Engraved ochre from a Middle Stone Age context at Klein Kliphuis in the Western Cape of South Africa

This paper reports on a piece of engraved ochre recovered from a Middle Stone Age context at the rock shelter site of Klein Kliphuis (Western Cape, South Africa). The ochre was associated with a mixed assemblage of Howiesons Poort and post-Howiesons Poort MSA artefacts, suggesting that it is substantially younger than similar finds at Blombos Cave. The implications of the find for arguments concerning the nature of Late Pleistocene behavioural evolution are discussed.     

Possible shell beads from the Middle Stone Age layers of Sibudu Cave,South Africa

Recent excavations at Sibudu Cave, KwaZulu-Natal, South Africa, uncovered an Iron Age horizon below which is a complex 3 m thick Middle Stone Age sequence with post-Howiesons Poort, Howiesons Poort, Still Bay and pre-Still Bay layers. Available OSL ages indicate that the Howiesons Poort occupation is older than 60 ky and the Still Bay older than 70 ky. Here we present the archaeological context and the taphonomic analysis of six Afrolittorina africana, three of which bear perforations, from the Still Bay and Howiesons Poort layers of this site. The single specimen from the latter cultural horizon comes from the lowermost layer attributed to this technocomplex. This and the depositional context of this layer suggest that this shell derives, as do the other five, from the Still Bay occupation layers. Taphonomic analysis of the archaeological specimens based on present day Afrolittorina africana biocoenoses, microscopic examination, morphometry, experimental perforation of modern shells, and a review of the natural agents that may accumulate marine shells at inland sites, indicate probable human involvement in the collection, transport, modification, and abandonment of Afrolittorina africana in Sibudu. If confirmed by future discoveries these shells would corroborate the use of personal ornaments, already attested at Blombos Cave, Western Cape Province, by Still Bay populations. The apparent absence of ornaments at Howiesons Poort sites raises the question of the mechanisms that have led to cultural modernity since it seems to contradict the scenario according to which cultural innovations recorded at Middle Stone Age sites reflect a process of continuous accretion and elaboration interpreted as the behavioural corollary of the emergence of anatomically modern humans.     

Middle Stone Age bone tools from the Howiesons Poort layers,Sibudu Cave,South Africa

Recently discovered bone implements from Middle Stone Age (MSA) deposits at Sibudu Cave, South Africa, confirm the existence of a bone tool industry for the Howiesons Poort (HP) technocomplex. Previously, an isolated bone point from Klasies River provided inconclusive evidence. This paper describes three bone tools: two points and the end of a polished spatula-shaped piece, from unequivocal HP layers at Sibudu Cave (with ages greater than ∼61 ka). Comparative microscopic and morphometric analysis of the Sibudu specimens together with bone tools from southern African Middle and Later Stone Age (LSA) deposits, an Iron Age occupation, nineteenth century Bushman hunter-gatherer toolkits, and bone tools used experimentally in a variety of tasks, reveals that the Sibudu polished piece has use-wear reminiscent of that on bones experimentally used to work animal hides. A slender point is consistent with a pin or needle-like implement, while a larger point, reminiscent of the single specimen from Peers Cave, parallels large un-poisoned bone arrow points from LSA, Iron Age and historical Bushman sites. Additional support for the Sibudu point having served as an arrow tip comes from backed lithics in the HP compatible with this use, and the recovery of older, larger bone and lithic points from Blombos Cave, interpreted as spear heads. If the bone point from the HP layers at Sibudu Cave is substantiated by future discoveries, this will push back the origin of bow and bone arrow technology by at least 20,000 years, and corroborate arguments in favour of the hypothesis that crucial technological innovations took place during the MSA in Africa.     

Blombos Cave,Southern Cape,South Africa: Preliminary Report on the 1992–1999 Excavations of the Middle Stone Age Levels

The Later- and Middle Stone Age levels at Blombos Cave (BBC) were excavated over four field seasons between 1992 and 1999. Here we report on the results from the Middle Stone Age (MSA) levels. The taphonomy and depositional history of the MSA levels is complex due to faulting, folding and spalling. Careful observations during excavation have assisted in understanding some of these taphonomic and site formation processes; microstratigraphic analysis, currently in progress, will add to this information. The uppermost MSA level, the Still Bay phase, contains high densities of bifacial points, the fossile directeur of the Still Bay Industry. Placing the Still Bay within the MSA culture sequence has been problematic in the past because Still Bay assemblages are rarely found in situ and previous excavations were inadequately recorded. However with the regional data discussed in the text, the Still Bay can be securely placed before the Howiesons Poort dated at 65–70 ka.Flaked stone makes up the greatest proportion of all artefacts with the highest incidence of retouch and use of fine grained, non-local materials found in the Still Bay levels. The ochre assemblage is remarkable for the mass of material compared to other MSA sites. Finds uncommon in an MSA context are two pieces of ochre from the Still Bay phase engraved with a geometric design; a fragment of deliberately engraved bone; also, 28 shaped and polished bone tools recovered mainly from a phase just below the Still Bay. Blombos Cave is the first site where well preserved faunal remains have been recovered in association with the Still Bay allowing for unique insights into human subsistence behaviour and palaeoenvironmental reconstruction. Large fish bones, marine shells, seals and dolphins attest to extensive exploitation of aquatic resources and a wide range of terrestrial animals were hunted and gathered. The few human teeth recovered are heavily worn and damaged thus the issue of morphological modernity cannot be addressed.The BBC findings are a useful adjunct to findings from other MSA coastal sites in the southern Cape, especially Klasies River (KR) and Die Kelders Cave 1 (DK1); uniquely, BBC provides insights into human behaviour during a phase of the MSA never before studied in detail.     

Identifying the woody resources of Diepkloof Rock Shelter (South Africa) using scanning electron microscopy of the MSA wood charcoal assemblages

This article presents the results of the anatomical identification of wood charcoal from pre-Still Bay, Still Bay and Howiesons Poort assemblages at Diepkloof Rock Shelter (South Africa) using scanning electron microscopy. In the earliest phases, with pre-Still Bay stone tools, the charcoal shows a predominance of Afromontane forest taxa, some riverine woodland species, mesic thicket and proteoid fynbos vegetation. With a change in lithic technology in Still Bay contexts, the balance of Afromontane and thicket taxa shifts towards favouring the latter. A more diverse array of proteoid fynbos species emerges, and there is evidence for the use of plants from the local wetlands of the Verlorenvlei. In Howiesons Poort contexts, typified by a different lithic technology, the charcoal shows some Afromontane forest persisting, but the overwhelming change is towards greater species diversity, with the woody taxa being increasingly representative of thicket and shrubland. Some of the fynbos and thicket species are typical of vegetational communities which inhabit well-drained soils, rocky or dry locations at the present day. More wetland plants from the Verlorenvlei were selected for use.     

An improved OSL chronology for the Still Bay layers at Blombos Cave,South Africa: further tests of single-grain dating procedures and a re-evaluation of the timing of the Still Bay industry across southern Africa

This paper presents a series of new single-grain optically stimulated luminescence (OSL) ages for the Still Bay at Blombos Cave, South Africa, and compares them to previously published OSL, thermoluminescence (TL) and electron-spin resonance (ESR) ages for this site. Details are provided about the measurement and analytical procedures, including a discussion of the characteristics of the OSL signals of individual quartz grains. This forms the basis for further investigations into the sensitivity of the equivalent dose (D_e) estimates to a range of different analytical approaches, including changes in the size of the test dose, the choice of signal integration interval, the subtraction of an appropriate background, and isolation of the most light-sensitive (‘fast’) component of quartz OSL. We also report the results of an inter-operator test of D_e determination using seven new samples from Blombos Cave, and demonstrate the reproducibility of results obtained for two samples that had been dated previously at another laboratory and were measured and analysed again in this study. Together, these tests validate the robustness of the Blombos Cave single-grain OSL age estimates to a variety of alternative OSL dating procedures. We have incorporated, for the first time, these ages for Blombos Cave into a data set of all single-grain OSL ages for Still Bay and Howieson's Poort sites across southern Africa, and have used a statistical model to re-evaluate the timing and duration of the Still Bay industry. We calculate the most plausible start and end dates of the Still Bay as 72.2 ka and 71.3 ka, respectively – amounting to a duration of 0.9 ka – and estimate (with conventional 95% confidence) that this industry began no earlier than 75.5 ka, ended no later than 67.8 ka and lasted no longer than 6.6 ka.     

Variability in the Middle Stone Age Lithic Sequence, 115,000–60,000 Years Ago at Klasies River,South Africa

Stratified samples of artefacts from the Late Pleistocene deposit at the Klasies River main site, covering some 60,000 years, have been studied. Variability in the artefact sequence has been documented in the technologies of artefact production in addition to conventional typological analysis. Particular emphasis has been given to the recognition of the reduction sequences used in producing the pre-formed blanks that are a feature of the Middle Stone Age. The results show that the variability is due to changes between the dominant blade and or point technological conventions (traditions) through time. Technological study supports and gives meaning to the recognition of distinct sub-stages, MSA I (Klasies River), MSA II (Mossel Bay), Howiesons Poort and a post-Howiesons Poort at main site. These sub-stages are more than convenient, site-specific, organizational entities—they delineate separate technological conventions that may have relevance on a sub-continental scale.     

Identifying regional variability in Middle Stone Age bone technology: The case of Sibudu Cave

A few pieces of worked bone were previously reported from Sibudu, a site from KwaZulu-Natal in South Africa featuring a stratigraphic sequence with pre-Still Bay, Still Bay, Howiesons Poort, post-Howiesons Poort, late and final MSA cultural horizons. Here we describe an expanded collection of worked bones, including twenty-three pieces. Technological and use-wear analysis of these objects, and their comparison with experimental and ethnographic data, reveals that a number of specialised bone tool types (wedges, pièces esquillées, pressure flakers, smoothers, sequentially notched pieces), previously known only from the Upper Palaeolithic and more recent periods, were manufactured and used at least 30,000 years earlier at Sibudu Cave. These tools appear to be part of a local tradition because they are absent at contemporaneous or more recent southern African sites. Variability in Middle Stone Age material culture supports a scenario in which, beyond broad similarities in lithic technology, significant differences between regions, and trends of continuity at a local scale emerge in other aspects of the technical system, and in the symbolic domain. The archaeological record is revealing a complexity that prevents evaluation of the modern character of Middle Stone Age cultures in antinomic terms. We argue here that it is the detailed analysis of cultural variation that will inform us of the non-linear processes at work during this period, and contribute in the long run to explaining how and when crucial cultural innovations became established in human history.     

Measuring core reduction using 3D flake scar density: a test case of changing core reduction at Klasies River Mouth,South Africa

A new core reduction index is presented, calculated as the ratio of flake scar number to 3D surface area (SDI). The index is tested experimentally on five types of core (blade, discoid, Levallois, biface and multiplatform cores) and then applied to the core assemblages from five sub-stages of the Middle Stone Age at Klasies River Mouth, South Africa. Preliminary results indicate that the SDI possesses the desirable attributes of a successful reduction index and is a significant improvement on traditional proxy measures of core reduction. The results of the archaeological case study confirm previous untested observations that cores from the Howiesons Poort and MSAIII sub-stages are more heavily reduced than preceding and following stages, and that local and exotic raw materials as well as different types of cores are all more heavily reduced during these periods. The SDI fills a significant lacuna in available core reduction measures.     

The Howiesons Poort and MSA III at Klasies River main site,Cave 1A

We present the results of a technological analysis of the Howiesons Poort and MSA III lithic artifacts from Cave 1A at Klasies River. We studied most of the debitage and retouched pieces from Deacon's excavations (about 3000 pieces) and all the cores and retouched pieces from three layers of Singer and Wymer excavations (640 pieces). Our analysis shows: (1) that HP blade production was based on the use of marginal percussion by soft stone hammer, as at Rose Cottage; (2) that impact scars at Klasies, Rose Cottage and Sibudu indicate that the backed pieces were hafted in two different ways; and (3) that the HP backed pieces were an innovative way of hafting spear tips but are not clear evidence of the invention of bows and arrows.We document the gradual evolution of debitage techniques within the HP sequence with progressive abandonment of the HP technological style. Very similar trends occur in the upper part of the HP sequence at Rose Cottage. The similarity in temporal trends between sites separated by more than 600 km has significant implications for the disappearance of the HP industry. We suggest that the disappearance of the HP was not due to a phenomenon of population contraction and isolation that caused the collapse of social networks. The internal evolution and parallel process of change documented at Klasies and Rose Cottage speak against a collapse of social systems and are associated with evidence of environmental and subsistence changes at the transition MIS 4/3.     

A late Middle Stone Age artifact assemblage from Sibudu (KwaZulu-Natal): comparisons with the European Middle Paleolithic

It has been suggested that many behavioral innovations, said to appear during the late Middle Stone Age in sub-Saharan Africa, facilitated the expansion of anatomically modern humans from Africa and the Near East into Europe at about 50 kyr; the process eventually led to the replacement of Neanderthals by modern humans and the emergence of the Upper Paleolithic. However, assemblages in this time range are little known in South Africa. In fact, the transition from Middle to the Later Stone Age in Southern Africa is controversial. The early appearance in South Africa of many innovations, such as sophisticated knapping techniques (e.g. the use of soft hammer or indirect percussion in blade production, of composite tools, of microlithic and bladelet technologies) remains to be established through technological analysis.We present here the first results of a project designed to carry out detailed technological studies of several lithic assemblages in South Africa and France dated to the transition period. At this time we have completed the study of a post-Howiesons Poort assemblage from the rock shelter site of Sibudu.The >2 m deep stratigraphic sequence of Sibudu extends from Howiesons Poort at its base to final Middle Stone Age, directly under Iron Age layers. We have analyzed in detail layer RSP (ca. 53 kyr, 1 m above the Howiesons Poort levels) which has provided a large assemblage of several thousand stone artifacts. Compared to published MSA assemblages this industry is unusual for the very high proportions of retouched pieces (15%). The technology is not very elaborate and there is no strong standardization of the end-products. There are no flakes of predetermined shapes; retouch is used to modify irregular flakes to obtain desired edges. Knapping of flakes and blades is done by hard hammer; soft hammer is used only for retouching tools. Interestingly the older Howiesons Poort blades were produced on the same raw materials by soft hammer. Raw material (hornfels and dolerite) was procured from distances of less than 20 km. Unifacial points are the dominant type and there is strong evidence of hafting and use as spear armatures. Detailed comparisons with Middle Paleolithic assemblages of Western Europe show that the late Middle Stone Age technology in South Africa is very similar to that of the Middle Paleolithic; in fact we see no fundamental differences between the two entities, as far as lithic technology is concerned. Implications for the Out of Africa hypothesis are discussed.     

TL DATING OF BURNT LITHICS FROM BLOMBOS CAVE (SOUTH AFRICA): FURTHER EVIDENCE FOR THE ANTIQUITY OF MODERN HUMAN BEHAVIOUR*

This paper presents the first TL dates for burnt quartzites and silcretes from the Still Bay layers of Blombos Cave (South Africa). These layers contained engraved ochres and marine shell beads that could be an early manifestation of symbolic and thus ‘modern’ behaviour by the Middle Stone Age humans. The procedure devised to calculate the ages is presented in detail, particularly with regard to internal microdosimetry, because the problems faced in estimating the dose rates require an approach different from the one usually used on flints and sediments. A mean age of 74 ± 5 ka was obtained for five burnt lithics unearthed in the BBC M1 member of the Still Bay layers. This result is in good agreement with both ESR dates on teeth and OSL dates on sediment, and demonstrates the great antiquity of the archaeological remains discovered at Blombos Cave.     

Still Bay and serrated points from Umhlatuzana Rock Shelter,Kwazulu-Natal,South Africa

Umhlatuzana Rock Shelter is a long-sequence Middle and Later Stone Age site in KwaZulu-Natal, South Africa. Jonathan Kaplan excavated the site and analysed the material in the 1980s as a rescue project. For many years thereafter the collection remained untouched, partly because of doubts raised about the stratigraphic integrity of the site. Using single-grain OSL dating we show that post-depositional mixing of sediment was restricted to time-specific, small-scale events. The OSL ages obtained for the Howiesons Poort and pre-Howiesons Poort are comparable to those of other southern African sites with unambiguous Howiesons Poort and Still Bay Industries. Based on morphological and other characteristics, we reason that the Still Bay is represented at Umhlatuzana, and announce the presence of a serrated point assemblage closely associated in time with the Still Bay points.     

Technological successions in the Middle Stone Age sequence of Diepkloof Rock Shelter,Western Cape,South Africa

The southern African MSA comprises a series of phases of unique technological innovations that fuel current models on the evolutionary processes of Anatomically Modern Humans. However, the nature and variability of these technological phases remain poorly documented. This study reports on the previously unpublished sequence of Diepkloof Rock Shelter (South Africa) and investigates the main technological changes therein, particularly emphasizing the emergence, succession and disappearance of the Still Bay (SB) and the Howiesons Poort (HP). We argue for technological change that occurred at different rates and under the influence of variable driving factors. Our model implies that the SB and the HP are not related to the influx of new populations but have regionally specific origins. Unlike the other techno-complexes, the HP at Diepkloof is subdivided into different phases (Early, Intermediate and Late) but only the upper phases resemble the so-called “classic” HP. Finally, the technological sequence of Diepkloof questions the homogeneous picture which has been so far assumed for the southern African MSA and places emphasis on the importance of exploring long regional sequences.     

A Comparison of Middle Stone Age and Later Stone Age Blades from South Africa

Abstract

The Middle Stone Age (MSA, ca. 250,000 to 25,000 B.P.) and the Later Stone Age (LSA, ca. 25,000 to 2000 B.P.) provide the cultural backdrops for the evolution of modern humans in Africa. The LSA has been long regarded as the period during which modern forms of behavior were widely adopted. Over the last decade evidence of modern behavior in the MSA has grown significantly, however, and some cultural distinctions between the MSA and LSA have become blurred. Perceived differences between MSA and LSA blade technologies warranted closer investigation. The South African site of Rose Cottage Cave (RCC) has a long cultural sequence incorporating several MSA and LSA industries. A controlled comparison of blades from the Howiesons Poort (ca. 65,000 to 55,000 B.P.) and Robberg (ca. 20,000 to 10,000 CAL B.P.) industries of RCC is presented. Robberg blade production appears to involve both a different theoretical approach and greater technical precision than Howiesons Poort production but it does not result in a greater level of dimensional standardization. Robberg blade technology could be described as more advanced, but its economic advantages are problematic. The skills involved may have been fostered within a particular social context, though it remains to be established whether these conditions were peculiar to the environmentally-stressed Robberg phase or to the broader LSA.     

Hunting with Howiesons Poort segments: pilot experimental study and the functional interpretation of archaeological tools

For many decades the use of backed pieces from the Howiesons Poort, between about 70 ka and 55 ka ago, in South Africa has been a point of discussion. Recently direct evidence has been provided to associate these tools with Middle Stone Age hunting strategies. Yet, whether they were used to tip hunting weapons or as barbs remained an open question. In this paper we introduce a set of pilot experiments designed to test the effectiveness of Howiesons Poort segments, the type fossils of the industry, hafted in four different configurations as tips for hunting weapons. It is shown that the morphological type can be used successfully in this way. We present the results of a macrofracture analysis conducted on the experimental tools and compare these to results obtained from three Howiesons Poort backed tool samples. By correlating experimental outcomes, macrofracture data and the interpretation of micro-residue distribution patterns, we provide some insight into the functional variables that might be associated with Howiesons Poort segments.     

Shellfish Exploitation Strategies at the Pinnacle Point Shell Midden Complex,South Africa,During the Later Stone Age

Pinnacle Point, Mossel Bay, is best known for the preservation of the earliest evidence for systematic shellfish exploitation by humans during the African Middle Stone Age (MSA). Comparatively little is known about the shellfish gathering strategies of the Later Stone Age (LSA) inhabitants of this region. This article reports on five LSA sites at the Pinnacle Point Shell Midden Complex excavated by the Centre for Heritage and Archaeological Resource Management in 2006 and 2007. These sites represent 2,000 years of hunter-gather and herder settlement and subsistence in the region. Shellfish remains from the five middens were analyzed in order to understand the exploitation patterns of their LSA inhabitants. Information on the relative abundance of different mollusk species in these assemblages and, where possible, the average size of collected specimens, is then compared with published accounts of shellfish material from other sites along the southern Cape coast. These include roughly contemporary assemblages from Noetzie, Hoffman's/Robberg Cave and sites in the Garcia State Forest, and MSA assemblages from Pinnacle Point, Blombos Cave, and Klasies River Mouth. Regional continuities in gathering strategies focused on a range of bivalves and gastropods, and chronological shifts in the exploitation of rocky shores and sandy beaches, and different littoral zones, are apparent.     

Nature and significance of the Howiesons Poort to post-Howiesons Poort transition at Klein Kliphuis rockshelter,South Africa

This paper considers the transition from Howiesons Poort to post-Howiesons Poort technologies at the rock shelter site of Klein Kliphuis, South Africa. The transition at this site is shown to be gradual, with incremental changes in material selection and in the size and shapes of flakes and cores. Implements which appear to blend characteristics of those distinctive of the earlier and later industries appear briefly at the mid-point of the transition. The results suggest that there is unlikely to have been an occupational hiatus between the Howiesons Poort and post-Howiesons Poort. Explanations for the Howiesons Poort phrased in terms of population expansion and contraction are also difficult to support. Technological changes at this time may relate to environmental variation, though the limited nature of terrestrial archives documenting changes in resource productivity necessitate that any such suggestion be made with caution.     

Still Bay and Howiesons Poort Foraging Strategies: Recent Research and Models of Culture Change

The Still Bay (SB) and Howiesons Poort (HP) industries, endemic to southern Africa and dating to approximately 72–59 ka, have received a great deal of archaeological attention by virtue of their striking patterns of technology and their close association with some of the earliest unambiguously symbolic objects found in southern Africa. This paper reviews recent literature concerning SB and HP lithic assemblages, faunal remains, paleoenvironmental contexts, and chronological information. It argues that SB biface-dominated technology was designed to be multifunctional and to economize lithic raw material, a strategy well-suited to foragers moving frequently across a wide range of ecological zones in which access to resources and prey encounters were unpredictable. In contrast, HP blade-based tools, using backed blades as modular components in compound weapons, were efficient and reliable hunting weapons designed for specific tasks. More costly and difficult to maintain, HP technology resulted from the targeting of known, localized, and seasonal resources through planned logistical forays. We argue that these complicated patterns of innovation represent separate cultural responses to environmental instability during Marine Isotope Stage 4 and demographic pressures in southern Africa at this time. Against the backdrop of environmental and demographic shifts, the emergence of these innovative tools and associated symbolic objects reflects distinct but quintessentially modern cultural behaviors ethnographically associated with risk reduction, reciprocity, and information sharing.     

Late Pleistocene Techno-traditions in Southern Africa: A Review of the Still Bay and Howiesons Poort, c. 75–59?ka

The focus of this paper is on two remarkable techno-traditions in the prehistory of southern Africa, the c. 75?C71?ka Still Bay and the c. 65?C59?ka Howiesons Poort. These were periods when the technological and behavioural repertoire of early Homo sapiens expanded rapidly to include novel technologies such as heat treatment of lithic materials, pressure flaking of stone points, manufacture of complex armatures including the bow and arrow, and the production of symbolic artefacts including shell beads and engraved ochre, bone and ostrich eggshell. In this paper I first review briefly the historical background relating to the recognition of these techno-traditions; second, concentrate on the archaeological sites known to contain these assemblages within southern Africa; and third, discuss aspects of the precocious material culture that appears during these phases.