URBAN GROWTH EXTERNALITIES AND NEIGHBORHOOD INCENTIVES: ANOTHER CAUSE OF URBAN SPRAWL?*

ABSTRACT This paper suggests a cause of low density urban development or urban sprawl that has not been given much attention in the literature. There have been a number of arguments put forward for market failures that may account for urban sprawl, including incomplete pricing of infrastructure, environmental externalities, and unpriced congestion. The problem analyzed here is that urban growth creates benefits for an entire urban area, but the costs of growth are borne by individual neighborhoods. An externality problem arises because existing residents perceive the costs associated with the new residents locating in their neighborhoods, but not the full benefits of new entrants which accrue to the city as a whole. The result is that existing residents have an incentive to block new residents to their neighborhoods, resulting in cities that are less dense than is optimal, or too spread out. The paper models several different types of urban growth, and examines the optimal and local choice outcomes under each type. In the first model, population growth is endogenous and the physical limits of the city are fixed. The second model examines the case in which population growth in the region is given, but the city boundary is allowed to vary. We show that in both cases the city will tend to be larger and less dense than is optimal. In each, we examine the sensitivity of the model to the number of neighborhoods and to the size of infrastructure and transportation costs. Finally, we examine optimal subsidies and see how they compare to current policies such as impact fees on new development.     

Population growth among U.S. regions and metropolitan areas: a test for causality

ABSTRACT This paper explores theories of population growth, and implied economic growth, among the major U.S. metro areas and regions. One set of theoretical arguments favor the growth of large cities, while an alternative set of arguments favor the growth of the smaller urban areas. Still another set of arguments combine economic space and urban size in the concept of regional growth centers as the engines of regional growth. Granger causality tests are applied to determine the role of urban size or growth centres as engines of regional growth. The test results indicate no causal relationship exists.     

城市化水平与旅游发展之关系初探——基于我国改革开放三十年的时间序列动态计量分析

为了探求城市化水平与旅游发展之间的真实关系,本文以中国作为研究对象,将国际旅游收入和城市化率作为旅游发展水平和城市化水平的解释性指标,从时间序列角度出发,尝试构建两者间的关系模型。通过单位根检验,找到最佳的时间滞后期对数据进行平稳性的差分处理。得出结论为,中国城市化水平与旅游发展水平在滞后二期的情况下最为理想。在此基础上,为构建模型的合理性,进行格兰杰因果检验,但结果显示,两者不存在显著的互为因果的关系,即从长期来看,无稳定联系。最后文章对结果进行讨论并分析其产生的原因。     

Urban geography and protest mobilization in Africa

Urbanization has long been seen by scholars and policymakers as a disruptive process that can contribute to social and political unrest, yet there is little cross-national quantitative empirical research on the topic. In this paper we provide a comprehensive analysis of the links between urban geography and the incidence of protests (i.e. demonstrations, riots and strikes) in African countries since 1990. In contrast to previous studies, we are careful to distinguish between urban population scale effects, urban population ratio effects, population rate-of-change effects and urban population distribution effects. We also provide an explicit test of the long-standing hypothesis that ‘over-urbanization’ increases the risk of civil unrest. Employing multilevel negative binomial models that control for key political and economic variables we find that urban population size and the number of large cities in a country are both positively and significantly associated protest incidence. By contrast, we find that a country's level of urbanization is negatively associated with protest incidence and reject the over-urbanization hypothesis: higher levels of urbanization are associated with less frequent protests at all income levels. We find no evidence that the pace of urban population growth or urban primacy significantly influence protest mobilization. In sum, our results provide a nuanced picture of the relationship between urban geography and protest incidence that challenges conventional wisdom and contemporary hyperbole about the dangers of ‘rapid urbanization’ in Africa in particular, and developing countries more generally.     

Conflict on the urban fringe: Urbanization,environmental stress,and urban unrest in Africa

Most research on the security implications of environmental and demographic change does not explicitly distinguish between urban and rural areas. While statistical conflict analyses are increasingly sophisticated with respect to spatial and substantive disaggregation they largely ignore the possibility that urban and rural areas may be affected differently. In Africa, a continent assumed to be particularly vulnerable to the social and economic externalities of environmental and demographic change, less than one percent of the land mass is defined as ‘urban’. Yet, the population that lives in African cities is expected to increase by more than 150% between 2020 and 2050 according to UN population forecasts, massively outpacing rural population growth estimated at 35%. Given the vast social transformation associated with this process of rapid urbanization, understanding the dynamics and consequences of urban population growth in Sub-Saharan Africa, and its possible relationship with environmental factors is key to reducing vulnerabilities and facilitating sustainable urban growth on the continent. In this article we argue that high urban population growth may strain the provision of public services in urban areas, heighten competition over scarce urban land, and increase the chances of urban social unrest. We expect population pressure to have the most profound effects on social unrest in peri-urban areas, meaning the urban outskirts. We further investigate whether environmental push factors, operationalized as droughts happening in rural areas proximate to the urban centers, could be driving any effect of urban population growth on social disorder, possibly supporting concerns over climate change-induced social unrest. We test our expectations on a sample of similarly sized urban and peri-urban ‘grid cells’ covering the whole of the African continent for the 1997–2010 period, using geo-coded social unrest data. Our analysis shows that urban population growth is associated with increased unrest in the peri-urban areas only. We find no evidence, however, that this relationship is driven by environmental push factors in the form of nearby droughts. The study contributes insights relevant to the broader debates about possible security implications of hyper-urbanization and climate change.     

长江中游城市群空间结构的经济绩效影响研究

近年来,城市群成为我国新型城镇化的空间主体,研究城市群空间结构具有重要意义。但现有文献大多从人口维度对城市群空间结构进行分析,缺乏多维视角,其结论的参考价值有限。本文以长江中游城市群为研究对象,运用2006-2015年长江中游城市群内部三大城市群的面板数据,通过位序规模法则以及空间基尼系数,从人口与产业两方面对城市群空间结构进行测度,并进一步研究了城市群空间结构对其经济绩效的影响。结果表明,在控制了其他影响因素之后,人口呈多中心分布,产业呈单中心分布对长江中游城市群的经济绩效有显著的促进作用;资本投入、基础设施建设、政府干预、产业结构和人口规模均是影响长江中游城市群经济绩效的关键因素。未来长江中游城市群可运用人口引导产业流动,以推进多中心的发展进程。     

The governmentalities of infrastructure and services amid urban conflict: East Jerusalem in the post Oslo era

Urban conflict in Jerusalem has mainly been studied through the lens of spatial and functional segregation and discriminative fragmentation between Israeli and Palestinian localities. This article adopts a governmentality approach to the study of the politics of urban infrastructure and services in urban conflict, and argues that a governmentalization process of East Jerusalem by Israel has evolved in the last two decades that has been enacted mainly through the control and management of Palestinian urban infrastructure and services. Since, as manifestations of resistance to Israeli occupation, many of the Palestinian urban functionalities historically operated separately from Israeli state apparatuses, this new development and its consequences indicate an increasing dependency and forced adaptation of Palestinians in Jerusalem to Israeli rule. Based on analysis of Palestinian public transport and education systems, the article demonstrates how the “soft” power of governmentality – mediated through the control and management of urban infrastructure and services – diffuses among the Palestinian population and in space, restructuring them as objects and subjects of Israeli administration and governmental order. In this light, urban infrastructure and services appear in the course of urban conflict as an arena of governmentality and counter-governmentality. On the one hand they serve as a site where identities are practiced and defended; on the other, they may mediate and facilitate the restructuring of political subjectivities and normalization of political structures and hierarchies.     

Urban,Suburban, and Exurban Sprawl in the Rocky Mountain West: Evidence from Regional Adjustment Models*

Abstract. This article adapts a regional adjustment model to examine land use change in the Rocky Mountain West region of the United States. Three interrelated questions motivate the research. How does the proliferation of urban, suburban, and exurban sprawl in the Rocky Mountain West relate to the population and employment growth process? Are population and employment endogenously determined there? And what does this imply for the sustainability of economic development in the region? Through a series of regional adjustment models, the empirical analysis links population and employment growth in the Rocky Mountain West to explicit spatial outcomes and delivers substantive evidence of endogeneity between the two. The results suggest that the long‐term prosperity of the region depends on the preservation of the high quality of life it offers, and that greater intergovernmental coordination, careful infrastructure planning, and attention to the character of its economic structure may help to accomplish this. Future research should focus on looking deeper into certain explanatory variables used in this analysis and on developing a better picture of what the spatial equilibrium that regional adjustment models emulate may look like.     

基础设施建设水平与城乡生态经济系统发展的耦合分析——安康地区的实例研究

基础设施是一个多因素多层次的动态系统,随服务对象的不同,基础设施具有不同的概念和内涵。城市和乡村,都是在特定的自然环境基础上经过持续的文化、经济建设,而形成的社会、经济、自然复合生态系统。本文通过构建耦合关系分析模型,研究了两者之间的相互作用机理。     

RECENT CHANGES IN THE SIZES OF SIBERIAN CITIES

The author, comparing growth histories of East and West Siberian cities of over 50,000 population through regression and cluster analysis techniques, develops a number of city typologies based on magnitude of population growth, economic specialization, and social infrastructure. It is argued that such typologies are useful in planning because they identify types of cities experiencing similar growth conditions and instances where cities have changed from one type of situation to another. Although the study is limited to 1926-1986, it addresses economic and social components of Siberian urban growth relevant to the interpretation of preliminary results of the 1989 census (translated by H. L. Haslett, Leamington Spa, UK).     

国内外城市功能疏解研究进展

由于城市聚集效益的存在,城市功能不断向中心城区集聚,过多的功能集聚带来了一系列城市问题,城市功能疏解的研究亟待开展。文章首先从人口疏解和产业疏解两大模块以及土地利用变化方面对功能疏解的测度方法进行述评,并简要分析了功能疏解的必要性和动力机制;其次对国内外功能疏解的经验进行梳理;再次对功能疏解的成效进行评价;最后对国内外功能疏解研究内容进行述评。总体而言,与国外研究相比,国内研究起步较晚,但内容上与国外研究基本相似;然而在方法上国内研究目前仍以数量分析为主,缺乏相关测度模型的构建。随着国内城市功能疏解实践的推进,以及在中国特殊的土地和户籍等政策影响下,功能疏解的方法和理论研究将不断完善。     

WHEELS OF FORTUNE: SUBWAY EXPANSION AND PROPERTY VALUES IN BEIJING

China is experiencing rapid urbanization. Its capital city, Beijing, experienced a 53 percent increase in population from 2001 to 2013. To address traffic congestion and air pollution, two of the most pressing urban challenges, Beijing has been investing heavily in transportation infrastructure. In particular, the subway system added 15 new subway lines with a total length of 410 km of over the 12‐year period. We quantify the capitalization of large‐scale subway construction into property values in a first‐differenced hedonic price framework while controlling for confounding factors and reverse causality. Our analysis finds a positive and significant impact of subway proximity on property values: a reduction in the distance to a subway station by 1 km increases the value of properties within 3 km of the station by 15 percent, and by 3.4 percent for properties within 3–5 km. Our analysis shows that the increase in property values can more than cover the capital cost of subway construction.     

How much does urban location matter for growth?

This paper analyses the effect of location characteristics on urban growth using regression cubic splines. Our empirical analysis shows that in Spain, differences in accessibility to major urban centres and geographic isolation help explain differences in population growth rates across municipalities between 2001 and 2014. Moreover, even though physical proximity to large cities is usually assumed to be closely related to the attractiveness of a municipality, we found that urban population growth is even more related to the joint effect of distance to major centres and agglomeration. In this respect, there seems to be a threshold from which agglomeration diseconomies come into play such that a greater proximity to major cities and/or being localized within a more densely populated area goes against local growth.     

In Search of Causality: A Regional Approach to Urban Growth in Eighteenth-century England

The simple equation of industrialisation and urbanisation contains much truth: recent national surveys confirm that rapid coal-based industrial growth spawned massive urban development in Britain. And yet at the local level a wide diversity of growth experiences reflect a complex and overlapping nexus of growth stimuli which defy attempts at generalisation. In taking a regional perspective, this paper seeks to occupy a productive middle ground in this ongoing debate. Placing urban growth in north-west England into its real economic and geographical context, it recognises the complexities of urban growth but transcends the narrowness of the particular. In so doing, it challenges some of the certainties of industrial urbanisation, emphasising instead the importance of rural industry, urban commercial functions and inter-place linkages. Most fundamentally, it argues for a more nuanced understanding of the geography of causality.     

DEVELOPMENT POLICIES,URBAN UNEMPLOYMENT AND DEFORESTATION: THE ROLE OF INFRASTRUCTURE AND TAX POLICY IN A TWO-SECTOR MODEL*

ABSTRACT. We model an economy of a developing country that produces an exportable manufactured good in an urban sector and a nontradable rural good. Manufacturing faces a fixed wage, which encourages urban unemployment. Changes in cultivated area in the rural sector involve deforestation or reforestation at frontiers. Government taxes to pay for urban infrastructure that assists the manufacturing sector. Increases in urban infrastructure may relieve or exacerbate frontier deforestation but expands manufacturing employment and reduces urban unemployment. Rural transportation improvements exacerbate frontier deforestation but expand employment in the urban manufacturing sector. A larger population, ceteris paribus, widens the rural-urban wage gap and exacerbates deforestation, but may cause manufacturing employment to expand or contract.     

TESTING FOR CAUSALITY BETWEEN PRODUCTIVITY AND AGGLOMERATION ECONOMIES

ABSTRACT The productivity effects of agglomeration economies are often treated as endogenous in empirical work due to the potential for reverse causality. The extent to which these relationships are actually simultaneously determined, however, remains largely unobserved. This paper estimates panel data vector autoregressions for different sectors of the economy to test for bidirectional causality between productivity and both localization and urbanization economies. The aim is to address some key questions that will help to identify the extent of the endogeneity problem. Can we actually observe bidirectionality in the data? Does it feature more for some industries than for others? Is it more prevalent for localization or urbanization economies? The results show that agglomeration economies are not strictly unidirectional and that higher levels of productivity can induce growth in the scale of local urban and industrial environments. The paper discusses the difficulties that these issues pose for the estimation of agglomeration economies.     

An Empirical Enquiry into the Impact of Urban Planning Policy on Urban Growth

Recent research has stressed the need to evaluate the economic implications of urban planning policy. In this article, we present empirical evidence on the impact of this policy on the population growth of towns and cities. A simple theoretical model serves to highlight the mechanisms whereby this policy may affect urban growth. The model yields a reduced-form equation which we estimate for the towns and cities of Andalusia (Spain). The empirical model strongly supports the claim that urban planning policy considerably affects urban growth and thus, the distribution of population across space. Our results suggest that urban planning policy is contributing to the reduction of diseconomies of agglomeration in larger cities. On the negative side, we find that urban plans are subject to obsolescence, which slows down growth.     

Cost Efficiency,Urban Patterns and Population Density When Providing Public Infrastructure: A Stochastic Frontier Approach

Relying on stochastic frontier analysis we propose a methodology to study the technological characteristics and cost efficiency levels related to the provision of public infrastructure for basic utilities. The methodology assumes a cost minimizing behaviour on the part of public officials when planning the construction of local infrastructure, which is represented by way of a flexible translog cost function. Introducing relevant definitions of scale economies, associated with larger numbers of inhabitants and dwellings, as well as economies of density, brought about by reductions in urban dispersion, we analytically determine the optimal population densities for which average cost is minimized. We illustrate our model with the water cycle sector, including water distribution, sewage collection and cleansing of wastewater, and considering data at the municipality level for the Spanish region of Castilla y León. The obtained results indicate potential cost savings in the form of decreasing average costs, as relevant scale and density economies are present, along with large inefficiency levels. Relevant policy guidelines favouring larger and denser urban sizes are drawn, as the observed cost excess is the result of a general suboptimal urban size in terms of population density, and the negative effects of dispersed settlement patterns.     

Built environment and tourism as road safety determinants in Benidorm (Spain)

The rise in the number of urban road accidents is a challenge shared by all European cities, which seek to improve mobility while reducing transport problems. In recent years, urban road accidents in Spain have been constantly increasing and now account for a larger share of the total number of road accidents. This paper aims to analyse the impact of urban factors on road accidents. For this purpose, a small-scale analysis of land use and road infrastructure has been conducted in the town of Benidorm, one of the main tourist destinations in Spain. In addition, a regression analysis has been carried out using a Negative Binomial distribution. The results show that factors such as the level of mixed land uses, population density and road infrastructure are related to urban road accidents. The findings also reveal that tourism environments have a positive impact on pedestrian road safety. Small-scale analyses, particularly those related to exclusively-oriented environments, such as tourism developments, should be studied in detail in order to promote safety, liveability and sustainability in our cities.     

Inclusive growth from an urban perspective: a challenge for the metropolis of the twenty-first century

This paper addresses the study of inclusive growth from an urban perspective. It proposes to focus the relationship between urban economic growth and income distribution in cities in which manufacturing production and external demand play a central role. Opposed to the literature that considers economic growth leads to an increase in inequality in income distribution, we present some operative economic tools from Marshallian Industrial Districts theory and from urban economic theory with which to develop an economic strategy for inclusive urban growth, making possible to achieve simultaneously economic growth and improvements in income distribution. An interesting example of a metropolis with a dynamic of economic and employment growth compatible with a reduction in income inequality is provided by Barcelona. This metropolis disposes a Survey of living conditions and habits of the population since 1986 that allows an analysis in terms of inclusive urban growth.