Beyond the identification of formation processes: Behavioral inference based on traces left by cultural formation processes

Formation processes are generally considered as a negative factor for behavioral inference in archaeology. The concept of formation processes, however, can potentially be far more useful for behavioral inference in archaeology than simply identifying spurious variability in the archaeological record. Physical traces left by cultural formation processes convey a certain kind of behavioral information which may not be otherwise available. Variables related to site occupation, such as the occupation span, the number of occupation episodes, and the location of activities, can be inferred from characteristics of refuse deposits, or refuse structure.     

Rubbish, Relatives, and Residence: The Family Use of Middens

Secondary refuse deposits such as middens may be used for intrasite comparisons of consumption, status, ethnicity, or activities. Our analysis of residence and household discard patterns in the modern village of Dalupa in the Pasil River Valley in Kalinga Province, the Philippines, suggests that midden assemblages may be used to compare the refuse of extended families. We define three types of middens (household, local, and communal) on the basis of catchment zones and describe their spatial distribution. Almost all middens in Dalupa are dominated by contributions from one family group based on mother–daughter relationships, despite some deviation from ideal residence patterns.     

Accumulations research: Problems and prospects for estimating site occupation span

Accumulations research examines the dynamic relationship among artifact discard, duration of occupation, and population size. The history of accumulations research is reviewed, emphasizing studies that use accumulation rates to measure site occupation span. Ethnoarchaeological and experimental research demonstrates that cooking pots are an ideal artifact type for accumulations research. Data from the Duckfoot site in southwestern Colorado are used to develop an annual accumulation rate of cooking pot sherds for households. This rate is used, along with population estimates and estimates of the total cooking pot sherd accumulation, to determine the occupation span of five sites located in the nearby Dolores River valley.     

Human Activities and Site Formation at Modern Lake Margin Foraging Camps in Kenya

Interpretation of archaeological sites with predominantly freshwater fish and reptile remains has been impeded by lack of documentation of how humans process such vertebrates, of bone modifications resulting from such handling, and of physical characteristics of sites produced by these activities. We report on 19 contemporary foraging camps on the shore of Lake Turkana, Kenya, with the creation, abandonment, and resulting faunal assemblages of 7 of these more closely described. Variable processing activities created a range of site structures but cross-assemblage regularities in patterns of bone surface modification and element frequencies are perceptible. Most sites were very large, with special-purpose activity areas peripheral to the main residential area. Site structure and size depended mainly on specific subsistence activities carried out and features of the camp locale rather than upon the number of occupants or duration of occupation. Sites can be classified as base camps or as fish production camps, with consistent differences in site structure and bone assemblage characteristics.     

The interpretation of stratified sites: A view from underground

This paper reports on an experiment designed to study the role of trampling in the vertical dispersal of artifacts in the soil, and in the mixing of originally separate sets of materials. The experiment is part of a study of the archaeological stratigraphy and patterns of site use at a large stratified cave in southern France. The experiment was designed to replicate conditions prevailing at the cave. The results strongly suggest caution in the interpretation of living floors and stratified assemblages in sandy deposits.     

Investigating absence: Assessing the cumulative effects of casual collecting at a 19th century Bahamian plantation

Abstract

Recent archaeological work at Prospect Hill, a 19th century plantation in the Bahamas, revealed artifact patterns that are inconsistent with expectations for a plantation site. The quantity and quality of artifacts in residential areas associated with the planter family and the enslaved population were inverted and suggest significant post abandonment changes. The site of Prospect Hill has been a destination for tourists and student groups since the mid-20th century, and the areas of the site most accessible to these visitors are also those with surprisingly low artifact counts. I investigated the possibility that regular visitation involved casual collecting using historical data as well as artifact assemblages from archaeological work at Prospect Hill. My analysis suggests that the archaeological record has been altered significantly through casual, opportunistic collecting, and it offers insights for identifying casual collecting elsewhere.     

Cultural Site Formation Processes in Maritime Archaeology: Disaster Response, Salvage and Muckelroy 30 Years on

Thirty years after Muckelroy's seminal 1976 paper on shipwreck site formation, research on the cultural processes which contribute to the creation and modification of shipwrecks remains limited. It is proposed that by adopting a process-oriented framework, we can integrate and synthesize the documentary, oral and archaeological evidence of human response to shipwreck into a structure which parallels the physical progress of the disaster. Possible cultural responses to shipwreck are considered, from pre-voyage planning through to post-impact salvage, including physical correlations potentially visible in the archaeological record.
© 2006 The Author     

Discard behavior on domestic historic sites: Evaluation of contexts for the interpretation of household consumption patterns

Consumer behavior has become an important topic in historical archaeology, and patterns of domestic acquisition, use, and discard are often directly expressed in the archaeological record. Consumption patterns are influenced by factors such as household morphology, life cycle, ethnicity, and socioeconomic status, therefore analysis of domestic site formation processes should take these factors into account. The formation processes exhibited on historic domestic sites may be quite complex, but there is a broad range of analytical methods available for examination of these processes.     

改革开放以来小康社会理论的形成与发展

小康社会理论是中国特色社会主义理论体系的主体组成部分之一,是马克思主义现代化理论与中国发展实际相结合的产物,丰富和发展了对中国特色社会主义现代化过程的理解。在1980年代由邓小平提出,经历了六个发展阶段,到中共十七大提出＂全面建设小康社会新要求＂之际,完全成熟。由＂大同论＂向＂小康论＂转型,有其深刻的现实、历史、理论与文化的根源。＂小康论＂立足于社会主义初级阶段的基本国情,以社会化大生产与工业市场文明为目标诉求,在强调公有制的主导作用下,显示出对个人利益的认可、宽容与疏导,强调＂法治＂、＂市场＂＂、共同富裕＂与＂民主＂。注重循序渐进而不急于求成。小康社会理论的形成与发展,是对中国特色社会主义现代化理论的创新。     

周公庙遗址田野考古工作的理念与方法——2007～2008年度中国田野考古一等奖获奖项目介绍

2004年2月,陕西省考古研究所与北京大学考古文博学院联合成立周公庙考古队之始,就把判定该遗址商周时期聚落性质作为学术研究     

The Early Later Stone Age in East Africa: Excavations and Lithic Assemblages from Lukenya Hill

The site of Lukenya Hill, Kenya, is one of the richest Later Stone Age (LSA) sites in East Africa. Its sequence documents the increasing manufacture of microlithic tools, one of the hallmarks of hunter–gatherer behavioral modernity (Bar-Yosef and Kuhn, 1999). This paper presents results of excavations at the LSA site of GvJm62, Lukenya Hill, and analysis of site formation processes on this inselberg rock shelter. It examines lithic assemblages from GvJm62 and four other Pleistocene-dated LSA sites at Lukenya Hill. Differences in raw material use, typology, and chronology indicate that there are three different kinds of LSA industries in the sampled sites at Lukenya Hill. Changes in technology, activities, and land use patterns can explain the differences among these three industries. The Lukenya Hill sequence is compared with other East African LSA industries.Le gisement de Lukenya Hill en Kenya est un des gisements les plus riches du type Paleolithique Superieure en Afrique de l'Est. La sequence demonstre l'éxistence et ensuite le fréquence des outils microlithiques. Cet article présent les résultats des fouilles du gisement de GvJm62 à Lukenya Hill et présent un étude des methodes de formation du gisement. On examine les outils lithiques de GvJm62 et quatre autres gisements à Lukenya Hill. Les differences des types des matières premiers, de la chronologie, et des types d'outils suggèrent qu'il y a trois types d'industrie à Lukenya Hill. On peut expliquer ces differences par changements en la technologie, les activités et les modèles de l'utilisation de la terre. La séquence à Lukenya Hill est comparée avec les autres industries Est Africain.     

Phytolith evidence for hearths and beds in the late Mousterian occupations of Esquilleu cave (Cantabria,Spain)

Esquilleu cave site has provided a moderately well preserved archaeological cave deposit from the Late Pleistocene in the Cantabrian area. Phytolith quantification, identification and determination of the refractive index have been carried out, together with FTIR analyses, from sediment samples collected in the profile. The comparison of the data obtained with the previous micromorphological results allows us to make inferences about the site formation processes and the Neanderthals use of the cave. Phytolith results show the presence of grass leaves nearby the hearth suggesting the repetitive existence of a bedding zone on the same area. Neanderthal behavioral patterns should be revised on the light of high resolution analyses, since diagenetic processes can obscure the existence of differentiated activity areas in the site.     

Subjects,citizens and others: the handling of ethnic differences in the British and the Habsburg Empires (late nineteenth and early twentieth century)

This article focuses on the role of ethnic inclusions and exclusions in administering citizenship and nationality within the British and the Habsburg Empires. The analysis discerns three ways of dealing with ethnically heterogenous populations. One follows the nation-state model and aims for internal ethnic homogeneity and legal equality. This model coined developments in Canada and Hungary. The second obeys an imperialistic pattern and implements legal discrimination between different ethnic groups. It played a decisive role in East Africa and in Bosnia to a certain degree. The third model follows a statist logic and enforces either supra-ethnic neutrality or a politics of recognition. It was most influential in Austria and India. In the British as well as in the Habsburg context ethnic differences gained significance around 1900. This ethnicising of law and administrative practice produced different results, though, in both cases, mainly due to the empires' divergent political structures. Whereas within the Habsburg Empire the three models were juxtaposed, British law and administration came to be dominated by the imperialistic pattern of ethnic discrimination against ‘non-white’ subjects. Thus, the customary distinction between a politically inclusive nationalism in Western Europe and an ethnically exclusive one in the continent's Eastern half – sometimes linked with the difference between ius soli and ius sanguinis – cannot be upheld.     

The formation process of a paleoindian open-air site in Central Brazil: integrating lithic analysis,radiocarbon and luminescence dating

Lithic analysis, radiocarbon dating and luminescence dating are applied to a stratified open-air Paleoindian site in Central Brazil, lending some balance to a published record dominated by rock shelter sites. Most lithics are found in two discrete occupation layers. Lithics found outside these layers are attributed to post-depositional movement of small flakes mainly upwards. Single-grain luminescence dating on quartz grains also suggest post-depositional movement. Both wind and bioturbation are suspected mechanisms. The luminescence analysis does not provide precise depositional dates in this situation but does support such dates suggested by radiocarbon.     

The archaeology of scattered wreck-sites: formation processes and shallow water archaeology in western Lake Huron

This paper explores the application of archaeological site formation theory to stranded wooden vessels and the scattered wreck-sites they produce. Shallow water wrecks and wreckage sites in the Au Sable Shores region of western Lake Huron are used to develop a preliminary classification of the processes operating on the breakup and deposition of wooden vessels.     

Status and Role of Formation Theory in Contemporary Archaeological Practice

Since Binford appropriated the term “middle-range theory,” it has signified the process of reasoning from the extant material record to the cultural past. Merton's sociological concept of middle-range theory is relevant to archaeology, but does not mean what Binford denoted by it. More accurately, Binford's domain should be called “formation theory.” By whatever name used, archaeologists differ greatly in our views of its role and status. Somehow, formation theory has come to be viewed as method but not theory, and as intrinsic to materialism, but irrelevant if not antithetical to other ontologies. Yet it is as critical to the contextual understanding of the past sought by many archaeologists today—a role that, among others, belies formation theory's marginal status in academic practice.     

Solifluction-induced modifications of archaeological levels: simulation based on experimental data from a modern periglacial slope and application to French Palaeolithic sites

The taphonomic study of Petit-Bost, Croix-de-Canard and Cantalouette II, three Palaeolithic sites that were recently discovered near Périgueux and Bergerac (Dordogne, France) in a colluvial context, has enlightened the difficulty of adequately appreciating the relative role of cultural and natural processes in site spatial patterning. Periglacial solifluction was thought to have played a significant role in site formation. Because the nature of the modifications induced by solifluction was still poorly understood, a simulation was made using data of soil movement recorded at La Mortice (French Southern Alps, 3100 m in elevation) in a modern periglacial environment. The results show that, for a knapping location, the first steps of deformation are typified both by a downslope translation of the location center and by an anisotropic diffusion of the artifacts. The knapping spot becomes elongated along the slope, with a dense relic concentration of artifacts in the upslope portion. This type of pattern has been obtained after 100–200 years of simulated displacement according to the climatic and soil conditions that characterise the La Mortice site. The ultimate stages of deformation show that the artifact distribution tends to homogenise on larger surfaces and resemble a random distribution. The ability of the simulated patterns to closely fit those observed in archaeological contexts is evaluated at three sites from Southwestern France. At Petit-Bost, the hypothesis of limited solifluction explains accurately the association of both cultural (artifact concentrations) and natural (artifact preferred orientation) features. At Croix-de-Canard, long-term solifluction can be proposed. By contrast, the simulated patterns do not describe the structures observed on the steeper slopes at Cantalouette II, where the knapping spot transforms into distinct solifluction lobes.     

Application of GIS methods to retrieve orientation patterns from imagery; a case study from Beds I and II,Olduvai Gorge (Tanzania)

The role of natural processes in the formation of the Bed I and II sites at Olduvai Gorge (Tanzania) remains the subject of much debate, five decades after their original excavation. Preferred orientation of items is indicative of water disturbance, but compass bearings were not available in Mary Leakey's (1971) study. Using GIS methods, we have vectorized maps from 1960s excavations at Olduvai, and applied a range of statistical techniques to calculate items strike. The GIS analysis suggests strongly preferred orientation patterns in Bed I, and more heterogeneous angular histograms in Bed II. Two complementary lines of evidence support these results. Firstly, modelling of potential mapping errors provides a large interval of confidence for preferred orientation patterns. Second, the GIS study was extended to photographs of the earlier excavations and to maps from recent fieldwork at Olduvai; both yielded patterned arrangement of lithics and bones, and are consistent with results based on the analysis of the 1960s maps, i.e. a large number of the Bed I and II assemblages are preferentially oriented. These results highlight the potential of GIS applications to the analysis of imagery in Stone Age studies, and bear important implications for the understanding of the role of natural agents in site formation processes at Olduvai.     

Making time: ‘Living floors’, ‘palimpsests’ and site formation processes – A perspective from the open-air Lower Paleolithic site of Revadim Quarry, Israel

The recognition of the dynamic role of site formation processes led archaeologists to recognize a behavioral dichotomy between ‘living floors’ and palimpsests’, Yet the archaeological proxies of ‘living floor’ and ‘palimpsest’ were never defined formally, and therefore have been used variably. We use archaeological criteria mentioned in the archaeological literature to model types of formation processes. The case study of the Lower Paleolithic open-air site of Revadim Quarry, Israel is used to test the model. Two types of palimpsests, differing in the rate of accumulation and thus in their effects on the anthropogenic remains, were discerned. Based on these results we review some other Lower Paleolithic instances. A sliding scale of formation processes provides a much needed middle ground between the scales of coarse, time-averaged formation processes and short, “near real-life” behavioral episodes and is an appropriate archaeological frame of reference.