Stability of phytoliths in the archaeological record: a dissolution study of modern and fossil phytoliths

Opaline phytoliths are important microfossils used in archaeological and ecological research. Relatively little is known about the stability of phytoliths after burial. Under alkaline pH conditions they can dissolve, and mechanical disturbances can cause a loss of their more delicate appendages. Here we present an experimental study of phytolith stability (combination of solubility and abrasion). Modern and fossil phytoliths were extracted from wheat using new methods to minimize dissolution, and by burning in an oven. These assemblages were placed in a solution buffered to pH 10 and maintained under constant temperature and shaking conditions. The silicon concentrations in the solution were monitored once a week for 5 weeks. The phytolith morphologies in each assemblage were determined at the outset of the experiment and after 5 weeks. The results show that there are differences in stability between various assemblages. Modern inflorescence wheat phytolith assemblages are more unstable than those from leaves/stems. Burnt assemblages are less stable than unburnt assemblages, and a fossil phytolith assemblage about 3000 years old is more stable than the modern wheat assemblages. The results also show that individual phytolith morphotypes have different stabilities, and as a result of dissolution and abrasion, some morphotypes may resemble others. This study further shows that archaeological and/or paleo-environmental interpretation of phytolith assemblages may change with the assemblage’s state of preservation.     

A Comparative Analysis of Wet and Dry Ashing Techniques for the Extraction of Phytoliths from Plant Material

Two methods are commonly used for the extraction of phytoliths from plant material to be used as reference in the analysis of archaeological phytolith samples: (1) spodograms or dry ashings; and (2) acid digestions or wet ashing. It has been suggested that these techniques may modify the resultant samples in different ways. Dry ashing, in particular, has been implicated as a cause of shrinkage and warping in phytolith assemblages when incineration occurs at ≥450°C. The results of a morphometric comparative analysis between the dry ashing and wet ashing methods do not support these claims. This study establishes that differences in patterns of dimension and curvature of short bilobate phytoliths and of elongate phytoliths both subjected to dry and wet ash preparation are not statistically significant. There is, therefore, no detectable evidence of morphological impact as a result of these methods. This finding implies that any differences that do occur in phytolith size and curvature are typical, possibly random permutation within assemblages, or that they are the result of variation in leaf cell structure rather than the consequence of a particular extraction procedure. This suggests that the practice of using different methods of preparation of reference samples for fossil analysis can be reliably continued.     

Use of space in a Neolithic village in Greece (Makri): phytolith analysis and comparison of phytolith assemblages from an ethnographic setting in the same area

Phytolith analyses were conducted in a Pottery Neolithic village (Makri) of Northern Greece in order to reconstruct aspects of past human activities as a function of both space and time. The analyses of phytolith assemblages were based on a reference collection of modern plant phytoliths (Tsartsidou et al., 2007), as well as an ethnographic study in an agropastoral community (Sarakini) in the same area that showed that many phytolith assemblages are characteristic of the activities carried out in different locations within and around the village (Tsartsidou et al., 2008). The same approach was used for studying the phytolith assemblages in the Neolithic village of Makri, namely measuring phytolith concentrations, diversities of phytolith assemblages relative to control samples collected from samples outside the village and detailed analysis of various phytolith morphotypes. At Makri samples from floors and various constructions (i.e. pit, platforms) were analysed, as well as sediments from an open area inside the village. The results show that Neolithic Makri was a society with a mixed agricultural and pastoral economy. Wheat and barley were cultivated for food and fodder and free-range animals were raised in a village inhabited year round. Indoor areas were not clearly differentiated from outdoor areas inside the village. The phytolith assemblages in only one series of floors produced at a specific location over an extended period of time reflected the use of that space for cereal storage or food processing. The phytolith assemblages from all the other floors examined did not reflect the local activities, but rather the constructional materials used for producing the floors.     

Human impact around settlement sites: a phytolith and mineralogical study for assessing site boundaries,phytolith preservation,and implications for spatial reconstructions using plant remains

Defining the extent of human activity around settlement sites is of particular significance in archaeology as it may define peripheral activity areas and thus the site's boundary. In Near Eastern archaeology, site boundaries are usually defined by the presence of architectural and other macroscopic archaeological remains. Here we use the phytolith concentrations and morphotype assemblages, as well as changes in the mineralogical composition of the sediments in and around the small Iron Age site of Izbet Sartah in central Israel to determine the site boundaries. The site has a shallow stratigraphy and highly bioturbated sediments. Coincidental changes in the clay/quartz ratio and phytolith concentrations define the boundary between high and low impact anthropogenic activities. This boundary is generally some 20 m away from the architectural remains. In addition, we note that the phytoliths in the site's core show clear evidence of having been affected by chemical dissolution (i.e., diagenesis), while those in the vicinity of the site's boundary have undergone severe diagenesis. These observations indicate that phytolith diagenesis will affect site boundaries determination, as well as phytolith-based reconstructions of activity areas. We propose that phytolith preservation depends on the initial amount of available silica, the depth of burial with respect to the active root area of modern vegetation, and the presence of fresh phytoliths in the soil.     

Investigating crop processing using phytolith analysis: the example of rice and millets

The application of crop processing models to macro-botanical assemblages has traditionally been used to interpret past husbandry practices and organisation of labour involved in crop-processing. Phytoliths offer an alternative method of analysis because they are durable in most environments, regardless of whether plant parts are charred, and the identification of plant types and plant parts allows them to be used in much the same way as macro-botanical remains. Indeed macro-remains and phytoliths are complementary datasets for examining the input of plant parts, such as crop-processing waste, into archaeological deposits. We outline crop-processing models in relation to macro-remains and then develop the framework for their application to archaeological phytolith assemblages. Rice and millet processing models are explored in relation to patterns expected in both macro-remains and phytoliths. The utility of these models is demonstrated with archaeological evidence from the site of Mahagara, an early farming site in North-Central India. The results indicate a way to employ phytoliths in archaeology which complements the fragmentary evidence available from plant macroremains.     

The phytolith archaeological record: strengths and weaknesses evaluated based on a quantitative modern reference collection from Greece

The phytolith record from archaeological strata is a powerful tool for reconstructing aspects of past human behaviour and ecology. Considerable insights into the problems and potentials of this record can be obtained by studying phytoliths in modern plants. We prepared a phytolith reference collection of modern plants mostly from northern Greece that includes quantitative information on phytolith concentrations (number of phytoliths per gram dry organic material) and morphological assemblages. Here we analyse this reference collection with the aim of evaluating the strengths and weaknesses of the archaeological phytolith record. The reference collection comprises 62 different plant taxa. Of them, 28 are trees, 1 conifer, 10 shrubs and 1 herb, 3 domesticated annual legumes and 19 monocotyledons. We demonstrate quantitatively the extent to which woody species, legumes and fruits of dicots contribute only small amounts of phytoliths to the sediments per unit tissue dry weight, while leaves of trees and shrubs produce significant amounts of phytoliths and grasses are prolific phytolith producers. We compare the data of this reference collection with a similar reference collection from another Mediterranean ecosystem (Israel). The comparison indicates that some aspects of phytolith production are probably genetically controlled, whereas others are environmentally controlled. We note that despite the fact that woody species produce few phytoliths per gram of tissue, their record can be most informative when taking into account other properties of the sediments. We also note that jigsaw puzzle-shaped phytoliths normally form in plants that grow in humid conditions, but may form in arid environments when the plants are irrigated. This study clearly shows the extent to which some plants can be under-represented and others over-represented in the phytolith record. Knowing the extent of this bias can greatly improve our interpretation of the phytolith record.     

Ethnoarchaeological study of phytolith assemblages from an agro-pastoral village in Northern Greece (Sarakini): development and application of a Phytolith Difference Index

Phytolith assemblages are analysed in an ethnographic agro-pastoral community in Northern Greece. A new method for analyzing the data, combined with the concentrations of phytoliths per gram sediment, helps to differentiate diverse uses of space in the village. The Phytolith Difference Index (PDI) contrasts the phytolith assemblages in sediment samples from the region around the village least affected by human activities with those in the village and its immediate surroundings. The PDI reveals that many of the samples are dominated by the input of the stalks of the domestic cereal, rye, which is used for food, animal fodder and roof thatching. The PDI also differentiates between dung from mules or donkeys with dung from free ranging cows and goats. Activity areas analysed include storage areas, stabling areas, animal enclosures, floors from living areas that were repeatedly swept, hearths and open areas between structures. The combined use of the PDI, together with phytolith concentrations and phytolith morphotype analyses, may prove to be useful for deciphering activity areas in archaeological sites of not only agro-pastoralists, but also pastoralists and hunter–gatherers.     

Palm reading: a pilot study to discriminate phytoliths of four Arecaceae (Palmae) taxa

A pilot study of an opal phytolith morphotype series diagnostic for palms (Arecaceae), using modern specimens of four economically important palm species (Areca catechu L., Calamus aruensis Becc., Cocos nucifera L., and Metroxylon sagu Rottb.), was undertaken to identify distinctive features of leaf phytoliths from each taxon. Our univariate and multivariate analyses documented that although it was not possible to identify individual palm phytoliths unambiguously to taxon, interspecific differences in phytolith morphology significantly outweighed intraspecific variation, revealing the potential value of further research in this area and the possible utility of assemblage-level analysis to palm phytoliths in archæological assemblages. The methods are applied to archæological phytoliths from Watom Island, East New Britain, Papua New Guinea, and directions for further research outlined.     

Plant microfossils in human dental calculus from Nemrik 9, a Pre-Pottery Neolithic site in Northern Iraq

Samples of dental calculus were taken from 11 human individuals buried at Nemrik 9, a Pre-Pottery Neolithic site in Northern Iraq. All of them represented the time span of ca. 9100–8600 bp. In total, 95 microfossils were retrieved from these samples, including 70 phytoliths, 9 starch granules or clusters of starch, 3 pollens, and 1 xylem fragment. Most microfossils could be attributed to C₃ cool season cereals, most likely wheat and barley, which is consistent with previous knowledge about the composition of crops in early farming communities living in the Fertile Crescent. In addition, three phytoliths and one starch granule typical of C₄ warm season grasses were recovered including one subangular and faceted starch granule, which might derive from a native grass, but is not diagnostic of any genus. Prior to assigning diagnostic status to this starch, exhaustive reference work on native grass seeds is necessary. The presence of one Phragmites phytolith suggests non-alimentary processing of reeds using teeth or perhaps using the stem of this grass as a toothbrush or toothpick.     

TAPHONOMIC OBSERVATIONS OF ARCHAEOLOGICAL WHEAT PHYTOLITHS FROM NEOLITHIC ÇATALHÖYÜK,TURKEY, AND THE USE OF CONJOINED PHYTOLITH SIZE AS AN INDICATOR OF WATER AVAILABILITY*

An investigation of wheat husk phytoliths from a midden deposit at Neolithic Çatalhöyük provided the opportunity to investigate the impact of taphonomic processes on conjoined phytolith size. Wheat husk phytoliths from a possible crop processing deposit were examined using three methods. The results indicate that the size of conjoined forms decreases significantly as a result of laboratory extraction and slide preparation. Observations of the phytolith layer in thin section show some of the depositional and post‐depositional processes affecting phytolith size. These results indicate that these taphonomic factors need further investigation before conjoined phytolith size can be used to infer past water availability and agricultural practices.     

Microarchaeology of a collective burial: cova des Pas (Minorca)

FTIR and phytolith analyses have been used to understand the exceptional preservation of the organic remains at the burial cave of Cova des Pas (Minorca), and to obtain high-resolution data of the plant remains present in the sediments. The presence of sodium nitrate and gypsum suggests a relatively dry environment that has enabled the preservation of the organic material, and contributed to the natural mummification. The dry conditions also favored phytolith preservation. Grass inflorescence phytoliths are abundant all over the site suggesting that phytolith accumulations might have an anthropogenic origin and are related to the burial ritual.     

Neanderthal use of plants and past vegetation reconstruction at the Middle Paleolithic site of Abrigo de la Quebrada (Chelva,Valencia, Spain)

Despite phytoliths having been used to understand past human use of plants and palaeoenvironment in Middle Paleolithic sites, little is known on this aspect in the well-documented central region of Mediterranean Iberia. This paper presents the first phytolith and mineralogical study conducted at Abrigo de la Quebrada (Chelva, Valencia). Forty-one samples were analyzed through phytoliths and Fourier transform infrared spectroscopy (FTIR) from different areas, stratigraphic levels, and archeological contexts (hearth, hearth-related, and non-hearth-related sediments) of the shelter. The results obtained point towards a different pattern of preservation in the site depending firstly on the stratigraphy and secondly on the area where the samples were collected. Postdepositional processes that may have chemically affected phytolith preservation are discussed. Grasses are the main plant component identified in all the samples while woody plants are scarce. The abundance of grasses in the non-hearth-related sediments might be related, at least partially, to the dispersion of ashes from hearths, as indicated by the FTIR results. The results are indicative of an occupation of the site during the spring-autumn season. At this time, the area would be dominated by a semi-open environment with supramediterranean vegetation.     

Poaceae phytoliths from the Niassa Rift,Mozambique

The most common grass phytoliths from “Zambezian” miombos are described here for the first time. Their potential for long term preservation in sediments makes them a useful tool in the reconstruction of ancient plant communities and plant/human interactions. We processed 60 plant samples (26 identified genera and species), with an average of 300 phytoliths counted per sample to a total of 18,586. Forty-seven morphotypes were described as per the International Code for Phytolith Nomenclature, with exceptions, including forty-five discreet shapes and two articulated forms, which can be used as comparative reference materials. We conducted three forms of statistical analyses: Discriminant Analysis, Cluster Analysis, and Principal Component Analysis. The highest biomineral content was recorded among the Bambuseae and Paniceae, while the lowest silica production is detected in the Cynodonteae tribe. Typologically, the subfamily Panicoideae yielded 50% of the types reported here, 32% are from the Chloridoideae, 12% from the Bambusoideae, and 8% from the Arundinoideae sensu lato. Overall, the idealized Zambezian Poaceae phytolith spectrum is dominated by a small subset of Poaceae short cells, which include five morphotypes conventionally associated with Panicoid grasses (Bilobate concave outer margin long shaft, Bilobate concave outer margin short shaft, Bilobate convex outer margin long shaft, Bilobate convex outer margin short shaft, Cross), one morphotype commonly seen in Chloridoid taxa (saddle), and two types that appear across subfamily boundaries (tower, tower horned). The next logical step to take in regional phytolith research is the account of phytoliths deposited in soils underneath living plants, for they represent the interface between existing vegetation communities and the inevitably distorted fossil assemblages that the paleobotanist uses for environmental reconstruction.     

Locally diagnostic phytoliths of wild rice (Zizania palustris L.) from Minnesota,USA: comparison to other wetland grasses and usefulness for archaeobotany and paleoecological reconstructions

Wild rice (Zizania spp.) is an important native grain of north-central North America, with spiritual and subsistence significance to many native peoples. Due to lack of suitable proxies, its past distribution and pattern of use are poorly known. This study demonstrates the diagnostic value of silica phytoliths from Z. palustris as a proxy tool to detect its past occurrence in a variety of paleoenvironmental and archaeological contexts. Our main findings are: 1) Dominant wetland grass species in Minnesota produce phytoliths distinct from Zizania phytoliths; 2) Closely related Leersia oryzoides produces a few Zizania-like phytolith morphotypes; however, these potential confusers can be identified based on 2-D and 3-D morphologies; 3) Z. palustris produces a wide variety of phytolith morphotypes, many of which are only found in certain parts of the plant (e.g., Inflorescence Type 1 from the spikelet); 4) Z. palustris produces 23 locally diagnostic phytolith morphotypes that can be used to determine the presence and abundance of wild rice in modern and paleo lake sediments; and 5) Wild rice phytolith Inflorescence Type 1 is the morphotype most likely to be observed in archaeological contexts, and may be unequivocally diagnostic for the genera Zizania.     

Experimental assessment of maize phytolith and starch taphonomy in carbonized cooking residues

Many taphonomic studies of plant microfossils, specifically phytoliths and starch, are concerned with post-depositional movement, contamination, and morphological changes due to environmental fluctuations or plant processing. Additionally, the identification of phytoliths and starches archaeologically are based on their presence or absence. This paper examines whether it is possible to identify maize (Zea mays ssp. mays) phytolith and starch abundance associated with different processing behaviors as replicated through experimentally produced cooking residues. If successful, identification of likely associated processing and taphonomy of these microfossils will allow for a more refined interpretation of plant use as it relates to timing and plant form and processing.     

Assessing the feasibility of identifying maize through the analysis of cross-shaped size and three-dimensional morphology of phytoliths in the grasslands of southeastern South America

This paper tests the feasibility of applying a technique developed by Piperno and Pearsall (Am. Antiquity 49 (1984) 361; Phytolith Analysis: An Archaelolgical and Geological Perspective, 1988, Academic Press: San Diego; Paleoethnobotany, 2000, Academic Press: San Diego) based on size and three-dimensional morphology criteria of cross-shaped phytoliths to identify maize in a previously unexplored region outside of the Neotropics; the grasslands of southeastern Uruguay. Because the area is dominated by subtropical Panicoid grasses that produce abundant cross-shaped phytoliths, intensive studies of the regional Panicoid grasses are needed to ensure that no wild taxa have phytoliths that are potentially confusable with maize. With this in mind, I carried out analysis of cross-shaped phytoliths in 35 Panicoid, 5 Oryzoid and 1 Bambusoid grasses, as well as on nine modern soil samples that belong to the most representative vegetation formations of the area. This study demonstrates that an application of multivariate (linear discriminant function) analysis together with qualitative and other assessments of cross-shaped phytolith assemblages as originally described by Piperno and Pearsall can be successfully used to distinguish the presence of maize in the grasslands of southeastern Uruguay. The technique provides a useful tool to trace the dispersal of maize into the southern cone of South America.     

Extended depth of focus image for phytolith analysis

This paper proposes a new phytolith analysis method by extended depth of focus technology. The extended depth of focus image is sharp throughout by the image processing of a series of photos, while each acquisition of the original photo will be compromised and show certain parts of the specimen in and out of focus. Consequently, the extended depth of focus image is suitable for computer-assisted morphometrics analysis. Meanwhile, the extended depth of focus image can be used for three-dimensional reconstruction images. Experiments on rice husk multi-cell panel show that the three-dimensional reconstruction image method can reconstruct multiple double-peaked phytoliths at one time. We also measure the parameters of multiple double-peaked phytoliths from the reconstructed three-dimension image. Comparative experiments show that the reconstructed three-dimensional image is precise enough for rice identification. Based on the above experiments, we recommend the extended depth of focus method as a promising tool in phytolith research.     

One,two, three phytoliths: assessing the minimum phytolith sum for archaeological studies

The number of phytolith studies has increased steadily in the last decades in palaeoecological as well as archaeological research, and phytolith analysis is currently recognised as a proper area of expertise within archaeobotany. This has led towards a strengthening in the standardisation of the different steps involved in analysis; e.g. sampling strategies, laboratory extraction or processing of plant material/soils for the creation of reference collections. In spite of this, counting procedures remain one of the areas that could be further developed. The aim of this paper is to assess representativeness of phytolith count size in archaeological samples and specifically to assess whether an increase in total number of individuals counted influences the number or distribution of morphotypes observed. Two statistical tests are performed to evaluate the representativeness of count size: phytolith sum variability analysis (PSVA) and morphotype accumulation curve (MAC). The analyses show the relationship among the number of counted phytoliths, the variability (that is, the number of different morphotypes identified) and the stabilisations of the MACs. Results allow us to support the standard count size in phytolith studies, which ranges from 250 to 300 particles. Together with a quick scan, this strategy should produce a precise and clear phytolith assemblage for archaeological studies.     

Pervasiveness of phytoliths in prehistoric southwestern diet and implications for regional and temporal trends for dental microwear

Our previous analysis of phytolith content of coprolites showed that calcium oxalate phytoliths from desert food plants caused dental microwear among prehistoric Texas hunter-gatherers. We demonstrated that phytoliths from desert succulents were ubiquitous and abundant in hunter-gatherer coprolites. We found that calcium oxalate phytoliths were harder than human dental enamel. We concluded that phytoliths from desert succulent plants caused dental microwear and hypothesized that such dental microwear would be common in other desert hunter-gatherer and horticultural peoples. Presented here are further analyses of phytoliths from coprolites. Two additional hunter-gatherer sites and three Ancestral Pueblo (Anasazi) horticultural sites are included in this study. Calcium oxalate phytoliths are ubiquitous in coprolites from hunter-gatherer sites in the Mojave Desert and the Colorado Plateau. For the three Ancestral Pueblo sites, calcium oxalate phytoliths from desert succulents (agave family and cactus family) are the most common types of phytoliths encountered. However, silica phytoliths are also present in Ancestral Pueblo coprolites. The data demonstrate that phytoliths from non-cultivated desert plants were a source of dental microwear for the pre-maize Archaic hunter-gatherer bands and maize-reliant Ancestral Pueblo villages.     

Phytoliths and microcharcoal at Jinluojia archeological site in middle reaches of Yangtze River indicative of paleoclimate and human activity during the last 3000 years

A variety of phytoliths, together with prolific microcharcoal particles, sponge spicules and diatoms were extracted and identified in four cultural layers from an archeological site at Jinluojia, Macheng, Hubei Province, Central China. The warmth (Iw) and aridity (Iph) indices calculated from grass phytoliths reveal warm and wet periods during the West Zhou, early East Zhou, Tang and Song Dynasties whilst cool and dry periods occurred during the late East Zhou, Ming and Qing Dynasties. The paleoclimate conditions reconstructed on the basis of grass phytoliths extracted from archeological sediments are in agreement with those from natural sediments in the Middle Yangtze region. In contrast, the woody phytoliths show a positive correlation with microcharcoal particles, suggesting an anthropogenic contribution to the woody phytoliths from the use of woody plants for fuel during cooking and heating. Two episodes of the enhanced abundance of woody phytoliths and microcharcoal particles were found to occur at East Zhou Dynasty and from Ming and Qing Dynasties to the Present, proposed to be a consequence of the population expansion and/or the frequent wars.