges are of very small size and indistinguishable from those of recent humans. In addition, our analysis of the dm₁ underlines a large size variation at the end of the MIS 4/beginning of the MIS 3 in the Western Cape. The discovery of human remains at Diepkloof Rock Shelter, albeit limited to three small bones, enriches a poorly represented chronological period of the African hominin fossil record.     

Technological, elemental and colorimetric analysis of an engraved ochre fragment from the Middle Stone Age levels of Klasies River Cave 1, South Africa

It is generally accepted that abstract and iconographic representations are reflections of symbolic material culture. Here we describe a fragmented ocherous pebble bearing a sequence of sub-parallel linear incisions. These were produced by a lithic point and may represent one of the oldest instances of a deliberate engraving. The object was recovered from Middle Stone Age II levels of Klasies River Cave 1, South Africa, and is dated to between 100,000 and 85,000 years ago. Microscopic analysis reveals that the surface of the object was ground until smooth before being engraved with a sequence of sub-parallel lines made by single and multiple strokes. X-ray fluorescence and colorimetric analysis of the object and a sample of twelve additional ochre pieces from the same level reveals that the brown colour and Manganese-rich composition renders the engraved piece distinct. This suggests that a particular type of raw material may have been selected for engraving purposes. Although the purpose of marking this object remains uncertain, its detailed analysis adds relevant information to previously published occurrences of Middle Stone Age engraved objects and contributes to clarify their distribution through time and space.     

The Middle and Later Stone Age faunal remains from Diepkloof Rock Shelter,Western Cape,South Africa

The faunal sample from the Middle Stone Age (MSA) and overlying Later Stone Age (LSA) deposits of Diepkloof Rock Shelter (Western Cape Province, South Africa) includes at least 40 taxa, mostly mammals, but also tortoises, snakes, birds (especially ostrich represented by eggshell), and intertidal mollusks. The LSA sample contains only species that occurred nearby historically, including domestic sheep, which LSA people introduced to the region by 1800 years ago. In contrast, like other Western Cape MSA faunas, the Diepkloof MSA sample has more species and it is especially notable for five large extralimital grazing species. These imply a greater-than-historic role for grasses in the local vegetation, particularly in the post-Howiesons Poort (latest MSA) interval where the grazers appear most abundant. Extreme fragmentation and dark-staining impedes analysis of the MSA bones, but cut-marks, abundant burning, and numerous associated artifacts suggest that people were the main accumulators. Rare coprolites imply that carnivores could have contributed some bones, and concentrations of small mammal bones, particularly near the bottom of the MSA sequence, suggest a role for raptors. Tortoise bones are common throughout the sequence, and the MSA specimens tend to be especially large, as in other MSA assemblages. The LSA specimens are smaller, probably because LSA human populations were denser and preyed on tortoises more intensively. The most surprising aspect of the Diepkloof assemblage is its marine component. The coast is currently 14 km away and it would have been even more distant during much of the MSA when sea levels were often lower. Intertidal mollusks, particularly black mussels and granite limpets, are concentrated in the LSA and in the Late and Post-Howiesons Poort layers. Only LSA shells are complete enough for measurement, and the limpets are small as at other LSA sites. The implication is again for more intense LSA collection by relatively dense human populations. Both the LSA and MSA deposits also contain bones of shorebirds and Cape fur seals. Whale barnacles and occasional dolphin bones indicate that MSA people scavenged beached cetaceans.     

Still Bay and serrated points from Umhlatuzana Rock Shelter,Kwazulu-Natal,South Africa

Umhlatuzana Rock Shelter is a long-sequence Middle and Later Stone Age site in KwaZulu-Natal, South Africa. Jonathan Kaplan excavated the site and analysed the material in the 1980s as a rescue project. For many years thereafter the collection remained untouched, partly because of doubts raised about the stratigraphic integrity of the site. Using single-grain OSL dating we show that post-depositional mixing of sediment was restricted to time-specific, small-scale events. The OSL ages obtained for the Howiesons Poort and pre-Howiesons Poort are comparable to those of other southern African sites with unambiguous Howiesons Poort and Still Bay Industries. Based on morphological and other characteristics, we reason that the Still Bay is represented at Umhlatuzana, and announce the presence of a serrated point assemblage closely associated in time with the Still Bay points.     

Identifying regional variability in Middle Stone Age bone technology: The case of Sibudu Cave

A few pieces of worked bone were previously reported from Sibudu, a site from KwaZulu-Natal in South Africa featuring a stratigraphic sequence with pre-Still Bay, Still Bay, Howiesons Poort, post-Howiesons Poort, late and final MSA cultural horizons. Here we describe an expanded collection of worked bones, including twenty-three pieces. Technological and use-wear analysis of these objects, and their comparison with experimental and ethnographic data, reveals that a number of specialised bone tool types (wedges, pièces esquillées, pressure flakers, smoothers, sequentially notched pieces), previously known only from the Upper Palaeolithic and more recent periods, were manufactured and used at least 30,000 years earlier at Sibudu Cave. These tools appear to be part of a local tradition because they are absent at contemporaneous or more recent southern African sites. Variability in Middle Stone Age material culture supports a scenario in which, beyond broad similarities in lithic technology, significant differences between regions, and trends of continuity at a local scale emerge in other aspects of the technical system, and in the symbolic domain. The archaeological record is revealing a complexity that prevents evaluation of the modern character of Middle Stone Age cultures in antinomic terms. We argue here that it is the detailed analysis of cultural variation that will inform us of the non-linear processes at work during this period, and contribute in the long run to explaining how and when crucial cultural innovations became established in human history.     

Behavioral ecological models of lithic technological change during the later Middle Stone Age of South Africa

This paper examines changes in the organization of lithic technological systems during the later Middle Stone Age (MSA) of South Africa. Using principal components analysis (PCA), the study looks at the lithic data from two important South African MSA sites: Blombos Cave and Klasies River Mouth. The paper uses PCA to describe the transition to (1) the biface-dominated Still Bay industry at Blombos Cave and (2) the microlithic Howiesons Poort industry at Klasies River Mouth. Based on these analyses, the paper offers a synthetic scenario of the emergence of the Still Bay industry from earlier MSA industries, closely followed by the dramatic transition to the Howiesons Poort. Using a few principles of tool design and behavioral ecological models derived from the study of modern foragers, the paper suggests that the Still Bay came about as the result of deteriorating environmental conditions at the beginning of Oxygen Isotope Stage 4, which caused resources to become scarce and more widely distributed. The study proposes that the bifacial point strategy of the Still Bay was a response to wider mobility patterns and increased movement away from lithic raw material sources. The paper then suggests that Howiesons Poort emerged as information sharing strategies improved, and resources in the environment could be more efficiently targeted with more task-specific tools. The paper closes by reviewing the implications of these findings for modern human origins in South Africa.     

Middle Stone Age pièces esquillées from Sibudu Cave,South Africa: an initial micro-residue study

In this paper I present the results of a micro-residue study conducted on ten pièces esquillées (scaled pieces) from Sibudu Cave, South Africa. These artefacts are associated with the Howiesons Poort Industry (∼61.7 and ∼64.7 ka years ago at Sibudu), representing part of the later phase of the Middle Stone Age. Until now, it was unclear on what these pieces were used, and whether they were functional. Previous experimental use-wear work tentatively pointed towards bone processing. However, replication work on stone tool production technology suggests that pièces esquillées are merely the by/end-product of bipolar knapping. I used residue analysis on the Sibudu artefacts because this alternative method has the potential to identify if they were used, and if so, illuminate the specific materials the pieces were used on. Although the sample is small, all the pièces esquillées reveal a clear animal processing signal. There are some bone deposits on the utilised edges that may substantiate bone processing, or perhaps a bone hammer was used with them, but additional study, including Later Stone Age artefacts, is needed to assess the feasibility of these observations. It remains possible that the artefacts are core reduced pieces that were subsequently used as tools or simply knapped with a bone hammer.     

Finding resolution for the Howiesons Poort through the microscope: micro-residue analysis of segments from Sibudu Cave,South Africa

In this paper I present the results of a micro-residue analysis of stone segments, the type fossils of the Howiesons Poort technocomplex in South Africa, with an age of more than 60 ka at Sibudu Cave, KwaZulu-Natal. Fifty-three segments were systematically analysed and 1826 organic micro-residue occurrences were documented on the sample. The distribution patterns of micro-residues and other use-traces are interpreted in terms of hafting and function. It is shown that most of the tools were indeed hafted and most were probably used as inserts for hunting weapons. There is evidence for differences and changes over time in haft materials and hafting configurations of the segments. The study demonstrates how functional studies could improve our understanding of change and variability in human behaviour during the Middle Stone Age, a period that used to be portrayed as static or slow changing.     

A Comparison of Middle Stone Age and Later Stone Age Blades from South Africa

Abstract

The Middle Stone Age (MSA, ca. 250,000 to 25,000 B.P.) and the Later Stone Age (LSA, ca. 25,000 to 2000 B.P.) provide the cultural backdrops for the evolution of modern humans in Africa. The LSA has been long regarded as the period during which modern forms of behavior were widely adopted. Over the last decade evidence of modern behavior in the MSA has grown significantly, however, and some cultural distinctions between the MSA and LSA have become blurred. Perceived differences between MSA and LSA blade technologies warranted closer investigation. The South African site of Rose Cottage Cave (RCC) has a long cultural sequence incorporating several MSA and LSA industries. A controlled comparison of blades from the Howiesons Poort (ca. 65,000 to 55,000 B.P.) and Robberg (ca. 20,000 to 10,000 CAL B.P.) industries of RCC is presented. Robberg blade production appears to involve both a different theoretical approach and greater technical precision than Howiesons Poort production but it does not result in a greater level of dimensional standardization. Robberg blade technology could be described as more advanced, but its economic advantages are problematic. The skills involved may have been fostered within a particular social context, though it remains to be established whether these conditions were peculiar to the environmentally-stressed Robberg phase or to the broader LSA.     

Variability in the Middle Stone Age Lithic Sequence, 115,000–60,000 Years Ago at Klasies River,South Africa

Stratified samples of artefacts from the Late Pleistocene deposit at the Klasies River main site, covering some 60,000 years, have been studied. Variability in the artefact sequence has been documented in the technologies of artefact production in addition to conventional typological analysis. Particular emphasis has been given to the recognition of the reduction sequences used in producing the pre-formed blanks that are a feature of the Middle Stone Age. The results show that the variability is due to changes between the dominant blade and or point technological conventions (traditions) through time. Technological study supports and gives meaning to the recognition of distinct sub-stages, MSA I (Klasies River), MSA II (Mossel Bay), Howiesons Poort and a post-Howiesons Poort at main site. These sub-stages are more than convenient, site-specific, organizational entities—they delineate separate technological conventions that may have relevance on a sub-continental scale.     

Blombos Cave,Southern Cape,South Africa: Preliminary Report on the 1992–1999 Excavations of the Middle Stone Age Levels

The Later- and Middle Stone Age levels at Blombos Cave (BBC) were excavated over four field seasons between 1992 and 1999. Here we report on the results from the Middle Stone Age (MSA) levels. The taphonomy and depositional history of the MSA levels is complex due to faulting, folding and spalling. Careful observations during excavation have assisted in understanding some of these taphonomic and site formation processes; microstratigraphic analysis, currently in progress, will add to this information. The uppermost MSA level, the Still Bay phase, contains high densities of bifacial points, the fossile directeur of the Still Bay Industry. Placing the Still Bay within the MSA culture sequence has been problematic in the past because Still Bay assemblages are rarely found in situ and previous excavations were inadequately recorded. However with the regional data discussed in the text, the Still Bay can be securely placed before the Howiesons Poort dated at 65–70 ka.Flaked stone makes up the greatest proportion of all artefacts with the highest incidence of retouch and use of fine grained, non-local materials found in the Still Bay levels. The ochre assemblage is remarkable for the mass of material compared to other MSA sites. Finds uncommon in an MSA context are two pieces of ochre from the Still Bay phase engraved with a geometric design; a fragment of deliberately engraved bone; also, 28 shaped and polished bone tools recovered mainly from a phase just below the Still Bay. Blombos Cave is the first site where well preserved faunal remains have been recovered in association with the Still Bay allowing for unique insights into human subsistence behaviour and palaeoenvironmental reconstruction. Large fish bones, marine shells, seals and dolphins attest to extensive exploitation of aquatic resources and a wide range of terrestrial animals were hunted and gathered. The few human teeth recovered are heavily worn and damaged thus the issue of morphological modernity cannot be addressed.The BBC findings are a useful adjunct to findings from other MSA coastal sites in the southern Cape, especially Klasies River (KR) and Die Kelders Cave 1 (DK1); uniquely, BBC provides insights into human behaviour during a phase of the MSA never before studied in detail.     

Measuring core reduction using 3D flake scar density: a test case of changing core reduction at Klasies River Mouth,South Africa

A new core reduction index is presented, calculated as the ratio of flake scar number to 3D surface area (SDI). The index is tested experimentally on five types of core (blade, discoid, Levallois, biface and multiplatform cores) and then applied to the core assemblages from five sub-stages of the Middle Stone Age at Klasies River Mouth, South Africa. Preliminary results indicate that the SDI possesses the desirable attributes of a successful reduction index and is a significant improvement on traditional proxy measures of core reduction. The results of the archaeological case study confirm previous untested observations that cores from the Howiesons Poort and MSAIII sub-stages are more heavily reduced than preceding and following stages, and that local and exotic raw materials as well as different types of cores are all more heavily reduced during these periods. The SDI fills a significant lacuna in available core reduction measures.     

Middle Stone Age bone tools from the Howiesons Poort layers,Sibudu Cave,South Africa

Recently discovered bone implements from Middle Stone Age (MSA) deposits at Sibudu Cave, South Africa, confirm the existence of a bone tool industry for the Howiesons Poort (HP) technocomplex. Previously, an isolated bone point from Klasies River provided inconclusive evidence. This paper describes three bone tools: two points and the end of a polished spatula-shaped piece, from unequivocal HP layers at Sibudu Cave (with ages greater than ∼61 ka). Comparative microscopic and morphometric analysis of the Sibudu specimens together with bone tools from southern African Middle and Later Stone Age (LSA) deposits, an Iron Age occupation, nineteenth century Bushman hunter-gatherer toolkits, and bone tools used experimentally in a variety of tasks, reveals that the Sibudu polished piece has use-wear reminiscent of that on bones experimentally used to work animal hides. A slender point is consistent with a pin or needle-like implement, while a larger point, reminiscent of the single specimen from Peers Cave, parallels large un-poisoned bone arrow points from LSA, Iron Age and historical Bushman sites. Additional support for the Sibudu point having served as an arrow tip comes from backed lithics in the HP compatible with this use, and the recovery of older, larger bone and lithic points from Blombos Cave, interpreted as spear heads. If the bone point from the HP layers at Sibudu Cave is substantiated by future discoveries, this will push back the origin of bow and bone arrow technology by at least 20,000 years, and corroborate arguments in favour of the hypothesis that crucial technological innovations took place during the MSA in Africa.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.